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Joby Aviation (JOBY) officer reports RSU vesting and tax-related share sale

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Joby Aviation, Inc. executive Bonny W. Simi reported equity transactions related to restricted stock units and a tax-related sale. On January 12, 2026, Simi acquired 3,303 shares of Joby Aviation common stock at $0.00 upon the settlement of restricted stock units. On January 13, 2026, Simi sold 1,232 shares of common stock at $14.84 per share, with the filing stating that these shares were sold to cover taxes due upon the RSU release and settlement as required by the RSU award terms. Following these transactions, Simi directly held 127,185 shares of common stock and 6,606 restricted stock units, each RSU representing the right to receive one share of common stock upon vesting.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Simi Bonny W

(Last) (First) (Middle)
C/O JOBY AVIATION, INC.
333 ENCINAL STREET

(Street)
SANTA CRUZ CA 95060

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Joby Aviation, Inc. [ JOBY ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
President of Operations
3. Date of Earliest Transaction (Month/Day/Year)
01/12/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/12/2026 M 3,303 A $0 128,417 D
Common Stock 01/13/2026 S(1) 1,232 D $14.84 127,185 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (RSUs) $0 01/12/2026 M 3,303 (2) (2) Common Stock 3,303 $0 6,606 D
Explanation of Responses:
1. Represents the aggregate number of shares sold by the Reporting Person to cover taxes due upon the release and settlement of the RSUs, as required by the terms of the RSU award.
2. Represents an award of restricted stock units ("RSUs"). Between 0% and 125% of the award will vest in equal installments on each of on January 12, 2026, February 9, 2026, and March 9, 2026, based on the achievement of specified goals and subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.
Remarks:
/s/ Sarah Slayen, Attorney-in-Fact for Bonny Simi 01/14/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did Joby Aviation (JOBY) report for Bonny W. Simi?

The filing reports that Bonny W. Simi, President of Operations of Joby Aviation, Inc., acquired 3,303 shares of common stock on January 12, 2026 through the settlement of restricted stock units, and sold 1,232 shares of common stock on January 13, 2026.

What was the price and purpose of the Joby Aviation (JOBY) insider share sale?

The filing states that 1,232 shares of Joby Aviation common stock were sold at $14.84 per share, representing shares sold by the reporting person to cover taxes due upon the release and settlement of RSUs, as required by the terms of the RSU award.

How many Joby Aviation (JOBY) shares does Bonny W. Simi hold after the reported transactions?

After the reported transactions, Bonny W. Simi directly held 127,185 shares of common stock and 6,606 restricted stock units (RSUs), according to the Form 4.

What restricted stock unit (RSU) activity was reported for Joby Aviation (JOBY)?

The filing reports an award of restricted stock units (RSUs) where 3,303 RSUs were settled into common stock on January 12, 2026 at an exercise price of $0.00. The RSU award provides that between 0% and 125% of the award will vest in equal installments on January 12, 2026, February 9, 2026, and March 9, 2026, based on specified goals and continued service.

What is the role of the reporting person in Joby Aviation (JOBY)?

The reporting person, Simi Bonny W, is identified as an officer of Joby Aviation, Inc., with the title President of Operations.

Are the Joby Aviation (JOBY) RSUs reported tied to performance or service conditions?

Yes. The RSU footnote explains that between 0% and 125% of the award will vest in equal installments on January 12, 2026, February 9, 2026, and March 9, 2026, based on the achievement of specified goals and subject to the reporting person’s continued service through each applicable vesting date.

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13.93B
583.96M
40.56%
37.5%
6.43%
Airports & Air Services
Aircraft
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United States
SANTA CRUZ