Welcome to our dedicated page for JPMORGAN CHASE & CO SEC filings (Ticker: JPM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
JPMorgan Chase & Co. filings document a bank holding company with worldwide financial services operations and multiple classes of exchange-listed securities. Periodic reports describe investment banking, consumer and small-business financial services, commercial banking, transaction processing and asset management, along with capital, assets and stockholders’ equity disclosures.
The company’s 8-K filings record material events and identify registered securities including JPM common stock, depositary shares representing fractional interests in non-cumulative preferred stock, and guarantees of notes and exchange-traded notes issued by JPMorgan Chase Financial Company LLC. Proxy materials cover board matters, executive compensation, equity awards, shareholder voting items and other governance disclosures.
JPMorgan Chase Financial Company LLC is offering auto callable contingent interest notes linked to the MerQube US Tech+ Vol Advantage Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes are scheduled to price on or about August 31, 2026, settle on or about September 3, 2026, and mature on September 5, 2031, in minimum denominations of $1,000.
Investors may receive a contingent interest rate of at least 10.00% per annum (paid monthly) for any Review Date on which the Index closes at or above 75.00% of its Initial Value (the Interest Barrier), with unpaid coupons potentially catching up later. The notes are automatically called if, on specified Review Dates starting August 31, 2027, the Index is at or above its Initial Value, returning principal plus due interest.
If the notes are not called and the Final Value is at or above the 70.00% Buffer Threshold, principal is repaid (plus any due contingent interest). Below that level, repayment is reduced using a 30.00% buffer formula, exposing investors to up to a 70.00% principal loss. The Index itself is complex, uses up to 500% leverage, targets 35% implied volatility and is subject to a 6.0% per annum daily deduction and a notional financing cost, which drag on performance. All payments are subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co. The indicative estimated value is about $937.80 per $1,000 note, and will not be less than $900.00 at pricing.
JPMorgan Chase Financial Company LLC is offering structured Buffered Digital Notes linked to the lesser performer of the Nasdaq-100 Index and the Russell 2000 Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes mature on August 10, 2028, in minimum denominations of $1,000.
At maturity, if each index is at or above its initial level, or down by no more than the 20.00% Buffer Amount, investors receive principal plus a fixed Contingent Digital Return of at least 21.05%, for a total of $1,210.50 per $1,000 in the illustrative case. If either index is below its initial level by more than 20%, repayment is reduced 1% for each additional 1% decline in the lesser-performing index, with maximum loss of 80.00% of principal.
The notes pay no interest, do not provide dividends from index constituents, are unsecured obligations subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co., and will not be listed on an exchange. An illustrative estimated value is $987.50 per $1,000, and the final estimated value will not be less than $900.00 per $1,000.
JPMorgan Chase Financial Company LLC is offering Auto Callable Buffered Equity Notes linked to the MerQube US Tech+ Vol Advantage Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes have a minimum denomination of $1,000 and are expected to settle on or about August 31, 2026, maturing on August 29, 2031.
An automatic call may occur on September 1, 2027 if the Index closing level is at or above 100% of its Initial Value, paying $1,000 plus a Call Premium Amount of at least $510 per note, after which no further payments are due. If not called and the Final Value is above the Initial Value, investors receive $1,000 plus the full Index Return. If the Final Value is down by up to the 15% buffer, principal is returned; below that, investors lose 1% of principal for each 1% additional decline, for a maximum loss of 85% at maturity.
The underlying Index employs a 35% target volatility with exposure between 0% and 500% to an unfunded position in the Invesco QQQ Fund, and is reduced by a 6.0% per annum daily deduction plus a daily notional financing cost (SOFR + 0.50%), which will drag performance versus an equivalent index without such charges. The indicative estimated value is about $903.40 per $1,000 note and will not be less than $900.00, reflecting embedded selling commissions (up to $44 per $1,000) and hedging costs. Payments are unsecured and subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co., and the notes pay no interest or dividends.
JPMorgan Chase Financial Company LLC, guaranteed by JPMorgan Chase & Co., is offering 5-year auto callable buffered equity notes linked to the MerQube US Tech+ Vol Advantage Index, which references an unfunded position in the Invesco QQQ Trust with up to 500% exposure and 0–500% dynamic leverage.
The Index level reflects a 6.0% per annum daily deduction and the QQQ exposure is reduced by a daily notional financing cost. The notes have a 15.00% Buffer Amount against moderate declines, but investors may lose some or most of principal beyond that.
If on the September 1, 2027 Review Date the Index is at or above 100% of its Initial Value, the notes are automatically called, paying $1,000 plus a Call Premium of at least 51.00% per annum. If not called, the August 26, 2031 maturity payoff depends on Index performance, with upside participation when the Final Value exceeds the Initial Value and buffered downside otherwise. The minimum denomination is $1,000, and the estimated value at pricing will be at least $900 per $1,000 note. All payments are subject to the credit risks of JPMorgan Chase Financial Company LLC and JPMorgan Chase & Co.
JPMorgan Chase Financial Company LLC is offering S&P 500® index-linked medium-term notes due August 5, 2027, fully and unconditionally guaranteed by JPMorgan Chase & Co. Each note has a $1,000 principal amount and pays a fixed quarterly coupon expected between 1.69% and 1.98% of principal (between 6.76% and 7.92% per annum) on specified coupon payment dates.
At maturity, in addition to the final coupon, repayment of principal depends on S&P 500® performance from the trade date to the determination date. If the final index level stays at or above the 80% trigger buffer level, investors receive 100% of principal. If it falls below 80%, repayment is reduced 1% for each 1% index decline from the initial level, down to possible total loss of principal. Upside is capped: investors do not participate in any index appreciation beyond receiving coupons. The notes are unsecured obligations subject to the credit risks of JPMorgan Financial and JPMorgan Chase & Co., are not insured, and will not be listed. The estimated value at pricing is expected between $977.80 and $987.80 per $1,000, reflecting selling costs and hedging margins.
JPMORGAN CHASE & CO (JPM), via its wholly owned subsidiary JPMorgan Chase Financial Company LLC, is offering Trigger Absolute Return Step Securities, five-year unsecured notes linked to an unequally weighted basket of six equity indices (S&P 500®, EURO STOXX 50®, Nikkei 225, FTSE® 100, Swiss Market Index and S&P/ASX 200).
The notes are issued at $10 per Security, with selling commissions of $0.35 and issuer proceeds of $9.65 per Security. The Basket is set to an initial value of 100, with weights of 30% S&P 500, 28% EURO STOXX 50, 17.5% Nikkei 225, 12.25% FTSE 100, 7% Swiss Market Index and 5.25% S&P/ASX 200. If the Final Basket Value is at or above the Step Barrier (100), investors receive principal plus the greater of a fixed Step Return (to be set between 35.75% and 40.75%) or the Basket Return. If the Final Basket Value is between the Step Barrier and the Downside Threshold of 75, investors receive principal plus the Contingent Absolute Return (the absolute Basket Return. Below 75, repayment is principal reduced proportionately to the negative Basket Return, with potential total loss.
The notes pay no coupons, do not pass through index dividends, and are subject to the credit risk of both JPMorgan Chase Financial Company LLC and JPMorgan Chase & Co. The estimated value is about $9.576 per $10 Security, and will not be set below $9.20.
JPMorgan Chase & Co. (JPM), via JPMorgan Chase Financial Company LLC, is offering Uncapped Digital Barrier Notes linked to the least performing of the Nasdaq-100 Index, the Russell 2000 Index and the S&P 500 Index, maturing on August 29, 2031 and fully and unconditionally guaranteed by JPMorgan Chase & Co.
The notes provide uncapped, unleveraged exposure to any gain of the worst-performing index at maturity, with a Contingent Digital Return of at least 60.00% if each index finishes at or above its initial level. If any index is below its initial level but all remain at or above 60.00% of initial (the Barrier Amount), investors receive principal only.
If any index ends below its Barrier Amount, repayment equals $1,000 plus the return of the least-performing index, so losses exceed 40% and can reach 100% of principal. The notes pay no interest or dividends, are unsecured obligations subject to JPMorgan credit risk, are not listed, and have a minimum denomination of $1,000. The estimated value would be about $940 per $1,000 note if priced on the reference date and will not be less than $920 per $1,000 when finalized, reflecting embedded fees and hedging costs.
JPMorgan Chase Financial Company LLC, guaranteed by JPMorgan Chase & Co. (JPM), is offering 5-year, auto-callable contingent interest notes linked to the MerQube US Tech+ Vol Advantage Index, which references an unfunded total-return position in the Invesco QQQ Trust with a daily 6.0% per annum index deduction and a notional financing cost.
The notes have a minimum denomination of $1,000, a pricing date of August 31, 2026, monthly review dates, a final review date of September 2, 2031 and maturity on September 5, 2031. They pay a contingent interest rate of at least 10.00% per annum, or at least 0.83333% per month, only if on a review date the index level is at or above a 75.00% interest barrier.
If on any applicable review date (other than the first eleven and final) the index is at or above its initial level, the notes are automatically called at $1,000 plus the current and any unpaid contingent interest, with no further payments. If not called, and the final index level is at or above a 70.00% buffer threshold, investors receive $1,000 plus due contingent interest and any unpaid prior contingent interest. If the final level is below the buffer threshold, repayment is reduced according to $1,000 + [$1,000 × (Index Return + 30.00% buffer amount)], so investors can lose some or most of principal. All payments are subject to the credit risk of the issuer and guarantor, and the estimated value at issuance will be no less than $900 per $1,000 note.
JPMorgan Chase & Co. (JPM), through JPMorgan Chase Financial Company LLC, is offering unsecured auto callable contingent interest notes linked to the MerQube US Tech+ Vol Advantage Index, maturing July 31, 2029. Investors receive contingent monthly interest only when the Index closes at or above 85.00% of its initial level; missed coupons may be paid later if the barrier is met.
The notes can be automatically called starting February 26, 2027 if the Index is at or above 95.00% of its initial level, returning principal plus due and unpaid contingent interest. At maturity, if not called and the Index is at or above the 85.00% Buffer Threshold, investors receive principal plus due and unpaid contingent interest; otherwise, principal is reduced 1% for each 1% Index loss beyond a 15.00% buffer, up to an 85.00% loss of principal.
The Index embeds a 6.0% per annum daily deduction and a notional financing cost on the QQQ Fund, which drag on performance and cause the Index to lag a similar index without these charges. Each $1,000 note is expected to be sold at par, with an estimated value of about $931.10 and not less than $900.00, reflecting selling commissions, structuring and hedging costs. Payments depend on the credit of JPMorgan Financial and JPMorgan Chase & Co. and the notes are not bank deposits or FDIC insured.
JPMORGAN CHASE & CO (through issuer JPMorgan Chase Financial Company LLC) is offering $19,000,000 of Callable Fixed Rate Notes due August 31, 2027, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes pay fixed interest at 4.325% per annum, calculated on a 30/360 basis, with interest payable in arrears on July 31, 2027 and at maturity, unless earlier redeemed. The issuer may redeem all (but not part) of the notes at par plus accrued interest on January 31, 2027, April 30, 2027 or July 31, 2027. Each note has a $1,000 principal amount, priced at $1,000 to the public; underwriting fees are $1.224 per $1,000, resulting in total proceeds to the issuer of $18,976,750. The notes are unsecured obligations of the issuer, are not bank deposits and are not insured by the FDIC or any other governmental agency.