Joby Aviation Inc SEC Filings

Form 4 filing overview – Joby Aviation, Inc. (JOBY)

General Counsel & Corporate Secretary Kate DeHoff reported one RSU settlement and two share sales between 12-15 July 2025.

• RSU settlement (Code M): 16,065 common shares issued at $0 on 07/12/2025, increasing direct holdings to 231,361 shares.
• Tax-related sale (Code S): 8,262 shares sold on 07/14/2025 at $11.97, an estimated $99k used to cover withholding taxes.
• 10b5-1 plan sale (Code S): 20,823 shares sold on 07/15/2025 at a weighted-average $13.67 (range $13.24-$13.96), for roughly $285k in proceeds.
• Post-transactions, the insider retains 202,276 common shares directly and 96,389 unvested RSUs.

The filing signals routine equity settlement and programmed selling rather than an abrupt discretionary liquidation. No company-level financial metrics or forward-looking statements are included.

Form 4 filing overview – Joby Aviation, Inc. (JOBY)

General Counsel & Corporate Secretary Kate DeHoff reported one RSU settlement and two share sales between 12-15 July 2025.

• RSU settlement (Code M): 16,065 common shares issued at $0 on 07/12/2025, increasing direct holdings to 231,361 shares.
• Tax-related sale (Code S): 8,262 shares sold on 07/14/2025 at $11.97, an estimated $99k used to cover withholding taxes.
• 10b5-1 plan sale (Code S): 20,823 shares sold on 07/15/2025 at a weighted-average $13.67 (range $13.24-$13.96), for roughly $285k in proceeds.
• Post-transactions, the insider retains 202,276 common shares directly and 96,389 unvested RSUs.

The filing signals routine equity settlement and programmed selling rather than an abrupt discretionary liquidation. No company-level financial metrics or forward-looking statements are included.

Copart Inc. (CPRT) has filed a Form 144 indicating the proposed sale of 24,088 common shares through Morgan Stanley Smith Barney on the NASDAQ around 15 July 2025. The shares were recently acquired on the same date via the cash exercise of stock options. Based on the filing’s stated outstanding share count of 966.9 million, the planned sale represents roughly 0.0025 % of total shares, with an aggregate market value of $1.14 million. No other sales by the same insider were reported in the past three months, and no additional material information—such as the seller’s identity or relationship to the issuer—was disclosed.

The notice is routine and does not, by itself, suggest any change in Copart’s fundamentals; rather, it provides procedural advance disclosure required when an insider intends to sell restricted or control securities under Rule 144.

ANSYS Inc. (ANSS) Form 4 highlights insider activity by President & CEO Ajei Gopal on 07/11/2025.

Gopal exercised 92,018 stock options (Code M) at an exercise price of $95.09 per share. The options originated from a 08/31/2016 grant that vested in 25% annual tranches and were due to expire on 08/31/2026.

To satisfy tax obligations arising from the exercise, 50,379 shares were automatically withheld (Code F) at a market price of $374.52. No open-market sale was reported.

After these transactions, the CEO’s direct beneficial ownership stands at 398,931 common shares, which includes 27,284 Deferred Stock Units and 152,530 Restricted Stock Units. All derivative securities from the 2016 option grant have now been settled, leaving 0 options outstanding from this award.

The net effect is an increase of 41,639 shares in the CEO’s direct holdings, signalling continued alignment with shareholder interests through a larger equity stake.

ANSYS Inc. (ANSS) Form 4 highlights insider activity by President & CEO Ajei Gopal on 07/11/2025.

Gopal exercised 92,018 stock options (Code M) at an exercise price of $95.09 per share. The options originated from a 08/31/2016 grant that vested in 25% annual tranches and were due to expire on 08/31/2026.

To satisfy tax obligations arising from the exercise, 50,379 shares were automatically withheld (Code F) at a market price of $374.52. No open-market sale was reported.

After these transactions, the CEO’s direct beneficial ownership stands at 398,931 common shares, which includes 27,284 Deferred Stock Units and 152,530 Restricted Stock Units. All derivative securities from the 2016 option grant have now been settled, leaving 0 options outstanding from this award.

The net effect is an increase of 41,639 shares in the CEO’s direct holdings, signalling continued alignment with shareholder interests through a larger equity stake.

Marriott International, Inc. (NASDAQ: MAR) filed an 8-K disclosing a planned leadership transition in its finance organization. Chief Financial Officer and Executive Vice President, Development, Kathleen K. Oberg notified the company on 11 July 2025 of her intent to retire. She will step down as CFO immediately after Marriott files its fiscal-2025 Form 10-K and will fully retire on 31 March 2026.

To ensure continuity, the Board has appointed Jennifer C. Mason (age 55) as Executive Vice President & Chief Financial Officer, effective on Ms. Oberg’s hand-over date. Mason is a 25-year Marriott veteran and currently serves as Global Officer, Treasurer & Risk Management (since May 2022). Her previous roles include CFO, U.S. & Canada (2016-2022) and senior positions in IT, sales, audit, and corporate FP&A. She holds a B.S. in Commerce (University of Virginia) and an MBA (Wharton).

The company furnished a press release (Exhibit 99.1) announcing the transition and other leadership moves; no financial statements or guidance updates were provided, and the disclosure is furnished, not incorporated by reference.

• Form type: 8-K, Items 5.02 (Officer changes) & 7.01 (Reg FD).
• No impact on previously issued financial statements.
• No change to trading symbol (MAR) or exchange listing (Nasdaq GS).

While the retirement of a long-standing CFO introduces succession risk, the internal promotion of a seasoned finance executive suggests operational stability and limited disruption to financial policy.

Oxford Square Capital Corp. has filed a Definitive Additional Proxy Material (DEFA14A) to notify stockholders of the 2025 Annual Meeting scheduled for 9:00 a.m. ET on August 20, 2025 at the company’s headquarters in Greenwich, CT. The filing outlines the Notice & Access model, directing investors to https://www.proxy-direct.com/oxf-34572 for full proxy materials or to request paper copies by August 8, 2025. Shareholders will vote on two routine proposals:

• Election of one director—Barry A. Osherow—to serve until the 2028 Annual Meeting.
• Ratification of PricewaterhouseCoopers LLP as independent registered public accounting firm for fiscal year ending December 31, 2025.

Voting can be completed online, by telephone, or via mailed proxy upon request using the provided 14-digit Control Number and 8-digit Security Code. The company reserves the right to switch to a virtual format, with any change to be announced via additional proxy materials and press release. No filing fee is required for this submission.

Oxford Square Capital Corp. has filed a Definitive Additional Proxy Material (DEFA14A) to notify stockholders of the 2025 Annual Meeting scheduled for 9:00 a.m. ET on August 20, 2025 at the company’s headquarters in Greenwich, CT. The filing outlines the Notice & Access model, directing investors to https://www.proxy-direct.com/oxf-34572 for full proxy materials or to request paper copies by August 8, 2025. Shareholders will vote on two routine proposals:

• Election of one director—Barry A. Osherow—to serve until the 2028 Annual Meeting.
• Ratification of PricewaterhouseCoopers LLP as independent registered public accounting firm for fiscal year ending December 31, 2025.

Voting can be completed online, by telephone, or via mailed proxy upon request using the provided 14-digit Control Number and 8-digit Security Code. The company reserves the right to switch to a virtual format, with any change to be announced via additional proxy materials and press release. No filing fee is required for this submission.

Oxford Square Capital Corp. has filed a Definitive Additional Proxy Material (DEFA14A) to notify stockholders of the 2025 Annual Meeting scheduled for 9:00 a.m. ET on August 20, 2025 at the company’s headquarters in Greenwich, CT. The filing outlines the Notice & Access model, directing investors to https://www.proxy-direct.com/oxf-34572 for full proxy materials or to request paper copies by August 8, 2025. Shareholders will vote on two routine proposals:

• Election of one director—Barry A. Osherow—to serve until the 2028 Annual Meeting.
• Ratification of PricewaterhouseCoopers LLP as independent registered public accounting firm for fiscal year ending December 31, 2025.

Voting can be completed online, by telephone, or via mailed proxy upon request using the provided 14-digit Control Number and 8-digit Security Code. The company reserves the right to switch to a virtual format, with any change to be announced via additional proxy materials and press release. No filing fee is required for this submission.