Marianne Lake sells shares; JPM (NYSE: JPM) Form 144 lists planned equity resales

Rhea-AI Filing Summary

JPMorgan (JPM) Form 144 notice: proposed and recent affiliate sales of Common Stock. The filing lists planned resale of equity compensation shares acquired on including 176 shares (01/13/2022), 972 shares (03/25/2022), and 5,279 shares (01/13/2024). It also records sales by Marianne Lake of 3,907 shares on 02/17/2026 for $1,197,158.15 and 6,427 shares on 04/15/2026 for $1,970,303.85. The notice identifies J.P. Morgan Securities LLC as the broker-dealer involved. Timing and method for the planned resales are stated as equity compensation shares; cash-flow treatment for planned sales is not detailed in the excerpt.

Insights

Securities Compliance Counsel

Form 144 records affiliate resale activity and proposed dispositions under Rule 144 procedures.

The filing lists specific equity compensation lots 176, 972, and 5,279 acquired on the dates shown and reports recent dispositions by Marianne Lake of 3,907 and 6,427 shares with exact proceeds. These entries align with the administrative notice process for restricted or control-stock sales.

Timing, method, and final settlement mechanics for the planned resales are not included in the excerpt; subsequent broker or exchange filings would show execution details.

Market Operations Specialist

Broker-dealer involvement and precise proceeds are disclosed for recent sales; planned lots are itemized.

The broker-dealer is identified as J.P. Morgan Securities LLC, and executed sale proceeds are shown for the two past transactions: $1,197,158.15 and $1,970,303.85. The filing itemizes equity-compensation lots by acquisition date and share count.

Operational details such as execution method or remaining lock-up constraints are not present in the provided excerpt and would appear in trade confirmations or later filings.

Key Figures

Sale on 02/17/2026: 3,907 shares Proceeds from 02/17/2026 sale: $1,197,158.15 Sale on 04/15/2026: 6,427 shares +4 more

7 metrics

Sale on 02/17/2026 3,907 shares Marianne Lake disposition on 02/17/2026

Proceeds from 02/17/2026 sale $1,197,158.15 Proceeds tied to 3,907-share sale

Sale on 04/15/2026 6,427 shares Marianne Lake disposition on 04/15/2026

Proceeds from 04/15/2026 sale $1,970,303.85 Proceeds tied to 6,427-share sale

Equity-compensation lot (01/13/2022) 176 shares Acquired as a result of awards granted by issuer

Equity-compensation lot (03/25/2022) 972 shares Acquired as a result of awards granted by issuer

Equity-compensation lot (01/13/2024) 5,279 shares Acquired as a result of awards granted by issuer

Key Terms

Form 144, Equity Compensation, Broker-dealer

3 terms

Form 144 regulatory

"144: Securities Sold During The Past 3 Months Marianne Lake"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Equity Compensation financial

"Equity Compensation Common Stock. $1 Par Value Acquired as a result of awards granted by Issuer"

Equity compensation is pay given to employees, executives or contractors in the form of company ownership—such as stock, stock options or restricted shares—rather than just cash. It matters to investors because it can align workers' incentives with shareholders (like paying someone in slices of the same pie they help grow), but it also increases the number of shares outstanding and company expenses, affecting ownership percentages and earnings per share.

Broker-dealer market

"J.P. Morgan Securities LLC 270 Park Avenue New York NY 10017-2014"

A broker-dealer is a licensed firm or individual that both executes trades on behalf of clients (acting as a broker) and buys or sells securities for its own account (acting as a dealer). Investors care because broker-dealers provide the plumbing of markets — they place orders, hold or move cash and securities, offer research or advice, and their stability and fees directly affect trade execution, costs, and the safety of client funds; think of them as a combined travel agent and taxi for your investments.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	J.P. Morgan Securities LLC 270 Park Avenue New York NY 10017-2014	6427	1917530.84	2679511418	05/15/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock. $1 Par Value	01/13/2022	Acquired as a result of awards granted by Issuer	Issuer			176	01/13/2022	Equity Compensation
Common Stock. $1 Par Value	03/25/2022	Acquired as a result of awards granted by Issuer	Issuer			972	03/25/2022	Equity Compensation
Common Stock. $1 Par Value	01/13/2024	Acquired as a result of awards granted by Issuer	Issuer			5279	01/13/2024	Equity Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Marianne Lake (1) c/o J.P. Morgan Securities LLC 270 Park Avenue New York NY 10017-2014	Common Stock. $1 Par Value	02/17/2026	3907	1197158.15
Marianne Lake (2) c/o J.P. Morgan Securities LLC 270 Park Avenue New York NY 10017-2014	Common Stock. $1 Par Value	04/15/2026	6427	1970303.85

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does JPM's Form 144 disclose about Marianne Lake's recent activity?

It reports Marianne Lake sold 3,907 shares on 02/17/2026 for $1,197,158.15 and 6,427 shares on 04/15/2026 for $1,970,303.85. The filing lists the broker as J.P. Morgan Securities LLC and records these dispositions as past transactions.

Which equity-compensation lots are listed for resale in the JPM Form 144?

The notice itemizes equity-compensation lots acquired on 01/13/2022 (176 shares), 03/25/2022 (972 shares), and 01/13/2024 (5,279 shares). These lots are presented as securities to be sold under the filing's schedule.

Who is the broker-dealer named in the JPM Form 144 filing?

The filing names J.P. Morgan Securities LLC at 270 Park Avenue as the broker-dealer involved. That entity is listed both for the securities to be sold and for reporting the recent transactions by Marianne Lake.

Do the Form 144 entries state how the planned resales will be executed?

The excerpt lists share lots and acquisition dates but does not specify execution methods or distribution channels. Details about order type, timing, or settlement are not included in the provided portion of the filing.

Are the proceeds from the past sales by Marianne Lake shown in the JPM filing?

Yes. The filing shows proceeds for the two past sales: $1,197,158.15 for 3,907 shares on 02/17/2026 and $1,970,303.85 for 6,427 shares on 04/15/2026. Those amounts are recorded in the excerpt.