Welcome to our dedicated page for JPMORGAN CHASE & CO SEC filings (Ticker: JPM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
JPMorgan Chase & Co. filings document a bank holding company with worldwide financial services operations and multiple classes of exchange-listed securities. Periodic reports describe investment banking, consumer and small-business financial services, commercial banking, transaction processing and asset management, along with capital, assets and stockholders’ equity disclosures.
The company’s 8-K filings record material events and identify registered securities including JPM common stock, depositary shares representing fractional interests in non-cumulative preferred stock, and guarantees of notes and exchange-traded notes issued by JPMorgan Chase Financial Company LLC. Proxy materials cover board matters, executive compensation, equity awards, shareholder voting items and other governance disclosures.
JPMORGAN CHASE & CO (JPM), through its wholly owned finance subsidiary JPMorgan Chase Financial Company LLC, is offering $3,750,000 of Callable Fixed Rate Notes due February 14, 2030, fully and unconditionally guaranteed by JPMorgan Chase & Co.
The notes pay fixed interest at 5.00% per annum, calculated on a 30/360 day count basis and payable in arrears on February 14 and August 14 each year, beginning February 14, 2027, until maturity or earlier redemption. The issuer may redeem the notes, in whole but not in part, on the 14th calendar day of February, May, August and November from August 14, 2027 through November 14, 2029 at par plus accrued interest. The price to the public is $1,000 per note, including selling commissions of $1.50 per $1,000, resulting in proceeds to the issuer of $998.50 per note, or $3,744,375 in total.
JPMORGAN CHASE & CO (JPM), through its finance subsidiary JPMorgan Chase Financial Company LLC, is offering auto callable structured notes linked to the J.P. Morgan Multi-Asset Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes have a scheduled maturity on August 25, 2033, a minimum denomination of $1,000, and provide 100% participation in Index appreciation at maturity if not called, with full principal repayment at maturity subject to the credit risk of the issuer and guarantor.
The notes can be automatically called quarterly starting on August 23, 2027 if the Index closes at or above a step-up Call Value, paying $1,000 plus a preset Call Premium; minimum Call Premiums begin at 11.25% of principal and gradually rise to at least 77.8125%. If held to maturity and not called, investors receive $1,000 plus an Additional Amount equal to $1,000 × Index Return × 100%, floored at zero, so downside exposure is to foregone interest and inflation rather than nominal principal loss.
The underlying J.P. Morgan Multi-Asset Index is an excess return, rules-based, multi-asset futures index with a 1.00% per annum daily deduction, dynamic momentum-based allocation, volatility targeting around 4% (subject to upward adjustment), and the ability to take both long and short notional positions across equity, bond and commodity futures. The indicative estimated value is approximately $924.40 per $1,000 note if priced on the stated date and will not be less than $900.00 per $1,000 at issuance, reflecting embedded costs and hedging, and the notes are expected to be treated as contingent payment debt instruments for U.S. federal income tax purposes.
JPMORGAN CHASE & CO (JPM), through JPMorgan Chase Financial Company LLC, is offering $1,100,000 of Callable Fixed Rate Notes due August 14, 2031, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes pay fixed interest at 5.20% per annum, with interest payable annually in arrears on August 14 of each year, beginning August 14, 2027, using a 30/360 day count convention.
The issuer may, at its option, redeem the notes in whole (but not in part) at par plus accrued and unpaid interest on the 14th calendar day of February and August of each year from August 14, 2027 through February 14, 2031, subject to a Following Business Day Convention and an Unadjusted Interest Accrual Convention. The price to the public is $1,000 per note, including selling commissions of $2.50 per $1,000, resulting in proceeds to the issuer of $1,097,250. The notes are unsecured obligations, are not bank deposits, and are not insured by the FDIC or any other governmental agency.
JPMORGAN CHASE & CO (symbol: JPM) is the issuer of record for a Form 424B2 filing submitted to the SEC.
JPMorgan Chase & Co. (JPM), via JPMorgan Chase Financial Company LLC, is offering approximately $7,888,800 of Step Down Trigger Autocallable Notes linked to the least performing of the Russell 2000, S&P 500 and EURO STOXX 50 indices, maturing August 15, 2029 and fully guaranteed by JPMorgan Chase & Co.
The Notes have a $10 denomination, no periodic interest, and a term of about three years with quarterly observation dates after an initial one-year non-call period. If on any observation date each index is at or above its Initial Value, or on the Final Valuation Date at or above its Downside Threshold (70% of Initial Value), the Notes are automatically called and pay the $10 principal plus a Call Return based on a 10.70% per annum rate, rising to a maximum Call Price of $13.21 at maturity.
If the Notes are not called and any index finishes below its Downside Threshold on the Final Valuation Date, repayment is reduced to $10 × (1 + the return of the Least Performing Underlying), exposing investors to a significant or total loss of principal. The estimated value is $9.581 per $10 Note, below the $10 issue price, and all payments are subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co.
JPMORGAN CHASE & CO (JPM), through its wholly owned finance subsidiary JPMorgan Chase Financial Company LLC, is issuing $1,000,000 of Callable Fixed Rate Notes due November 12, 2027, fully and unconditionally guaranteed by JPMorgan Chase & Co.
The notes pay fixed interest at 4.30% per annum on February 14, 2027, August 14, 2027 and at maturity, using a 30/360 day count and an unadjusted interest accrual convention. The issuer may redeem the notes in whole, but not in part, at par plus accrued interest on February 14, 2027, May 14, 2027 or August 14, 2027, following notice at least 5 business days before the applicable redemption date. The price to the public is 100% of principal, with selling commissions of $1 per $1,000 note and proceeds to the issuer of $999 per $1,000 note.
JPMorgan Chase Financial Company LLC is issuing $3,005,000 of Capped Accelerated Barrier Notes linked to the least performing of the Dow Jones Industrial Average, Russell 2000 Index and Nasdaq‑100 Index, maturing February 15, 2029, and fully and unconditionally guaranteed by JPMorgan Chase & Co.
The notes offer 2.60x leveraged upside on any positive return of the least performing index, capped at a maximum return of 72.50% (maximum payment $1,725 per $1,000 note). If any index finishes below its 70% barrier, principal is reduced 1% for each 1% decline in the least performing index, exposing investors to losses up to 100% of principal; if all indices stay at or above their barriers, principal is returned. The notes pay no interest or dividends, are unsecured, not FDIC‑insured, and depend on the credit of both the issuer and guarantor. The price to public is $1,000 per note, including fees and hedging costs, versus an estimated value of $989.30 per note.
JPMorgan Chase & Co. (JPM), via JPMorgan Chase Financial Company LLC, is offering digital notes linked inversely to the 1‑Year U.S. Dollar SOFR ICE Swap Rate under its shelf registration. The notes total $4,550,000 in principal, priced at $1,000 each, with issuer proceeds of $4,504,500 after fees.
Holders receive a fixed 9.00% Contingent Digital Return at maturity if the final reference rate is at or below the 4.029% Reference Strike Rate, or above it by up to the 27.85% Contingent Buffer Percentage
The estimated value is $971.90 per $1,000 note at pricing, reflecting embedded structuring, hedging costs and dealer commissions. Tax counsel currently views the notes as prepaid financial contracts treated as open transactions for U.S. federal tax purposes, though future IRS or Treasury actions could change this treatment.
JPMorgan Chase & Co. (JPM), via JPMorgan Chase Financial Company LLC, is issuing $640,000 of auto-callable structured notes linked to the MerQube US Tech+ Vol Advantage Index, maturing August 15, 2031 and fully and unconditionally guaranteed by JPMorgan Chase & Co.
The notes may be automatically called on scheduled Review Dates starting August 16, 2027 if the Index closes at or above 100% of its Initial Value, paying $1,000 plus a fixed call premium (from 25.65% to 128.25% of principal, depending on call date). If never called and the Final Index Value is at least 50% of the Initial Value, investors receive principal back at maturity; otherwise, repayment is $1,000 plus $1,000 × Index Return, exposing holders to more than 50% and up to 100% loss of principal.
The Index has a 6.0% per annum daily deduction and a notional financing cost on the QQQ Fund (SOFR + 0.50%), which together drag performance and cause the Index to lag a comparable undeducted index. The notes pay no interest or dividends, are unsecured obligations subject to JPMorgan credit risk, have an estimated value of $938.50 per $1,000 at pricing versus a $1,000 issue price, and are not expected to be exchange-listed, limiting liquidity.
JPMorgan Chase & Co. (JPM), via JPMorgan Chase Financial Company LLC, is issuing $289,000 of Capped Dual Directional Buffered Return Enhanced Notes linked to the worst performer of the Nasdaq-100®, Russell 2000® and S&P 500® indices, maturing August 16, 2029.
The notes offer 1.50x leveraged upside on any positive return of the least performing index, capped at a Maximum Upside Return of 55.20% (maximum payment $1,552 per $1,000). If the worst index finishes down by up to the 20.00% Buffer Amount, investors receive a positive return equal to the absolute decline, up to 20% (maximum negative-side payment $1,200 per $1,000).
If any index falls by more than 20%, principal is reduced 1% for each additional 1% decline, with a minimum payoff of $200 per $1,000 (an 80% loss). The notes pay no interest or dividends and are unsecured obligations subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co. Issue price is $1,000 per note, including $29.50 in selling commissions; issuer proceeds are $970.50 per note, and the estimated value at pricing was $965.20.