STOCK TITAN

Joby Aviation (NYSE: JOBY) CPO sells shares to cover RSU tax bill

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Joby Aviation Chief Product Officer Eric Allison reported multiple stock transactions tied to restricted stock unit (RSU) vesting. On April 1, 2026, he acquired 18,100 shares of Common Stock at $0.00 per share through the conversion of vested RSUs in several awards.

On April 2, 2026, he sold 9,350 shares of Common Stock at a weighted average price of $8.15 per share, with trades executed between $8.15 and $8.44. A footnote explains these sales represent shares sold to cover taxes due upon RSU release and settlement, as required by the award terms. Following these transactions, he directly owned 724,226 shares of Common Stock and retained RSU awards that continue to vest over time.

Positive

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Insider Allison Eric
Role Chief Product Officer
Sold 9,350 shs ($76K)
Type Security Shares Price Value
Sale Common Stock 9,350 $8.15 $76K
Exercise Restricted Stock Units (RSUs) 4,750 $0.00 --
Exercise Restricted Stock Units (RSUs) 8,305 $0.00 --
Exercise Restricted Stock Units (RSUs) 5,045 $0.00 --
Exercise Common Stock 4,750 $0.00 --
Exercise Common Stock 8,305 $0.00 --
Exercise Common Stock 5,045 $0.00 --
Holdings After Transaction: Common Stock — 724,226 shares (Direct); Restricted Stock Units (RSUs) — 23,746 shares (Direct)
Footnotes (1)
  1. Represents the aggregate number of shares sold by the Reporting Person to cover taxes due upon the release and settlement of the RSUs, as required by the terms of the RSU award. This transaction was executed in multiple trades at prices ranging from $8.15 to $8.44. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Represents an award of restricted stock units ("RSUs") that vests in equal installments over four years, on the quarterly anniversary of July 1, 2023, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting. Represents an award of restricted stock units ("RSUs") that vest in 16 equal installments on the quarterly anniversary of January 1, 2024, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting. Represents an award of restricted stock units ("RSUs") that vests with respect to 5% of the total number of RSUs on each of the first four quarterly anniversaries of January 1, 2026 and as to 10% of the total number of RSUs on each quarterly anniversary thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.
Shares sold to cover taxes 9,350 shares Common Stock sale on April 2, 2026 at weighted $8.15
Weighted average sale price $8.15 per share Open-market sale with trades from $8.15 to $8.44
RSUs converted to Common Stock 18,100 shares RSU exercises on April 1, 2026 at $0.00 conversion price
Post-transaction Common Stock holdings 724,226 shares Direct ownership after sale and RSU conversions
Remaining RSUs in one award 23,746 RSUs RSU award vesting quarterly from July 1, 2023
Remaining RSUs in second award 58,140 RSUs RSU award vesting in 16 quarterly installments from Jan 1, 2024
Remaining RSUs in third award 95,863 RSUs RSU award with stepped quarterly vesting from Jan 1, 2026
Restricted Stock Units (RSUs) financial
"Represents an award of restricted stock units ("RSUs") that vests in equal installments over four years"
Restricted stock units (RSUs) are a type of company promise to give employees shares of stock in the future, usually after certain conditions like working for a set time. They are like a gift promised today that you receive later, which can become valuable if the company's stock price goes up. RSUs matter because they are a way companies reward employees and can be a significant part of compensation.
weighted average sale price financial
"The price reported above reflects the weighted average sale price"
contingent right to receive one share of Common Stock financial
"Each RSU represents the contingent right to receive one share of Common Stock upon vesting"
vests in equal installments over four years financial
"Represents an award of RSUs that vests in equal installments over four years"
quarterly anniversary financial
"vests in 16 equal installments on the quarterly anniversary of January 1, 2024"
A quarterly anniversary marks the date that occurs every three months after a specific event, such as an investment or a business milestone. It is similar to a birthday that repeats four times a year, helping investors track the timing of important updates or changes. Recognizing these anniversaries allows investors to stay informed about progress and make timely decisions.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Allison Eric

(Last)(First)(Middle)
C/O JOBY AVIATION, INC.
333 ENCINAL STREET

(Street)
SANTA CRUZ CALIFORNIA 95060

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Joby Aviation, Inc. [ JOBY ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Product Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock04/01/2026M4,750A$0720,226D
Common Stock04/01/2026M8,305A$0728,531D
Common Stock04/01/2026M5,045A$0733,576D
Common Stock04/02/2026S(1)9,350D$8.15(2)724,226D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units (RSUs)$004/01/2026M4,750 (3) (3)Common Stock4,750$023,746D
Restricted Stock Units (RSUs)$004/01/2026M8,305 (4) (4)Common Stock8,305$058,140D
Restricted Stock Units (RSUs)$004/01/2026M5,045 (5) (5)Common Stock5,045$095,863D
Explanation of Responses:
1. Represents the aggregate number of shares sold by the Reporting Person to cover taxes due upon the release and settlement of the RSUs, as required by the terms of the RSU award.
2. This transaction was executed in multiple trades at prices ranging from $8.15 to $8.44. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
3. Represents an award of restricted stock units ("RSUs") that vests in equal installments over four years, on the quarterly anniversary of July 1, 2023, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.
4. Represents an award of restricted stock units ("RSUs") that vest in 16 equal installments on the quarterly anniversary of January 1, 2024, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.
5. Represents an award of restricted stock units ("RSUs") that vests with respect to 5% of the total number of RSUs on each of the first four quarterly anniversaries of January 1, 2026 and as to 10% of the total number of RSUs on each quarterly anniversary thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.
Remarks:
/s/ Sarah Slayen, Attorney-in-Fact for Eric Allison04/03/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Joby Aviation (JOBY) Chief Product Officer Eric Allison report in this Form 4?

Eric Allison reported RSU conversions into Common Stock and a related sale of shares to cover taxes. The filing shows RSUs vesting into 18,100 shares and a tax-driven sale of 9,350 shares, leaving him with 724,226 Joby Aviation shares held directly.

How many Joby Aviation (JOBY) shares did Eric Allison sell and at what price?

Eric Allison sold 9,350 shares of Joby Aviation Common Stock. The weighted average sale price reported was $8.15 per share, with individual trades executed between $8.15 and $8.44, according to the footnote describing the transaction pricing range.

Why did Eric Allison sell Joby Aviation (JOBY) shares in this filing?

The filing states the 9,350 shares sold were used to cover taxes due upon the release and settlement of RSUs. This sale was required under the terms of the RSU award, making it a tax-related transaction rather than a discretionary open-market liquidation.

How many Joby Aviation (JOBY) shares does Eric Allison hold after these transactions?

After the reported transactions, Eric Allison directly owned 724,226 shares of Joby Aviation Common Stock. This post-transaction holding reflects the net result of RSU conversions into stock and the shares sold to satisfy tax obligations associated with those RSU vestings.

What RSU awards for Joby Aviation (JOBY) are described in Eric Allison’s Form 4?

The filing describes several RSU awards that vest quarterly over multi-year schedules, tied to dates such as July 1, 2023, January 1, 2024, and January 1, 2026. Each RSU represents a contingent right to receive one Joby Aviation Common Stock share upon vesting.

How many RSUs did Eric Allison convert to Joby Aviation (JOBY) shares in this Form 4?

Eric Allison converted a total of 18,100 RSUs into Joby Aviation Common Stock. The transactions show RSU conversions of 4,750, 8,305, and 5,045 units, each at a conversion price of $0.00 per share, reflecting standard settlement of vested equity awards.