Welcome to our dedicated page for JPMORGAN CHASE & CO SEC filings (Ticker: JPM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
JPMorgan Chase & Co. filings document a bank holding company with worldwide financial services operations and multiple classes of exchange-listed securities. Periodic reports describe investment banking, consumer and small-business financial services, commercial banking, transaction processing and asset management, along with capital, assets and stockholders’ equity disclosures.
The company’s 8-K filings record material events and identify registered securities including JPM common stock, depositary shares representing fractional interests in non-cumulative preferred stock, and guarantees of notes and exchange-traded notes issued by JPMorgan Chase Financial Company LLC. Proxy materials cover board matters, executive compensation, equity awards, shareholder voting items and other governance disclosures.
JPMorgan Chase Financial Company LLC is offering structured notes linked to the Dow Jones Industrial Average®, Russell 2000® Index and S&P 500® Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. Each note has a $1,000 denomination and matures on August 12, 2031.
The notes may be automatically called on any of 17 Review Dates starting August 11, 2027 if the closing level of each Index is at or above its Call Value (generally up to 91% of Initial Value, and up to 80% on the final Review Date). If called, investors receive $1,000 plus a Call Premium that steps up from at least 10% (first Review Date) to at least 50% (final Review Date).
If the notes are never called and on the final Review Date any Index closes below its Barrier Amount of 80.00% of Initial Value, repayment is reduced by the full decline of the Least Performing Index, with potential loss of all principal. The notes pay no interest or dividends and are subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co. The indicative estimated value is about $976.30 per $1,000 note and will not be less than $900.00 at pricing.
JPMorgan Chase Financial Company LLC is offering structured “Review Notes” linked to the MerQube US Tech+ Vol Advantage Index, fully and unconditionally guaranteed by JPMorgan Chase & Co., in minimum denominations of $1,000. The notes may be automatically called as early as February 26, 2027 if, on a Review Date, the Index is at or above the Call Value, paying back principal plus a fixed Call Premium.
Minimum Call Premiums range from 6.00% to 35.00% of principal across 30 Review Dates. If the notes are not called, they offer a 15.00% downside buffer, but investors can lose up to 85.00% of principal at maturity if the Index falls more than the buffer. The Index embeds a 6.0% per annum daily deduction and a notional financing cost, and can use leverage up to 500% exposure to QQQ, which materially drags performance and can magnify losses. The indicative estimated value is about $926.20 per $1,000 note, not less than $900.00 at pricing, reflecting selling costs and internal funding assumptions. Payments depend on JPMorgan Financial’s and JPMorgan Chase & Co.’s credit and the notes pay no interest or dividends.
JPMorgan Chase Financial Company LLC is offering auto callable contingent interest notes due August 29, 2031, linked to the MerQube US Tech+ Vol Advantage Index and fully guaranteed by JPMorgan Chase & Co. Investors receive a Contingent Interest Payment on each review date only if the Index is at or above 75% of the Initial Value (the Interest Barrier); otherwise no interest is paid for that period. The notes may be automatically called as early as August 26, 2027 if the Index is at or above the Initial Value on specified review dates, returning principal plus that period’s interest, with no further payments.
If the notes are not called and the final Index value is below the 70% Buffer Threshold, principal is reduced 1% for each 1% decline beyond the 30% Buffer Amount, for a maximum loss of 70% of principal. The Index embeds a 6.0% per annum daily deduction and a notional financing cost, causing it to lag a comparable undeducted index. The notes price at $1,000 denominations; if priced today, the estimated value would be about $905.70 per $1,000, and at issuance will not be less than $900.00, reflecting selling costs and internal funding and hedging assumptions.
JPMorgan Chase Financial Company LLC is offering auto callable contingent interest notes linked to the MerQube US Tech+ Vol Advantage Index, due August 29, 2031, fully guaranteed by JPMorgan Chase & Co. Investors receive a Contingent Interest Payment only for Review Dates when the Index closes at or above 70% of the Initial Value (the Interest Barrier). The notes are automatically called on certain Review Dates if the Index closes at or above the Initial Value, with the earliest possible call on August 26, 2027.
If not called, principal is protected only down to a Buffer Threshold of 85% of the Initial Value; below this level, investors lose 1% of principal for each 1% Index decline beyond the 15% Buffer Amount, for a maximum loss of 85% of principal. The Index includes a 6.0% per annum daily deduction and a notional financing cost, which drag performance and cause it to trail an otherwise similar index without such charges. The notes are unsecured obligations subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co., and the estimated value at issuance is expected to be below the $1,000 price to public.
JPMorgan Chase Financial Company LLC is offering structured Review Notes linked to the MerQube US Tech+ Vol Advantage Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes have a scheduled maturity of September 5, 2031 and are issued in $1,000 minimum denominations.
The notes feature automatic call opportunities on annual Review Dates starting September 3, 2027 if the Index is at or above 100% of its Initial Value. If called, investors receive $1,000 plus a Call Premium, with minimum premiums of 30%, 60%, 90%, 120% and 150% of principal on successive Review Dates. If not called and the Final Index Value is at or above 50% of the Initial Value, investors receive back principal at maturity; below that barrier, repayment is $1,000 + ($1,000 × Index Return), so losses can exceed 50% and reach total principal loss.
The Index embeds a 6.0% per annum daily deduction and a daily notional financing cost, meaning it will lag an otherwise identical index without these charges. It targets 35% volatility with exposure to the Underlying Asset dynamically adjusted between 0% and 500%. The indicative estimated value is about $937 per $1,000 note and will not be less than $900 per note at pricing, reflecting selling commissions, hedging costs and issuer funding assumptions. Payments are unsecured and subject to the credit risk of both the issuer and JPMorgan Chase & Co., and the notes pay no interest or dividends.
JPMorgan Chase Financial Company LLC is offering structured, auto-callable notes linked to the MerQube US Large-Cap Vol Advantage Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes mature on September 5, 2031 and may be automatically called as early as September 3, 2027 if the Index is at or above the Call Value, set at 100% of the Initial Value.
If called, investors receive $1,000 plus a Call Premium Amount that is at least 30%, 60%, 90%, 120% or 150% of principal on successive Review Dates. If not called and the Final Value is at least 50% of the Initial Value (the Barrier Amount), principal is returned at maturity; otherwise, repayment equals $1,000 plus $1,000 × Index Return, so losses can exceed 50% and reach all principal.
The Index employs a leveraged, volatility-targeting futures strategy on E-mini S&P 500 contracts and is reduced by a 6.0% per annum daily deduction, which puts a persistent drag on performance. Minimum denomination is $1,000. If priced today, the estimated value would be about $917.60 per $1,000 note and will not be less than $900, reflecting embedded costs. The notes pay no interest or dividends, are unsecured obligations subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co., and are expected to have limited or no secondary market liquidity.
JPMorgan Chase Financial Company LLC is offering structured notes due August 29, 2031, fully and unconditionally guaranteed by JPMorgan Chase & Co., linked to the MerQube US Tech+ Vol Advantage Index. The notes may be automatically called quarterly starting August 31, 2027 if the Index is at or above the Call Value, paying back $1,000 plus a call premium that starts at 18% of principal and can rise to 90% by the final review date.
The notes pay no interest and offer a 15% downside buffer at maturity; if the Index is down more than 15% and the notes were not called, principal is reduced 1% for each 1% drop beyond the buffer, for a possible loss of up to 85% of principal. The underlying Index uses a rules-based strategy on the Invesco QQQ Fund with 0–500% exposure, targets 35% volatility, and applies a 6.0% per annum daily deduction plus a SOFR + 0.50% notional financing cost, which materially drags performance. The minimum denomination is $1,000, and the indicative estimated value is about $907.60 per $1,000 note, not less than $900 when finalized.
JPMorgan Chase Financial Company LLC is offering auto callable contingent interest notes linked to the MerQube US Gold Vol Advantage Index, fully and unconditionally guaranteed by JPMorgan Chase & Co., and scheduled to mature on August 29, 2031. The notes may be automatically called on quarterly review dates starting February 26, 2027 if the Index closing level is at least its Initial Value, in which case investors receive $1,000 plus the applicable contingent interest and no further payments. On each review date, a Contingent Interest Payment is made only if the Index is at or above 60.00% of the Initial Value (the Interest Barrier), at a rate to be set but at least 12.25% per annum, paid quarterly. If the notes are not called and on the final review date the Index is below the 60.00% Trigger Value, the maturity payment is reduced 1% for every 1% Index decline from the Initial Value, exposing investors to a substantial or total loss of principal. The underlying Index employs leverage up to 500%, targets 35% implied volatility, and is subject to a 6.0% per annum daily deduction, which creates a drag on performance. The notes are unsecured obligations in minimum denominations of $1,000; an indicative estimated value is about $900.30 per $1,000 note, and will not be less than $880.00 per $1,000 when finalized, both below the price to public, and are subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co.
JPMorgan Chase Financial Company LLC is offering unsecured, unsubordinated Structured Investments Review Notes linked to the MerQube US Tech+ Vol Advantage Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes are scheduled to mature on August 29, 2031, in minimum denominations of $1,000 at a price to public of $1,000 per note.
The notes feature automatic call observations starting on August 30, 2027. If on any Review Date the Index is at or above the Call Value, investors receive $1,000 plus a fixed Call Premium Amount that starts at 15.00% of principal and steps up by 1.25 percentage points per Review Date to at least 75.00% on the final Review Date. If never called and the Final Index Value is down by no more than the 15.00% Buffer Amount, principal is returned at maturity; if the decline exceeds the buffer, principal is reduced 1% for each 1% drop beyond the buffer, for a maximum loss of 85.00%.
The underlying Index targets 35% volatility with exposure between 0% and 500% to the QQQ-based Underlying Asset and is subject to a 6.0% per annum daily index deduction plus a daily notional financing cost of SOFR + 0.50%. These deductions and leverage can materially drag performance, so the Index is expected to trail a comparable index without such charges. The notes pay no interest or dividends, carry issuer and guarantor credit risk, are not listed, and may trade below the issue price; the indicative estimated value is approximately $907.30 per $1,000 note and will not be less than $900.00 at pricing.
JPMorgan Chase Financial Company LLC is offering callable structured notes linked to the MerQube US Tech+ Vol Advantage Index, fully and unconditionally guaranteed by JPMorgan Chase & Co., maturing on August 29, 2031, in minimum denominations of $1,000.
The notes may be automatically called on annual Review Dates starting August 30, 2027 if the Index closing level is at least 100% of the Initial Value, paying $1,000 plus a Call Premium of at least 26.25%–131.25% of principal depending on the call year, after which no further payments are due.
If not called, and the Final Value is at least 50% of the Initial Value (the Barrier Amount), investors receive principal back at maturity. If the Final Value is below the Barrier, the payoff is $1,000 + ($1,000 × Index Return), exposing investors to more than 50% and up to 100% loss of principal.
The Index is an excess-return, volatility-target index with up to 500% exposure to an unfunded position in the QQQ Fund, reduced daily by a 6.0% per annum deduction and a notional financing cost, which will generally drag on performance. The indicative estimated value is about $906.80 per $1,000 note, and will not be less than $900.00, and payments are subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co.