Welcome to our dedicated page for JPMORGAN CHASE & CO SEC filings (Ticker: JPM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
JPMorgan Chase & Co. filings document a bank holding company with worldwide financial services operations and multiple classes of exchange-listed securities. Periodic reports describe investment banking, consumer and small-business financial services, commercial banking, transaction processing and asset management, along with capital, assets and stockholders’ equity disclosures.
The company’s 8-K filings record material events and identify registered securities including JPM common stock, depositary shares representing fractional interests in non-cumulative preferred stock, and guarantees of notes and exchange-traded notes issued by JPMorgan Chase Financial Company LLC. Proxy materials cover board matters, executive compensation, equity awards, shareholder voting items and other governance disclosures.
JPMORGAN CHASE & CO (JPM), via JPMorgan Chase Financial Company LLC, is offering $2,105,000 of Auto Callable Contingent Interest Notes due August 15, 2031, linked separately to the Nasdaq‑100, Russell 2000 and S&P 500 indices and fully guaranteed by JPMorgan Chase & Co.
The notes pay a contingent interest rate of 8.10% per year (0.675% monthly) only if on a Review Date each index is at or above 60% of its Initial Value (the Interest Barrier). The notes are automatically called, starting February 12, 2027, if on a Review Date (other than the first five and the final) each index is at or above its Initial Value, in which case investors receive principal plus that period’s contingent interest and no further payments.
If not called, at maturity investors receive principal plus the final contingent coupon only if each index is at or above 55% of its Initial Value (the Trigger Value); otherwise, repayment is reduced 1% for each 1% decline of the worst‑performing index, down to a complete loss. The structure offers no guaranteed interest, no principal protection, is unsecured and subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co., limited liquidity, an estimated value of $966.40 per $1,000 note below issue price, and complex U.S. tax treatment.
JPMorgan Chase & Co. (through issuer JPMorgan Chase Financial Company LLC) is offering $1,467,000 of structured “Review Notes” linked individually to the Dow Jones Industrial Average®, Nasdaq-100 Index® and Russell 2000® Index, maturing on August 15, 2030 and subject to an unconditional guarantee by JPMorgan Chase & Co.
The notes may be automatically called on annual Review Dates starting August 17, 2027 if each index is at or above its Call Value, paying $1,000 principal plus a fixed Call Premium of 9.10%, 18.20%, 27.30% or 36.40% depending on the call year. If never called and any index finishes below its 70% Barrier Amount, repayment at maturity is reduced one-for-one with the Least Performing Index Return, potentially to zero.
The price to the public is $1,000 per note, including $37 in selling commissions, for issuer proceeds of $963 per note. The issuer’s estimated value is $944.70 per note at pricing, reflecting internal funding and hedging costs. The notes pay no interest or dividends, are unsecured, unlisted, and expose investors to the credit risk of both the issuer and JPMorgan Chase & Co.
JPMorgan Chase & Co. (JPM), via JPMorgan Chase Financial Company LLC, is offering $250,000 of Auto Callable Accelerated Barrier Notes linked to the least performing of Intel, Delta Air Lines and Regeneron common stocks, maturing August 10, 2029 and fully and unconditionally guaranteed by JPMorgan Chase & Co.
The notes are issued in $1,000 denominations, priced at 100% of principal with dealer selling commissions of $8.50 per note and issuer proceeds of $991.50 per note; the initial estimated value is $977.30 per note. An automatic call may occur on the November 9, 2026 review date if each stock is at or above its Call Value (70% of its strike), paying $1,153 per $1,000 and terminating the investment.
If not called, at maturity investors receive 1.5 times any positive return of the least performing stock if all three finish above their strike values, par if any are at or below strike but all remain at or above their Barrier Amount (60% of strike), and suffer a one-for-one loss with the least performer if any falls below its barrier, risking loss of more than 40% and up to 100% of principal. The notes pay no interest, provide no dividends or stockholder rights, are unsecured and unsubordinated, subject to the credit risk of both JPMorgan Chase Financial Company LLC and JPMorgan Chase & Co., and are not listed, so liquidity may be limited.
JPMORGAN CHASE & CO (JPM), through JPMorgan Chase Financial Company LLC, is offering $1,000,000 of unsecured Review Notes linked to the J.P. Morgan Multi-Asset Index, due August 15, 2036, fully and unconditionally guaranteed by JPMorgan Chase & Co.
The notes may be automatically called on annual Review Dates starting August 16, 2027 if the Index is at or above 100% of its Initial Value, paying $1,000 plus a growing Call Premium (from 12% up to 120%) per note, after which no further payments are made. The notes pay no interest. If not called, principal is protected only by a 10% buffer; below that, losses are magnified by a 1.11111 downside leverage factor, so investors can lose some or all principal at maturity.
The Index reflects a 1.00% per annum daily deduction and is an excess return, rules-based strategy of futures-based indices across equities, bonds and commodities. Price to public is $1,000 per note, including $10 of selling commissions, for issuer proceeds of $990 per note; the estimated value at pricing was $938.70 per $1,000 note, reflecting embedded costs and JPMS’s internal funding rate.
JPMORGAN CHASE & CO (JPM), via JPMorgan Chase Financial Company LLC, is offering unsecured Digital Contingent Buffered Notes linked to the S&P 500® Index. The notes target a fixed Contingent Digital Return of at least 113.25%, so if at maturity the Index is at or above the Index Strike Level, or down by up to the 10.00% Contingent Buffer Amount, investors receive $1,000 plus that fixed return, implying a maximum payment of $2,132.50 per $1,000 note.
If the Index ends more than 10% below the Index Strike Level, principal is reduced 1% for each 1% Index decline, with the entire principal at risk. The Index Strike Level is the S&P 500 closing level on the Strike Date; the Ending Index Level is measured on the Valuation Date, August 14, 2036, with maturity on August 19, 2036. The notes pay no interest or dividends and will not be listed; liquidity would rely on J.P. Morgan Securities LLC making a secondary market, if any.
The notes are subject to the credit risk of both JPMorgan Chase Financial Company LLC and its guarantor, JPMorgan Chase & Co. If priced on the sample date, the estimated value would be about $948.90 per $1,000, and will not be less than $930.00 per $1,000 when finalized, reflecting embedded costs and hedging. U.S. tax treatment is expected to follow "open transaction" prepaid contract treatment, but this could change with future IRS guidance.
JPMorgan Chase & Co. (JPM), through JPMorgan Chase Financial Company LLC, is offering unsecured, unsubordinated structured notes linked to the least performing of the Nasdaq-100 Index®, Russell 2000® Index and EURO STOXX 50® Index, maturing on August 22, 2031 and fully guaranteed by JPMorgan Chase & Co. The notes pay a Contingent Interest Payment on each monthly Review Date only if each index closes at or above 70% of its Initial Value (the Interest Barrier); otherwise no interest is paid for that period. The issuer may redeem the notes early, in whole, on specified Interest Payment Dates beginning February 24, 2027, typically paying $1,000 plus the applicable contingent interest.
If held to maturity and not called, investors receive $1,000 per note plus any final contingent interest if each index’s Final Value is at or above its Trigger Value of 60% of Initial Value; if any index finishes below its Trigger Value, principal is reduced 1% for each 1% decline in the least performing index, potentially down to zero. The hypothetical minimum Contingent Interest Rate is 10.25% per annum (0.85417% monthly), and total hypothetical contingent interest over the term could reach about $512.50 per $1,000 note if all 60 payments are made. The estimated value is indicated at approximately $950 per $1,000 on the trade date and will not be less than $930, reflecting structuring and hedging costs, and investors face significant market, credit, liquidity and tax risks, including possible loss of all principal and no interest.
JPMorgan Chase & Co. (JPM), via JPMorgan Chase Financial Company LLC, is offering unsecured, unsubordinated Auto Callable Contingent Interest Notes due August 17, 2028, linked to the least performing of the Nasdaq‑100 Index®, the Russell 2000® Index and the S&P 500® Index, and fully and unconditionally guaranteed by JPMorgan Chase & Co.
The notes pay a contingent interest rate of at least 12.00% per annum, payable quarterly, only if on a Review Date the closing level of each index is at or above 75.00% of its Strike Value (the Interest Barrier; also the Trigger Value). If on any non‑initial, non‑final Review Date each index is at or above its Strike Value, the notes are automatically called, returning $1,000 per note plus the applicable contingent interest and any previously unpaid contingent interest. If not called and at maturity any index finishes below its Trigger Value, principal is reduced 1% for each 1% decline of the least performing index from its Strike Value, potentially to zero, so principal is fully at risk.
The minimum denomination is $1,000 per note, with price to public of $1,000 and initial estimated value of approximately $960 per $1,000, and not less than $950 per $1,000, reflecting structuring and hedging costs. The notes will not be listed; liquidity, credit risk of both the issuer and guarantor, tax treatment and complex payoff structure are highlighted as key risks.
JPMorgan Chase & Co. (JPM), through JPMorgan Chase Financial Company LLC, is offering $992,000 of unsecured Digital Barrier Notes linked to the least performing of the Dow Jones Industrial Average®, Nasdaq‑100® Technology Sector and Russell 2000® Index, maturing on February 17, 2028. The notes pay a fixed 12.30% Contingent Digital Return at maturity per $1,000 principal only if the final level of each index is at or above 60.00% of its Initial Value (the Barrier Amount). If any index finishes below its Barrier Amount, principal is reduced 1% for each 1% decline of the least performing index from its Initial Value, down to a total loss. The notes are issued in $1,000 minimum denominations, are fully and unconditionally guaranteed by JPMorgan Chase & Co., and carry credit risk of both the issuer and guarantor. The price to the public is $1,000 per note, including $22.25 in selling commissions, with an estimated value at pricing of $975.30 per $1,000.
JPMorgan Chase & Co. (JPM), through its finance subsidiary JPMorgan Chase Financial Company LLC, is offering $686,000 of unsecured, unsubordinated Auto Callable Notes linked to the least performing of Alphabet Class A, Microsoft and Amazon.com common stocks, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes price at $1,000 per note, with selling commissions of $10 per note and issuer proceeds of $990 per note.
The notes may be automatically called on August 16, 2027 for $1,105.50 per $1,000 note if each reference stock is at or above 100% of its initial value. If not called, at maturity on August 16, 2029 investors receive principal plus 150% of the positive return of the least performing stock, based on its price on August 13, 2029, with no downside below par but no interest or dividends. The estimated value at pricing is $972.60 per $1,000 note, and the instruments are treated as contingent payment debt instruments for U.S. federal income tax purposes, requiring accrual of original issue discount at a comparable yield of 4.31%.
JPMORGAN CHASE & CO (JPM), through JPMorgan Chase Financial Company LLC, is offering $3,710,000 of unsecured Callable Contingent Interest Notes due August 15, 2031, linked to the least-performing of the Nasdaq-100 Index®, the Russell 2000® Index and the S&P 500® Index. The notes pay a contingent monthly coupon at a rate of 10.25% per annum (0.85417% per month) only if on each Review Date all three indices are at or above 70% of their Initial Values; otherwise no interest is paid for that period. The notes can be redeemed early at the issuer’s option on specified Interest Payment Dates starting August 17, 2027, at $1,000 plus any due contingent interest. If held to maturity and not called, principal is protected only if each index’s Final Value is at or above 65% of its Initial Value; if any index is below this Trigger Value, repayment is reduced one-for-one with the decline of the worst-performing index, potentially down to zero. The initial public offering price is $1,000 per note, with an estimated value of $967.80 per note, reflecting embedded fees, hedging costs and dealer compensation, and secondary market liquidity is expected to be limited.