STOCK TITAN

Notifications

Limited Time Offer! Get Platinum at the Gold price until January 31, 2026!

Sign up now and unlock all premium features at an incredible discount.

Read more on the Pricing page

Japan Smaller Capitalization SEC Filings

JOF NYSE

Welcome to our dedicated page for Japan Smaller Capitalization SEC filings (Ticker: JOF), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Locating portfolio holdings, leverage details, and fee schedules inside a closed-end fund’s filings can feel like searching for kanji in a footnote. Japan Smaller Capitalization Fund Inc’s reports are no exception—N-CSR statements exceed 150 pages and Form 4 insider trades post without notice, leaving investors scrambling for clarity.

Stock Titan solves that problem. Our AI reads every document the moment it hits EDGAR, turning dense text into plain-English highlights. Whether you need the Japan Smaller Capitalization Fund insider trading Form 4 transactions or a quick take on the Japan Smaller Capitalization Fund quarterly earnings report 10-Q filing–style data buried in its N-CSR, you’ll find it here within seconds. Real-time alerts flag the Japan Smaller Capitalization Fund Form 4 insider transactions real-time, while side-by-side comparisons make the Japan Smaller Capitalization Fund earnings report filing analysis effortless.

  • understanding Japan Smaller Capitalization Fund SEC documents with AI
  • Japan Smaller Capitalization Fund executive stock transactions Form 4
  • Japan Smaller Capitalization Fund annual report 10-K simplified
  • Japan Smaller Capitalization Fund proxy statement executive compensation
  • Japan Smaller Capitalization Fund 8-K material events explained

Inside each filing, our platform pinpoints what matters: the latest sector-level weightings, NAV swings, and management-fee changes. AI-powered summaries explain why a newly disclosed 8-K matters for portfolio risk, and real-time dashboards track every insider trade against market moves. With comprehensive coverage—N-CSR, 10-Q equivalents, 8-K, SC 13G, and more—you can move from document drop to investment decision without wading through endless pages.

Rhea-AI Summary

Japan Smaller Capitalization Fund, Inc. (JOF) set its annual shareholder meeting for November 13, 2025, 10:30 a.m. Eastern, at Nomura Asset Management U.S.A., New York. Shareholders will vote on the election of six Directors, and the Board recommends voting FOR all nominees.

The record date is September 26, 2025; shareholders are entitled to one vote per share. 28,333,893 shares of common stock were outstanding as of the record date. Shareholders may vote in person, by Internet, by telephone, or by returning a proxy card. Under NYSE rules for investment companies, director elections are considered “routine,” permitting brokers to exercise discretion if no instructions are received.

The Audit Committee recommended inclusion of audited financials for the year ended February 28, 2025; E&Y billed $110,865 in audit fees and $30,935 in tax fees. Notable beneficial owners include Allspring 18.5%, 1607 Capital 15%, Lazard 8.12%, and Saba 7.44%. Independent Director fees for fiscal 2025 totaled $232,336.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
proxy
-
Rhea-AI Summary

David B. Chemidlin, a director of Japan Smaller Capitalization Fund Inc. (JOF), reported a purchase of 2,000 common shares on 09/17/2025 at a price of $10.8965 per share. After the transaction he beneficially owns 2,432 shares in total; that total includes 302 shares acquired under the issuer's Dividend Reinvestment Plan, which were exempt from Section 16 reporting under Rule 16a-11. The Form 4 was signed by Mr. Chemidlin on 09/19/2025 and filed to disclose this change in beneficial ownership.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
insider
-
Rhea-AI Summary

1607 Capital Partners, LLC reports beneficial ownership of 4,248,790 shares of Japan Smaller Capitalization Fund, Inc. common stock (CUSIP 47109U104), representing 15% of the class. The filer states it has sole voting and sole dispositive power over these shares and certifies the securities were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control of the issuer. The filing identifies the issuer's principal executive offices and provides the filer’s registered address and Delaware organization status.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
other

FAQ

What is the current stock price of Japan Smaller Capitalization (JOF)?

The current stock price of Japan Smaller Capitalization (JOF) is $10.29 as of November 4, 2025.

What is the market cap of Japan Smaller Capitalization (JOF)?

The market cap of Japan Smaller Capitalization (JOF) is approximately 292.7M.
Japan Smaller Capitalization

NYSE:JOF

JOF Rankings

JOF Stock Data

292.69M
28.33M
0.01%
79.36%
0.1%
Asset Management
Financial Services
Link
Japan
Tokyo