Were Eric Allison’s Joby Aviation (JOBY) share sales discretionary or for tax purposes?

The 2,351 Joby Aviation shares sold by Eric Allison were for tax purposes. The footnotes state the sale represents the aggregate number of shares sold to cover taxes due upon RSU release and settlement, as required by the terms of the RSU award.

Joby Aviation (NYSE: JOBY) CPO sells shares to cover RSU taxes

Filing Impact

(Neutral)

Filing Sentiment

(Negative)

Form Type

Rhea-AI Filing Summary

Joby Aviation, Inc. Chief Product Officer Eric Allison reported RSU vesting and a related tax sale. On March 9, 2026, RSUs were exercised to acquire a total of 4,559 shares of Common Stock at $0.00 per share. On March 10, 2026, 2,351 shares of Common Stock were sold at $10.25 per share, representing shares sold to cover taxes due upon the RSU release and settlement, as required by the RSU award terms. After these transactions, Allison directly held 715,476 shares of Joby Aviation Common Stock.

Insider Trade Summary

Exercise and sale activity reported; no spread calculated

Exercise and Sale 5 txns

Insider Allison Eric

Role Chief Product Officer

Sold 2,351 shs ($24K)

Approx. gross sale proceeds $24K

Approx. exercise cost $0.00

Type	Security	Shares	Price	Value
Sale	Common Stock	2,351	$10.25	$24K
Exercise	Restricted Stock Units (RSUs)	2,958	$0.00	$0.00
Exercise	Restricted Stock Units (RSUs)	1,601	$0.00	$0.00
Exercise	Common Stock	2,958	$0.00	$0.00
Exercise	Common Stock	1,601	$0.00	$0.00

Holdings After Transaction: Restricted Stock Units (RSUs) — 1,601 shares (Direct); Common Stock — 715,476 shares (Direct)

Footnotes (3)

F1. Represents the aggregate number of shares sold by the Reporting Person to cover taxes due upon the release and settlement of the RSUs, as required by the terms of the RSU award.
F2. Represents an award of restricted stock units ("RSUs"). Between 0% and 125% of the award will vest in equal installments on each of on January 12, 2026, February 9, 2026, and March 9, 2026, based on the achievement of specified goals and subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.
F3. Between 0% and 200% of the award will vest in equal installments on each of on March 9, 2026, and April 7, 2026, based on the achievement of specified goals and subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive up to two shares of Common Stock upon vesting.

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Form 4 Insider Transactions: What Each Field Means →

Accepted by SEC EDGAR 03/11/2026 - 06:16 PM

FAQ

What insider transactions did Joby Aviation (JOBY) report for Eric Allison?

Joby Aviation reported that Chief Product Officer Eric Allison had RSUs vest into 4,559 shares of Common Stock and then sold 2,351 shares at $10.25 each to cover taxes due on the RSU settlement, as required by the award terms.

How many Joby Aviation (JOBY) shares did Eric Allison sell and at what price?

Eric Allison sold 2,351 shares of Joby Aviation Common Stock at $10.25 per share. According to the disclosure, these shares were sold specifically to cover taxes owed upon the release and settlement of vested RSUs under the terms of the RSU award.

How many Joby Aviation (JOBY) shares does Eric Allison hold after these Form 4 transactions?

Following the RSU exercises and the related tax sale, Eric Allison directly holds 715,476 shares of Joby Aviation Common Stock. This figure reflects the net position after acquiring 4,559 shares from RSU vesting and selling 2,351 shares to satisfy associated tax obligations.

What RSU activity for Joby Aviation (JOBY) was disclosed for Eric Allison?

The filing shows Eric Allison exercised Restricted Stock Units, converting 4,559 RSUs into an equal number of Joby Aviation Common Stock shares at a conversion price of $0.00. These RSUs vested based on specified goals and continued service conditions described in the award footnotes.

What vesting conditions apply to Eric Allison’s Joby Aviation (JOBY) RSU awards?

The RSU awards vest between 0% and 125% or 0% and 200% in scheduled installments in early 2026, depending on achieving specified goals and Allison’s continued service. Each RSU represents the right to receive one or up to two Joby Aviation Common Stock shares upon vesting.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Allison Eric

(Last)

(First)

(Middle)

C/O JOBY AVIATION, INC.

333 ENCINAL STREET

(Street)

SANTA CRUZ

95060

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
Joby Aviation, Inc. [ JOBY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Chief Product Officer

3. Date of Earliest Transaction (Month/Day/Year)
03/09/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	03/09/2026		M		2,958	A	$0	716,226	D
Common Stock	03/09/2026		M		1,601	A	$0	717,827	D
Common Stock	03/10/2026		S⁽¹⁾		2,351	D	$10.25	715,476	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Units (RSUs)	$0	03/09/2026		M			2,958	⁽²⁾	⁽²⁾	Common Stock	2,958	$0	0	D
Restricted Stock Units (RSUs)	$0	03/09/2026		M			1,601	⁽³⁾	⁽³⁾	Common Stock	1,601	$0	1,601	D

Explanation of Responses:

1. Represents the aggregate number of shares sold by the Reporting Person to cover taxes due upon the release and settlement of the RSUs, as required by the terms of the RSU award.

2. Represents an award of restricted stock units ("RSUs"). Between 0% and 125% of the award will vest in equal installments on each of on January 12, 2026, February 9, 2026, and March 9, 2026, based on the achievement of specified goals and subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

3. Between 0% and 200% of the award will vest in equal installments on each of on March 9, 2026, and April 7, 2026, based on the achievement of specified goals and subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive up to two shares of Common Stock upon vesting.

Remarks:

	/s/ Sarah Slayen, Attorney-in-Fact for Eric Allison	03/11/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR