Joby Aviation (NYSE: JOBY) officer sells shares, exercises RSUs in routine filing

Rhea-AI Filing Summary

Joby Aviation, Inc. officer Kate DeHoff reported an RSU vesting and related stock sales. She exercised 16,064 Restricted Stock Units into the same number of common shares at $0.00 per share, increasing her holdings, then sold shares in subsequent open‑market transactions.

DeHoff sold 8,310 shares of common stock at a weighted average price of $8.20 per share and later sold 14,295 shares at a weighted average price of $8.73 per share. A footnote states that the aggregate shares sold include amounts required to cover taxes due on the RSU settlement, and one sale was made under an approved Rule 10b5‑1 trading plan. After these transactions, she directly holds 163,567 common shares and 48,195 RSUs.

Insights

Equity compensation and insider-transactions analyst

Routine RSU vesting with tax-related and pre-planned sales; modest net share reduction.

The filing shows Kate DeHoff exercising 16,064 RSUs into common stock at $0.00, then selling a total of 22,605 shares at weighted-average prices of $8.20 and $8.73. This is a classic compensation-driven pattern.

Footnotes specify that some shares were sold to cover tax obligations upon RSU settlement and that one sale occurred under an approved Rule 10b5-1 trading plan. These factors indicate largely mechanistic, pre-arranged activity rather than opportunistic market timing.

After the transactions, DeHoff still holds 163,567 common shares and 48,195 RSUs, so the net disposition is limited relative to her remaining position. Overall, this appears to be a routine equity-compensation event with a modest net-sell effect.

Insider Trade Summary 10b5-1

Net Seller: 22,605 shares ($192,937)

Net Sell 4 txns

Insider DeHoff Kate

Role See Remarks

Sold 22,605 shs ($193K)

Type	Security	Shares	Price	Value
Sale	Common Stock	14,295	$8.73	$125K
Sale	Common Stock	8,310	$8.20	$68K
Exercise	Restricted Stock Units (RSUs)	16,064	$0.00	--
Exercise	Common Stock	16,064	$0.00	--

Holdings After Transaction: Common Stock — 163,567 shares (Direct); Restricted Stock Units (RSUs) — 48,195 shares (Direct)

Footnotes (1)

1. Represents the aggregate number of shares sold by the Reporting Person to cover taxes due upon the release and settlement of the RSUs, as required by the terms of the RSU award. This transaction was executed in multiple trades at prices ranging from $8.20 to $8.30. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Sale made pursuant to the Reporting Person's approved 10b5-1 trading plan adopted on May 13, 2025. This transaction was executed in multiple trades at prices ranging from $8.62 to $8.82. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Represents an award of restricted stock units ("RSUs") that vests with respect to 16.66% of the RSUs on January 12, 2022 and as to the remaining 83.34% in 20 quarterly installments thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

Key Figures

Shares sold (first sale): 8,310 shares at $8.20 Shares sold (second sale): 14,295 shares at $8.73 Total shares sold: 22,605 shares +3 more

6 metrics

Shares sold (first sale) 8,310 shares at $8.20 Open-market sale of common stock

Shares sold (second sale) 14,295 shares at $8.73 Open-market sale of common stock

Total shares sold 22,605 shares Net sell shares in this Form 4

RSUs exercised 16,064 RSUs at $0.00 RSUs converted into common stock

Common shares after transactions 163,567 shares Direct holdings following final sale

RSUs remaining 48,195 RSUs Outstanding RSU balance after vesting

Key Terms

Restricted Stock Units ("RSUs"), Rule 10b5-1 trading plan, weighted average sale price, derivative exercise/conversion, +1 more

5 terms

Restricted Stock Units ("RSUs") financial

"Represents an award of restricted stock units ("RSUs") that vests with respect to 16.66%"

Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.

Rule 10b5-1 trading plan regulatory

"Sale made pursuant to the Reporting Person's approved 10b5-1 trading plan adopted"

A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.

weighted average sale price financial

"The price reported above reflects the weighted average sale price."

derivative exercise/conversion financial

"transaction_action": "derivative exercise/conversion""

taxes due upon the release and settlement of the RSUs financial

"shares sold by the Reporting Person to cover taxes due upon the release and settlement"

Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

DeHoff Kate

(Last) (First) (Middle)

C/O JOBY AVIATION, INC.

333 ENCINAL STREET

(Street)

SANTA CRUZ CALIFORNIA 95060

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Joby Aviation, Inc. [ JOBY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	See Remarks

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/12/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	04/12/2026		M		16,064	A	$0	186,172	D
Common Stock	04/13/2026		S(1)		8,310	D	$8.2(2)	177,862	D
Common Stock	04/14/2026		S(3)		14,295	D	$8.73(4)	163,567	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units (RSUs)	$0	04/12/2026		M			16,064	(5)	(5)	Common Stock	16,064	$0	48,195	D

Explanation of Responses:

1. Represents the aggregate number of shares sold by the Reporting Person to cover taxes due upon the release and settlement of the RSUs, as required by the terms of the RSU award.

2. This transaction was executed in multiple trades at prices ranging from $8.20 to $8.30. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

3. Sale made pursuant to the Reporting Person's approved 10b5-1 trading plan adopted on May 13, 2025.

4. This transaction was executed in multiple trades at prices ranging from $8.62 to $8.82. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

5. Represents an award of restricted stock units ("RSUs") that vests with respect to 16.66% of the RSUs on January 12, 2022 and as to the remaining 83.34% in 20 quarterly installments thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

Remarks:

Chief Legal Officer and Corporate Secretary

	/s/ Sarah Slayen, Attorney-in-Fact for Kate Dehoff	04/14/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transactions did Kate DeHoff report for Joby Aviation (JOBY)?

Kate DeHoff reported exercising 16,064 RSUs into common stock and selling 22,605 shares of Joby Aviation stock in open-market transactions. The sales occurred at weighted-average prices of $8.20 and $8.73 per share over consecutive days.

How many Joby Aviation (JOBY) shares does Kate DeHoff hold after these transactions?

After the reported transactions, Kate DeHoff directly holds 163,567 shares of Joby Aviation common stock. She also has 48,195 remaining Restricted Stock Units (RSUs), which represent additional potential future shares upon vesting, subject to continued service conditions.

Were Kate DeHoff’s Joby Aviation (JOBY) stock sales related to RSU vesting or taxes?

Yes. A footnote explains that the aggregate shares sold include amounts used to cover taxes due upon release and settlement of RSUs. This indicates a portion of the sales was tax-driven, tied directly to the compensation vesting event rather than discretionary selling.

Did Kate DeHoff’s Joby Aviation (JOBY) stock sales occur under a Rule 10b5-1 plan?

One of the disclosed stock sales was made under an approved Rule 10b5-1 trading plan. The footnote states the sale followed a pre-established plan, suggesting the timing was pre-arranged rather than a spontaneous market-timing decision by the reporting person.

What prices did Kate DeHoff receive for her Joby Aviation (JOBY) stock sales?

DeHoff’s reported sales occurred at weighted-average prices of $8.20 and $8.73 per share. Footnotes note that each sale involved multiple trades within narrow price ranges, and the reported figures represent the weighted average across those individual executions.

What was the size of Kate DeHoff’s RSU exercise at Joby Aviation (JOBY)?

She exercised 16,064 Restricted Stock Units (RSUs), converting them into the same number of Joby Aviation common shares at an exercise price of $0.00 per share. This RSU award vests over time, with earlier tranches vesting and settling into stock as service conditions are met.