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Joby (JOBY) legal chief logs 22,547 RSU vesting and tax share sale

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Joby Aviation officer Kate DeHoff reported equity transactions tied to restricted stock units. On February 1, 2026, 22,547 RSUs vested and converted into the same number of Joby common shares at an exercise price of $0, leaving her with 171,916 shares.

On February 2, 2026, she sold 8,194 Joby common shares at $10.48 per share. The filing explains these shares were sold to cover taxes due upon the RSU release and settlement under the award terms. After these transactions, she directly owned 163,722 Joby common shares.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
DeHoff Kate

(Last) (First) (Middle)
C/O JOBY AVIATION, INC.
333 ENCINAL STREET

(Street)
SANTA CRUZ CA 95060

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Joby Aviation, Inc. [ JOBY ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
See Remarks
3. Date of Earliest Transaction (Month/Day/Year)
02/01/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/01/2026 M 22,547 A $0 171,916 D
Common Stock 02/02/2026 S(1) 8,194 D $10.48 163,722 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (RSUs) $0 02/01/2026 M 22,547 (2) (2) Common Stock 22,547 $0 0 D
Explanation of Responses:
1. Represents the aggregate number of shares sold by the Reporting Person to cover taxes due upon the release and settlement of the RSUs, as required by the terms of the RSU award.
2. Represents an award of restricted stock units ("RSUs") that vests with respect to 100% of the RSUs on February 1, 2026, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.
Remarks:
Chief Legal Officer and Corporate Secretary
/s/ Sarah Slayen, Attorney-in-Fact for Kate Dehoff 02/03/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did Joby (JOBY) officer Kate DeHoff report?

Kate DeHoff reported RSU vesting and a related share sale. On February 1, 2026, 22,547 RSUs vested into common stock. On February 2, 2026, she sold 8,194 common shares, primarily to cover taxes due on the RSU settlement.

How many Joby (JOBY) shares did Kate DeHoff sell and at what price?

She sold 8,194 Joby common shares at $10.48 per share. The filing notes these shares represented the aggregate amount sold to cover taxes owed when her restricted stock units were released and settled under the award terms.

How many Joby (JOBY) RSUs vested for Kate DeHoff in February 2026?

A total of 22,547 restricted stock units vested for Kate DeHoff on February 1, 2026. Each RSU represented the contingent right to receive one Joby common share upon vesting, subject to her continued service through the vesting date.

How many Joby (JOBY) shares does Kate DeHoff own after these transactions?

After the reported transactions, Kate DeHoff directly owned 163,722 Joby common shares. This reflects the 22,547 shares issued upon RSU vesting on February 1, 2026, and the subsequent sale of 8,194 shares on February 2, 2026.

Why did Kate DeHoff sell Joby (JOBY) shares following her RSU vesting?

The sale was to cover taxes due on the RSU settlement. The filing states that the 8,194 shares sold on February 2, 2026, represented the aggregate number needed to satisfy tax obligations required by the terms of the RSU award.

What role does Kate DeHoff hold at Joby (JOBY)?

Kate DeHoff serves as Joby Aviation’s Chief Legal Officer and Corporate Secretary. Her position is disclosed in the remarks section of the Form 4, which also identifies her as an officer of the company rather than a director or 10% owner.
Joby Aviation Inc

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9.63B
583.99M
40.56%
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6.43%
Airports & Air Services
Aircraft
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United States
SANTA CRUZ