Welcome to our dedicated page for JPMORGAN CHASE & CO SEC filings (Ticker: JPM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
JPMorgan Chase & Co. filings document a bank holding company with worldwide financial services operations and multiple classes of exchange-listed securities. Periodic reports describe investment banking, consumer and small-business financial services, commercial banking, transaction processing and asset management, along with capital, assets and stockholders’ equity disclosures.
The company’s 8-K filings record material events and identify registered securities including JPM common stock, depositary shares representing fractional interests in non-cumulative preferred stock, and guarantees of notes and exchange-traded notes issued by JPMorgan Chase Financial Company LLC. Proxy materials cover board matters, executive compensation, equity awards, shareholder voting items and other governance disclosures.
JPMORGAN CHASE & CO (JPM), through its subsidiary JPMorgan Chase Financial Company LLC, is issuing unsecured, unsubordinated callable notes due August 3, 2033, linked to the 10-year Constant Maturity Treasury (CMT) rate and fully guaranteed by JPMorgan Chase & Co.
The notes pay quarterly variable interest at up to 9.45% per annum only for days when the 10-year CMT rate is less than or equal to 5.25%; on days outside this range, interest is 0%. Interest each period equals 9.45% × (accrual days/total days). JPMorgan Financial may redeem the notes, in whole but not in part, at par plus accrued interest on specified quarterly dates from August 3, 2027 through May 3, 2033.
The aggregate principal amount is $2.66 million, with a denomination of $1,000 per note and quarterly payments on February 3, May 3, August 3 and November 3. The public issue price is $1,000 per note, but the estimated value on the pricing date is $975, reflecting embedded fees, structuring costs and hedging profits. The notes are treated as contingent payment debt instruments for U.S. tax purposes, requiring holders to accrue original issue discount over the term.
JPMORGAN CHASE & CO (symbol: JPM) is the issuer of record for a Form 424B2 filing submitted to the SEC.
JPMORGAN CHASE & CO (JPM), via JPMorgan Chase Financial Company LLC, is issuing Capped Trigger GEARS, 4‑year structured notes linked to the S&P 500® Index. The total offering size is $3,115,100, priced at $10 per Security, with proceeds to the issuer of $9.70 per Security.
At maturity in July 2030, if the S&P 500 shows a positive return, holders receive principal plus 1.50x the index gain, capped at a Maximum Gain of 48.70%. If the index return is zero or negative but remains at or above the Downside Threshold of 75% of the Initial Value (7,316.15; threshold 5,487.11), investors receive principal back. If the Final Value is below the Downside Threshold, repayment is $10 + ($10 × Underlying Return), giving full downside exposure and potential loss of all principal. The notes pay no interest, do not pass through dividends, and all payments depend on the creditworthiness of JPMorgan Chase Financial Company LLC and the JPMorgan Chase & Co. guarantee.
JPMORGAN CHASE & CO (JPM), through subsidiary JPMorgan Chase Financial Company LLC, is offering callable fixed rate notes due August 14, 2031, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes pay fixed interest at 5.20% per annum, using a 30/360 day count, with interest paid annually on August 14, beginning August 14, 2027, in arrears.
The issuer may, at its option, redeem the notes in whole (not in part) on the 14th calendar day of February and August of each year from August 14, 2027 through February 14, 2031 at 100% of principal plus accrued and unpaid interest. The minimum price to the public for certain eligible institutional or fee-based accounts will be between $987.60 and $1,000 per $1,000 principal amount, and selling commissions will be approximately $2.50 and not more than $12.50 per $1,000 principal amount. The notes are unsecured debt obligations, are not bank deposits, and are not insured by the FDIC or any other governmental agency.
JPMorgan Chase & Co. (JPM), via JPMorgan Chase Financial Company LLC, is offering unsecured auto callable contingent interest notes linked to the MerQube US Tech+ Vol Advantage Index, due August 29, 2031. The notes pay a monthly Contingent Interest Payment of at least $7.0833 per $1,000 (at least 8.50% per annum) for any Review Date when the Index is at or above an Interest Barrier of 80.00% of the Initial Value, with unpaid interest amounts accruing if later barriers are met.
The notes may be automatically called starting August 26, 2027 if the Index is at or above its Initial Value on specified Review Dates, returning $1,000 plus due and unpaid interest. If held to maturity and the Final Value is below a Buffer Threshold of 70.00% of the Initial Value, principal is reduced 1% for each 1% decline beyond the 30.00% Buffer Amount, exposing investors to losses of up to 70.00% of principal. The Index embeds a 6.0% per annum daily deduction and a notional financing cost, which drag on performance.
The minimum denomination is $1,000. If priced on the described date, the estimated value would be about $907.80 per $1,000 note and will not be less than $900.00, reflecting selling commissions, hedging costs and the issuer’s internal funding rate. Payments depend on the credit of JPMorgan Chase Financial Company LLC and the guarantee of JPMorgan Chase & Co.
JPMORGAN CHASE & CO (symbol: JPM) is the issuer of record for a Form 424B2 filing submitted to the SEC.
JPMORGAN CHASE & CO (JPM), via JPMorgan Chase Financial Company LLC, is offering unsecured, unsubordinated Capped Buffer GEARS due on or about August 16, 2028, linked to an unequally weighted basket of five equity indices (EURO STOXX 50, Nikkei 225, FTSE 100, Swiss Market Index, S&P/ASX 200).
Each Security has a $10 principal amount and provides 2.00x leveraged upside to any positive Basket Return, subject to a Maximum Gain between 28.25% and 31.25%. The Basket starts at 100; if the Basket Return is zero or negative but the Final Basket Value is at or above the Downside Threshold of 90% of the Initial Basket Value, investors receive full principal at maturity.
If the Basket Return is negative and the Final Basket Value is below the Downside Threshold, the payoff is reduced by 1% for each 1% decline beyond the 10% Buffer, so investors may lose up to 90% of principal. The notes pay no interest, provide no dividends from the indices, and expose holders to the credit risk of JPMorgan Financial and guarantor JPMorgan Chase & Co. Price to public is $10.00, with selling commissions up to $0.20 per Security and estimated value currently illustrated at about $9.758 (not less than $9.40 when finalized). Minimum investment is $1,000, and the term is approximately two years from the expected August 13, 2026 trade date.
JPMorgan Chase & Co. (JPM), through JPMorgan Chase Financial Company LLC, is offering auto-callable structured “Review Notes” linked individually to the EURO STOXX 50®, Russell 2000® and Nasdaq‑100® indices, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes are expected to price on or about August 14, 2026, settle on or about August 19, 2026, and mature on August 19, 2031, with minimum denominations of $1,000.
The notes may be automatically called quarterly starting August 17, 2027 if each index is at or above 100% of its initial level, paying $1,000 plus an increasing Call Premium Amount (at least 12.2% on the first Review Date, up to at least 61.0% on the final Review Date). If not called, principal is protected only if the final level of each index is at or above 60% of its initial level; otherwise repayment is reduced one-for-one with the performance of the worst index, and investors can lose all principal. The indicative estimated value is about $940 per $1,000 note and will not be less than $920, reflecting embedded costs and issuer funding assumptions.
JPMORGAN CHASE & CO (through JPMorgan Chase Financial Company LLC) is offering Digital Buffered Equity Notes due December 22, 2028, linked to an unequally weighted basket of five non-U.S. equity indices: EURO STOXX 50 (40%), TOPIX (25%), FTSE 100 (17%), Swiss Market Index (11%) and S&P/ASX 200 (7%). The notes pay no interest and are fully and unconditionally guaranteed by JPMorgan Chase & Co.
The initial basket level is set to 100. If the final basket level is at or above 100, investors receive the greater of principal plus basket return or a fixed "digital" payoff, with the threshold settlement amount expected between $1,217.60 and $1,256.00 per $1,000 note. If the basket falls but remains at or above 87.50% of the initial level, investors receive principal only. Below that buffer level, losses are leveraged: for each 1% drop beyond the 12.5% buffer, payoff falls by about 1.1429% of principal, down to a potential total loss.
The notes will be sold at 100% of principal, with no underwriting commission, and an estimated value at issuance between $971.40 and $981.40 per $1,000. They will not be listed, and secondary liquidity depends on J.P. Morgan Securities LLC. Returns are subject to the credit risk of both the issuer and guarantor, complex tax treatment (including "open transaction" characterization and Section 871(m) considerations), and extensive market, correlation, and conflict-of-interest risks highlighted in the risk factors.
JPMORGAN CHASE & CO (JPM), via JPMorgan Chase Financial Company LLC, is offering principal-at-risk Contingent Income Callable Securities due May 10, 2030 linked to the worst-performing of the Nasdaq-100, S&P 500 and Russell 2000 indices. Investors may receive a quarterly contingent payment of at least 2.95% of the $1,000 principal (at least $29.50 per security) for any quarter in which each index stays at or above 75% of its initial level on every day; otherwise the coupon for that quarter is zero.
The notes are callable at the issuer’s discretion on any quarterly payment date other than the first and last, at par plus any due coupon. At maturity, if not called, investors receive $1,000 only if each index is at or above 65% of its initial level; otherwise the payoff tracks the worst index on a 1:1 downside basis and can fall below 65% of principal, down to zero. The price to the public is $1,000 per note, including selling and structuring fees of $27.50 per note, while the estimated value would be about $942.60 if priced on the example date (and will not be less than $920.00), reflecting embedded costs and hedging.