Welcome to our dedicated page for JPMORGAN CHASE & CO SEC filings (Ticker: JPM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
JPMorgan Chase & Co. filings document a bank holding company with worldwide financial services operations and multiple classes of exchange-listed securities. Periodic reports describe investment banking, consumer and small-business financial services, commercial banking, transaction processing and asset management, along with capital, assets and stockholders’ equity disclosures.
The company’s 8-K filings record material events and identify registered securities including JPM common stock, depositary shares representing fractional interests in non-cumulative preferred stock, and guarantees of notes and exchange-traded notes issued by JPMorgan Chase Financial Company LLC. Proxy materials cover board matters, executive compensation, equity awards, shareholder voting items and other governance disclosures.
JPMorgan Chase Financial Company LLC is offering auto callable contingent interest notes linked to the MerQube US Gold Vol Advantage Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes pay a Contingent Interest Payment on each Review Date only if the Index closes at or above 60.00% of its Initial Value (the Interest Barrier). The notes are automatically called, with repayment of principal plus the applicable contingent interest, if on any Review Date other than the first and final the Index closes at or above its Initial Value.
If the notes are not called and on the final Review Date the Index is below the Trigger Value (also 60.00% of the Initial Value), repayment of principal is reduced 1% for every 1% decline in the Index, down to zero, so investors may lose all principal and receive no interest. The Index itself is reduced by a 6.0% per annum daily deduction and can employ leverage up to 500% exposure to gold futures, which can amplify volatility and drag on performance.
The notes are unsecured, unsubordinated obligations of JPMorgan Financial, subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co., are issued in minimum denominations of $1,000, and will not be listed on any securities exchange. If priced on the described date, the estimated value would be about $927 per $1,000, and will not be less than $900 per $1,000 when set, reflecting embedded costs and hedging economics.
JPMorgan Chase Financial Company LLC is offering Callable Contingent Interest Notes due August 8, 2029, linked to the least performing of the Dow Jones Industrial Average®, the Russell 2000® Index and the EURO STOXX 50® Index, fully and unconditionally guaranteed by JPMorgan Chase & Co.
The notes pay a monthly contingent coupon only if on a Review Date each index is at or above its Interest Barrier of 70% of its Initial Value. The contingent interest rate will be at least 10.80% per annumredeem the notes early on certain Interest Payment Dates, beginning February 8, 2027, paying $1,000 plus any due contingent interest.
If the notes are not redeemed and, on the final Review Date, the Final Value of any index is below its 70% Trigger Value, investors receive $1,000 plus $1,000 multiplied by the return of the least performing index, resulting in a loss of principal that could reach 100%. The indicative estimated value is about $972.30 per $1,000, and when priced will not be less than $940.00 per $1,000, reflecting structuring and hedging costs and internal funding rates. The notes are unsecured obligations subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co., will not be listed, and may have limited or no liquidity.
JPMorgan Chase Financial Company LLC is offering $3,443,000 of Uncapped Accelerated Barrier Notes linked to the lesser performance of the iShares MSCI EAFE ETF and the EURO STOXX 50 Index, due August 1, 2031, fully and unconditionally guaranteed by JPMorgan Chase & Co.
The notes provide an uncapped leveraged upside, paying 2.305 times any positive return of the lesser performing underlying at maturity, if both finish above their initial values. If either underlying finishes at or above its 70% Barrier Amount, principal is returned. If either finishes below its Barrier Amount, investors lose 1% of principal for each 1% decline in the lesser performing underlying, down to a total loss.
The notes pay no interest or dividends, are unsecured obligations subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co., and will not be listed, limiting liquidity. The price to public is $1,000 per note, while the estimated value at pricing was $969.40, reflecting selling commissions, hedging costs and issuer funding assumptions.
JPMorgan Chase Financial Company LLC is issuing $1,720,000 of Auto Callable Buffered Return Enhanced Notes linked to the Dow Jones Industrial Average®, Russell 2000® Index and S&P 500® Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes price at $1,000 per denomination and are expected to settle on or about August 3, 2026, maturing on August 2, 2029, unless automatically called on August 4, 2027.
The notes can be automatically called at a premium if each index is at or above its Call Value on the Review Date, paying $1,000 plus a $125 Call Premium. If not called and each index finishes above its Initial Value at maturity, holders receive an uncapped 2.00x leveraged return based on the least performing index. A 20.00% Buffer Amount protects principal against moderate declines, but if any index falls by more than 20.00%, repayment is reduced 1% for each additional 1% decline, with losses up to 80.00% of principal. The notes pay no interest, do not provide dividends, are unsecured obligations subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co., and may be illiquid. The estimated value is $984.40 per $1,000, below the issue price due to selling, structuring and hedging costs.
JPMorgan Chase Financial Company LLC is offering structured notes due August 9, 2029, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes are linked to the Nasdaq-100® Technology Sector, the Russell 2000® Index and the S&P 500® Index, treated individually rather than as a basket.
The notes may be automatically called on scheduled Review Dates starting August 9, 2027 if each index closes at or above 100% of its Initial Value, paying $1,000 plus a Call Premium that starts at at least 17.20% of principal and rises to at least 51.60% on the final Review Date.
If not called and each index’s Final Value is at least its Barrier Amount of 70% of Initial Value, investors receive principal back at maturity. If any index finishes below its Barrier Amount, payoff is $1,000 × (1 + Least Performing Index Return), so losses exceed 30% and can reach a total loss of principal. The notes pay no interest or dividends, are unsecured obligations subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co., and have an estimated value of about $978.10 per $1,000 if priced on the reference date, with a minimum estimated value of $940 per $1,000 when set.
JPMorgan Chase Financial Company LLC is offering $370,000 of Auto Callable Accelerated Barrier Notes linked to the lesser performance of the Nasdaq-100 Index® and the Russell 2000® Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes, issued in $1,000 minimum denominations, are scheduled to mature on August 1, 2031.
The notes may be automatically called on August 4, 2027 if each index is at or above its Call Value, paying $1,245 per $1,000 note (principal plus a $245 Call Premium) and then terminating. If not called, at maturity investors receive 1.50 times any positive return of the lesser-performing index, full principal back if that index stays at or above 70% of its Initial Value, or a one-for-one loss with the lesser index if it finishes below the Barrier Amount, up to total loss of principal. The notes pay no interest or dividends, are unsecured obligations subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co., and have an estimated value of $973.80 per $1,000 at pricing, reflecting structuring and hedging costs. They are not listed, and secondary market liquidity and pricing are expected to be limited.
JPMorgan Chase Financial Company LLC is issuing $1,110,000 of Uncapped Buffered Return Enhanced Notes linked to the lesser performing of the Dow Jones Industrial Average and the Nasdaq-100 Index, maturing August 2, 2029, fully and unconditionally guaranteed by JPMorgan Chase & Co.
The notes offer an Upside Leverage Factor of 1.70x any positive performance of the lesser performing index at maturity, with a 5.00% downside buffer. If either index falls by more than 5%, principal is reduced 1% for each additional 1% decline in the lesser performing index, up to a maximum loss of 95.00% of principal, leaving a minimum payment of $50 per $1,000 note. The notes pay no interest or dividends, are unsecured obligations subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co., and are not listed, so liquidity may be limited.
The price to the public is $1,000 per note, while the issuer’s estimated value at pricing was $981.30 per $1,000 note. The notes priced on July 29, 2026 and are expected to settle on or about August 3, 2026, in minimum denominations of $1,000.
JPMorgan Chase Financial Company LLC is issuing $7,696,000 of Auto Callable Contingent Interest Notes linked to the common stock of The Goldman Sachs Group, Inc., fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes pay a Contingent Interest Rate of 11.10% per annum (2.775% per quarter) only for Review Dates when Goldman Sachs’ share price is at or above an Interest Barrier of 50.00% of the Initial Value; missed coupons can be paid later if conditions are subsequently met.
The notes are automatically called, starting July 29, 2027, if on certain Review Dates the stock closes at or above the Initial Value, returning $1,000 per note plus due contingent interest and any unpaid prior coupons. If not called, and on the final Review Date the stock is at or above the Trigger Value of 50.00% of the Initial Value, investors receive full principal plus applicable contingent interest and any unpaid coupons. If the Final Value is below the Trigger Value, repayment is $1,000 + ($1,000 × Stock Return), exposing investors to 1-for-1 downside and possible total loss of principal.
The notes are unsecured, unsubordinated obligations of JPMorgan Chase Financial Company LLC, guaranteed by JPMorgan Chase & Co., subject to both entities’ credit risk. The price to public is $1,000 per note, while the issuer’s estimated value is $989.40 per $1,000, reflecting structuring, hedging costs and dealer compensation. The notes are not listed, may have limited liquidity, and all sales are to fee-based advisory accounts, with a $6.50 per $1,000 structuring fee on $4,817,000 of the issuance.
JPMorgan Chase Financial Company LLC is offering callable contingent interest notes due May 9, 2030, linked individually to the Dow Jones Industrial Average®, the Nasdaq-100® Technology Sector and the Russell 2000® Index, and fully and unconditionally guaranteed by JPMorgan Chase & Co.
Investors receive a Contingent Interest Payment on each monthly Review Date only if the closing level of each Index is at or above 60% of its Initial Value (the Interest Barrier. If any Index is below its 50% Trigger Value at final valuation and the notes have not been called, principal is reduced 1% for each 1% decline in the Least Performing Index, potentially to zero.
The issuer may redeem the notes early, in whole, on designated Interest Payment Dates beginning February 11, 2027, paying $1,000 per note plus any due contingent interest. The minimum denomination is $1,000, and an example estimated value is about $963.90 per $1,000 note, reflecting embedded fees, hedging costs and the issuer’s internal funding rate. The notes are unsecured, subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co., illiquid, and may pay no interest.
JPMorgan Chase Financial Company LLC is issuing $538,000 of Auto Callable Contingent Interest Notes linked to Occidental Petroleum common stock, fully and unconditionally guaranteed by JPMorgan Chase & Co., maturing on August 2, 2029. The notes pay a 10.50% per annum contingent coupon (2.625% quarterly) only if on a Review Date the stock closes at or above an Interest Barrier of 65.00% of the Initial Value; missed coupons can be paid later if the barrier is met on a subsequent Review Date.
The notes are automatically called on specified dates (earliest January 29, 2027) if the stock is at or above its Initial Value, returning $1,000 principal plus current and any unpaid contingent interest. If not called, and at final valuation the stock is at or above a Trigger Value equal to 65.00% of the Initial Value, investors receive principal plus final and unpaid coupons. If the Final Value is below the Trigger Value, repayment is $1,000 + ($1,000 × Stock Return), so principal loss is 1% for each 1% stock decline and can reach a full loss of principal. The notes are unsecured, not insured, and any payment depends on the credit of JPMorgan Financial and JPMorgan Chase & Co. The estimated value is $948.00 per $1,000 note, below the issue price due to selling, structuring and hedging costs.