Welcome to our dedicated page for JPMORGAN CHASE & CO SEC filings (Ticker: JPM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
JPMorgan Chase & Co. filings document a bank holding company with worldwide financial services operations and multiple classes of exchange-listed securities. Periodic reports describe investment banking, consumer and small-business financial services, commercial banking, transaction processing and asset management, along with capital, assets and stockholders’ equity disclosures.
The company’s 8-K filings record material events and identify registered securities including JPM common stock, depositary shares representing fractional interests in non-cumulative preferred stock, and guarantees of notes and exchange-traded notes issued by JPMorgan Chase Financial Company LLC. Proxy materials cover board matters, executive compensation, equity awards, shareholder voting items and other governance disclosures.
JPMorgan Chase & Co. (JPM), through issuer JPMorgan Chase Financial Company LLC, is offering market-linked securities with a total offering of $3,622,000, issued in $1,000 denominations and fully guaranteed by JPMorgan Chase & Co. These notes are linked to the lowest performing of the S&P 500 Index and the Dow Jones Industrial Average and mature on August 16, 2029.
At maturity, investors receive: (i) principal plus leveraged upside (at a 120.60% upside participation rate) if the lowest-performing index ends above its starting level; (ii) return of principal if it finishes between its starting level and its 75% threshold level; or (iii) full downside exposure if it finishes below that threshold, with losses greater than 25% and up to 100% of principal.
The price to the public is $1,000 per security, including $28.25 in selling commissions, yielding $971.75 in proceeds to the issuer per security. The issuer’s estimated value is $961.70 per security, reflecting internal funding and hedging costs. The notes are unsecured, not FDIC insured, may be illiquid, and carry complex tax and valuation considerations.
JPMORGAN CHASE & CO (symbol: JPM) is the issuer of record for a Form 424B2 filing submitted to the SEC.
JPMORGAN CHASE & CO (symbol: JPM) is the issuer of record for a Form 424B2 filing submitted to the SEC.
JPMORGAN CHASE & CO (symbol: JPM) is the issuer of record for a Form 424B2 filing submitted to the SEC.
JPMorgan Chase & Co. (JPM), through JPMorgan Chase Financial Company LLC, is offering $731,000 of unsecured, unsubordinated Capped Notes linked to the EURO STOXX 50® Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes are issued in $1,000 denominations at a price to public of $1,000, with selling commissions of $17.50 per note and proceeds to the issuer of $982.50 per note.
The notes provide 100% participation in any Index appreciation, capped at a Maximum Amount of $300 per $1,000 note (a 30.00% maximum return). At maturity on August 17, 2028, investors receive $1,000 plus the Additional Amount if the Index ends above its Initial Value of 6,533.99, subject to the cap. If the Index is at or below the Initial Value, the payoff is $1,000 plus $1,000 × Index Return, but not less than $950, so up to 5.00% of principal can be lost.
The notes pay no interest or dividends, are not FDIC-insured, and payments are subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co. The estimated value at pricing was $977.60 per $1,000 note, below the issue price due to selling, structuring and hedging costs. U.S. tax counsel expects the notes to be treated as contingent payment debt instruments, requiring accrual of original issue discount based on a 4.16% comparable yield.
JPMORGAN CHASE & CO (JPM), via JPMorgan Chase Financial Company LLC, is offering Digital Buffered Notes linked to the S&P 500® Index under its shelf registration. The notes pay a fixed 8.07% contingent digital return at maturity per $1,000 note if the index ending level is at or above the strike of 7,728.20, or down by no more than the 12.50% buffer.
If the S&P 500® falls more than the buffer, investors lose principal at a leveraged rate of 1.14286% for each 1% additional decline, up to total loss. The notes are unsecured, unsubordinated obligations of JPMorgan Chase Financial, fully and unconditionally guaranteed by JPMorgan Chase & Co., and are not listed. Total issuance is $3,250,000, priced at $1,000 per note, with an estimated initial value of $988.10 per $1,000 note. Maturity is scheduled for August 27, 2027, subject to index performance and the credit risk of both issuer and guarantor.
JPMORGAN CHASE & CO (JPM), via its wholly owned finance subsidiary JPMorgan Chase Financial Company LLC, is issuing unsecured, unsubordinated Digital Contingent Buffered Notes linked to the S&P 500® Index. The notes offer a fixed 8.00% Contingent Digital Return at maturity if the Ending Index Level is at or above the Index Strike Level, or down to 25.00% below it. The Index Strike Level is 7,728.20, the S&P 500® closing level on the strike date.
If the Index falls by more than 25.00%, investors lose 1% of principal for each 1% decline, with potential loss of the entire investment. The maximum payment at maturity is $1,080 per $1,000 note. The notes price at $1,000 per note in minimum denominations of $10,000, with total offering size of $1,000,000, dealer compensation of $5 per $1,000 note, and issuer proceeds of $995,000. The estimated value at pricing was $992.70 per $1,000 note, reflecting selling, structuring and hedging costs.
The notes mature on August 27, 2027, based on a valuation date of August 24, 2027, and do not pay interest or dividends. Repayment is subject to the credit risk of both JPMorgan Chase Financial Company LLC as issuer and JPMorgan Chase & Co. as guarantor. The product involves limited upside, significant downside risk beyond the buffer, liquidity constraints and complex U.S. tax treatment.
JPMORGAN CHASE & CO (through issuer JPMorgan Chase Financial Company LLC) is offering $1,925,000 of Medium-Term Notes, Series A, linked to the iShares MSCI Emerging Markets ex China ETF (EMXC), fully and unconditionally guaranteed by JPMorgan Chase & Co.
The notes mature on December 8, 2027, pay no interest, and have a principal amount of $1,000 each. Payoff depends on the ETF level on the December 6, 2027 determination date versus the initial level of $96.83. Upside is leveraged at 1.25x but capped at a maximum settlement of $1,246.25 per $1,000 note (about 24.625% maximum return). A 15% buffer protects principal if the ETF decline is up to 15%; below 85% of the initial level, losses increase at about 1.1765% of principal for each additional 1% drop, and investors can lose their entire investment.
The notes are unsecured obligations subject to the credit risk of both the issuer and guarantor, will not be listed, and may have limited liquidity. The original issue price is 100% of principal, with a 1.32% selling commission and estimated value of $977.50 per $1,000, reflecting structuring and hedging costs. Tax treatment is complex, including potential application of constructive ownership and Section 871(m) rules.
JPMorgan Chase & Co. (JPM), through JPMorgan Chase Financial Company LLC, is offering unsecured, unsubordinated structured notes linked to the least performing of the Nasdaq-100 Index®, the S&P 500® Index and the EURO STOXX 50® Index, maturing on August 22, 2028 and fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes pay a monthly Contingent Interest Payment only if the closing level of each index on a Review Date is at or above an Interest Barrier equal to 70.00% of its Initial Value; the annual Contingent Interest Rate will be at least 11.00%. The issuer may redeem the notes early, in whole, on specified Interest Payment Dates starting on August 20, 2027, paying $1,000 plus any due contingent interest. If held to maturity and none of the indices finishes below its Trigger Value (also 70.00% of Initial Value), investors receive $1,000 plus the final contingent interest; otherwise the payoff is reduced 1% for each 1% decline of the least performing index, with potential loss of most or all principal. Minimum denomination is $1,000. The estimated value would be about $990 per $1,000 note if priced on the described date and will not be less than $970 at pricing, reflecting embedded selling, structuring and hedging costs. The notes are not deposits, are not FDIC insured, will not be listed on an exchange, and are subject to the credit risk of both the issuer and JPMorgan Chase & Co.
JPMORGAN CHASE & CO (through JPMorgan Chase Financial Company LLC) is offering Uncapped Dual Directional Digital Barrier Notes linked to the lesser performer of the S&P 500 Index and the Russell 2000 Index, maturing on September 6, 2029 and fully guaranteed by JPMorgan Chase & Co.
The notes provide an uncapped upside to any appreciation of the lesser-performing index, with a minimum Contingent Digital Return of at least 26.50% if both final index values are at or above their initial values. If either index is below its initial value but both remain at or above 80% of initial (Barrier Amount), investors receive the absolute value of the decline of the lesser-performing index, capped at 20% (maximum $1,200 per $1,000 note when the lesser-performing index return is negative).
If either index finishes below its Barrier Amount, principal is exposed 1:1 to the downside of the lesser-performing index, and up to 100% of principal can be lost. The notes pay no interest or dividends, are unsecured obligations subject to JPMorgan Financial and JPMorgan Chase & Co. credit risk, will not be listed, and may have limited liquidity. The indicative estimated value is about $960 per $1,000 note and will not be less than $940, reflecting embedded costs and issuer funding assumptions.