Welcome to our dedicated page for JPMORGAN CHASE & CO SEC filings (Ticker: JPM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
JPMorgan Chase & Co. filings document a bank holding company with worldwide financial services operations and multiple classes of exchange-listed securities. Periodic reports describe investment banking, consumer and small-business financial services, commercial banking, transaction processing and asset management, along with capital, assets and stockholders’ equity disclosures.
The company’s 8-K filings record material events and identify registered securities including JPM common stock, depositary shares representing fractional interests in non-cumulative preferred stock, and guarantees of notes and exchange-traded notes issued by JPMorgan Chase Financial Company LLC. Proxy materials cover board matters, executive compensation, equity awards, shareholder voting items and other governance disclosures.
JPMorgan Chase & Co. (JPM), via JPMorgan Chase Financial Company LLC, is issuing approximately $4,625,000 of Step Down Trigger Autocallable Notes linked to the least‑performing of the Russell 2000, S&P 500 and EURO STOXX 50 indices, maturing on August 15, 2029 and fully and unconditionally guaranteed by JPMorgan Chase & Co.
The Notes are issued at $10 per Note (minimum investment $1,000), pay no interest and may be automatically called quarterly after an initial one‑year non‑call period if each index is at or above its Initial Value, or at maturity if each is at or above its Downside Threshold (70% of Initial Value). The Call Return Rate is 11.85% per annum, with Call Prices rising over time up to $13.555 per $10 Note (35.55% total) if called at maturity.
If the Notes are never called and any index finishes below its Downside Threshold on the Final Valuation Date, investors receive $10 × (1 + Least Performing Underlying Return), potentially losing a significant portion or all of principal. The estimated value at pricing is $9.713 per $10 Note, they will not be listed on any exchange, and all payments are subject to the creditworthiness of JPMorgan Chase Financial Company LLC and JPMorgan Chase & Co.
JPMORGAN CHASE & CO (JPM), through JPMorgan Chase Financial Company LLC, is offering Enhanced Jump Securities with an auto-call feature maturing on September 6, 2029, linked to the worst performer of the Russell 2000, S&P 500 and Nasdaq‑100 indices. Each security has a $1,000 stated principal amount and issue price.
The notes pay no coupons. Investors receive an automatic early redemption if, on any of eight determination dates, all three indices close at or above their initial levels, for increasing payments starting at $1,116.50 on the first determination date up to $1,320.375 on the eighth. If held to maturity and all indices finish at or above 80% of their initial levels (the downside thresholds), the payment is at least $1,349.50, corresponding to about 11.65% per year.
If at final valuation any index is below its 80% downside threshold, repayment equals $1,000 times the index performance factor of the worst index, exposing investors 1‑for‑1 to that loss; the maturity payment can be well below 80% of principal and may be zero. Investors do not participate in any upside beyond the fixed schedule. The estimated value is about $951.10 per $1,000 note and will not be less than $930.00, reflecting embedded costs and dealer compensation.
JPMorgan Chase & Co. (JPM), through JPMorgan Chase Financial Company LLC, is offering $1,664,000 of unsecured Auto Callable Contingent Interest Notes linked to the MerQube US Large-Cap Vol Advantage Index, maturing August 16, 2029 and fully and unconditionally guaranteed by JPMorgan Chase & Co.
The notes pay a contingent interest rate of 9.85% per annum only for review dates when the index closes at or above 50% of its initial value (the Interest Barrier). The notes may be automatically called on specified review dates starting February 12, 2027 if the index is at or above its initial value, in which case investors receive $1,000 plus the applicable contingent interest and no further payments.
If the notes are not called and the final index level is at least 50% of the initial value (the Trigger Value), investors receive $1,000 plus the final contingent interest. If the final level is below the Trigger Value, the maturity payment is $1,000 plus $1,000 times the index return, so principal losses mirror index declines and can reach 100%. The index itself includes a 6.0% per annum daily deduction and can use leverage up to 500%, both of which can materially drag performance. The price to public is $1,000 per note, including $2.50 in selling commissions; the estimated value at pricing was $946.70 per $1,000.
JPMORGAN CHASE & CO (JPM), through JPMorgan Chase Financial Company LLC, is offering auto-callable, principal-at-risk structured notes (“Auto-Callable Dual Directional Trigger PLUS”) linked to the iShares Bitcoin Trust ETF. Each note has a $1,000 stated principal and matures on September 6, 2028.
If on the September 8, 2027 redemption observation date the ETF price is at or above the initial share price, the notes are automatically redeemed for at least $1,247 per note (at least 124.70% of principal). If not redeemed and the ETF finishes above the initial price, investors receive $1,000 plus 150% of the ETF’s positive return. If the ETF is down by no more than 25%, investors receive $1,000 plus an unleveraged “absolute return” up to a 25% gain.
If at maturity the ETF closes below the trigger level of 75% of the initial price, repayment is $1,000 multiplied by the share performance factor, resulting in a loss greater than 25% and possibly a total loss of principal. The notes pay no interest, are unsecured obligations of JPMorgan Chase Financial Company LLC fully guaranteed by JPMorgan Chase & Co., will not be listed on any exchange, and have an indicative estimated value of about $962.20 per $1,000 at launch (not less than $940). The underlying ETF tracks bitcoin, so investors face significant cryptocurrency volatility, regulatory, liquidity and tax risks.
JPMorgan Chase Financial Company LLC is offering $2,860,000 of Auto Callable Accelerated Barrier Notes linked to the Nasdaq-100 Index®, maturing on August 16, 2029 and fully guaranteed by JPMorgan Chase & Co. The notes may be automatically called on August 18, 2027 if the Index is at or above the Call Value, paying $1,126.50 per $1,000 note (a Call Premium Amount of $126.50). If not called, investors receive 1.50x any Index appreciation at maturity. Principal is protected only down to a Barrier Amount of 80% of the Initial Value; below that, losses match the Index decline and can reach 100%. The notes pay no interest or dividends, are unsecured obligations subject to JPMorgan Financial’s and JPMorgan Chase & Co.’s credit risk, and have an estimated value of $968.10 per $1,000 at pricing, below the issue price due to embedded fees and hedging costs.
JPMORGAN CHASE & CO (symbol: JPM) is the issuer of record for a Form 424B2 filing submitted to the SEC.
JPMORGAN CHASE & CO (as guarantor) supports Market-Linked Notes issued by JPMorgan Chase Financial Company LLC, tied to a basket of five international equity indices and maturing on September 3, 2032. The notes pay no interest and return at least the $1,000 principal per note at maturity, subject to the credit risk of the issuer and guarantor.
If the basket appreciates, holders receive $1,000 plus a supplemental amount equal to at least 140.50% of the basket percent increase. If the basket is flat or down, only principal is repaid. The basket weights are SX5E 40.00%, TPX 25.00%, UKX 17.50%, SMI 10.00% and AS51 7.50%. The issue price is $1,000 per note, with selling commissions of $30.00 and an additional $5.00 per note, and an estimated economic value of about $943.70 per $1,000 (not less than $920.00 on the pricing date). The notes are not listed on any exchange and are expected to be treated as contingent payment debt instruments for U.S. tax purposes.
JPMorgan Chase Financial Company LLC is offering Capped Buffered Enhanced Participation Equity Notes due January 27, 2028, linked to the MSCI EAFE® Index and fully and unconditionally guaranteed by JPMorgan Chase & Co. Each note has a $1,000 principal amount and pays no interest. At maturity, investors receive $1,000 plus or minus an equity-linked amount based on the index performance from the trade date (on or about August 14, 2026) to January 25, 2028.
If the index rises, investors receive 1.50x the positive return, capped at a maximum settlement amount expected between $1,199.95 and $1,234.60 per $1,000. If the index falls by up to 5.00%, principal is returned. Below a 5.00% decline, losses are magnified by a buffer rate of approximately 1.0526, and investors can lose their entire principal. The notes are unsecured obligations subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co., are not FDIC insured, and will not be listed on an exchange. The original issue price is 100%, but the estimated value at pricing is expected between $973.60 and $983.60 per $1,000, reflecting embedded selling, structuring and hedging costs and the use of an internal funding rate. Secondary market prices, if any, are expected to be lower than the issue price and sensitive to market conditions and the issuers’ credit spreads.
JPMorgan Chase Financial Company LLC is offering capped structured notes due August 31, 2028, linked to the lesser performing of the S&P 500 Index and the Russell 2000 Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. Each note has a $1,000 minimum denomination, a 100% participation rate in the positive return of the lesser performing index, and a maximum additional amount of at least $337.50 per $1,000 (a maximum return of at least 33.75%).
At maturity, if both indices finish above their initial levels, investors receive $1,000 plus the capped additional amount. If either index finishes at or below its initial level, the payoff is $1,000 plus the lesser performing index return, but not less than $950 per $1,000, exposing investors to up to a 5% loss of principal. The notes pay no interest, provide no dividends, are unsecured, and will not be listed on an exchange. An indicative estimated value is $988.90 per $1,000, and the final estimated value will not be less than $900.00, reflecting structuring and hedging costs. U.S. tax treatment is expected to follow rules for contingent payment debt instruments, requiring accrual of original issue discount.
JPMorgan Chase Financial Company LLC is offering $6,000,000 of Callable Fixed Rate Notes due August 14, 2031, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes bear interest at 5.10% per annum, paid annually on August 14, beginning August 14, 2027.
The issuer may redeem the notes in whole, but not in part, at par plus accrued interest on February 14 and August 14 of each year from August 14, 2027 through February 14, 2031, subject to the stated conventions. At maturity, investors receive principal plus any accrued and unpaid interest, if the notes have not been called. The issuer expects to receive net proceeds of $5,970,000 after selling commissions.