Welcome to our dedicated page for JPMORGAN CHASE & CO SEC filings (Ticker: JPM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
JPMorgan Chase & Co. filings document a bank holding company with worldwide financial services operations and multiple classes of exchange-listed securities. Periodic reports describe investment banking, consumer and small-business financial services, commercial banking, transaction processing and asset management, along with capital, assets and stockholders’ equity disclosures.
The company’s 8-K filings record material events and identify registered securities including JPM common stock, depositary shares representing fractional interests in non-cumulative preferred stock, and guarantees of notes and exchange-traded notes issued by JPMorgan Chase Financial Company LLC. Proxy materials cover board matters, executive compensation, equity awards, shareholder voting items and other governance disclosures.
JPMorgan Chase & Co. (JPM), through JPMorgan Chase Financial Company LLC, is offering unsecured structured notes linked to the MerQube US Tech+ Vol Advantage Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes may be automatically called on annual Review Dates from August 26, 2027 to August 21, 2031 if the Index closes at or above 100% of its Initial Value. If called, investors receive $1,000 plus a Call Premium of at least 25%, 50%, 75%, 100% or 125% of principal, depending on the call year.
If never called, principal is protected only by a 15% Buffer Amount. At maturity in August 2031, if the Index has fallen by more than 15%, investors lose 1% of principal for each 1% decline beyond that buffer, up to an 85% loss. The Index embeds a 6.0% per annum daily deduction and a daily notional financing cost, which drag performance and cause the Index to trail a similar index without such charges. The structure uses dynamic, potentially leveraged exposure to the Invesco QQQ Fund (0–500% target exposure with a 35% target volatility). The notes pay no interest or dividends, have an estimated value of about $915.70 per $1,000 (not less than $900), are not FDIC insured, and are subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co.
JPMorgan Chase & Co. (JPM), through JPMorgan Chase Financial Company LLC, is offering unsecured Auto Callable Contingent Interest Notes linked to the MerQube US Tech+ Vol Advantage Index, due August 26, 2031, fully and unconditionally guaranteed by JPMorgan Chase & Co.
The notes pay a monthly Contingent Interest Payment only if the Index closes at or above an Interest Barrier of 80.00% of the Initial Value; otherwise no interest is paid. The notes are automatically called on quarterly review dates if the Index is at or above the Initial Value, with the earliest possible call on August 23, 2027, returning $1,000 plus the applicable contingent interest.
If not called, principal is protected only down to a Buffer Threshold of 85.00% of the Initial Value; below that, investors lose 1% of principal for each 1% Index decline beyond the 15.00% buffer, for a maximum loss of 85.00% of principal. The Contingent Interest Rate will be at least 17.15% per annum, paid monthly when due. The MerQube Index embeds a 6.0% per annum daily deduction and a notional financing cost on its QQQ exposure, uses leverage up to 500%, and targets 35% implied volatility, creating structural drag and volatility/leveraging risks.
The notes are expected to price around August 21, 2026, in minimum denominations of $1,000. If priced on the described date, the estimated value would be approximately $910.40 per $1,000 note and will not be less than $900.00, reflecting selling commissions (up to $41.50 per $1,000) and structuring and hedging costs. Payments depend on the credit of JPMorgan Financial and JPMorgan Chase & Co. and the notes will not be listed, so liquidity may be limited.
JPMorgan Chase & Co. (JPM), through JPMorgan Chase Financial Company LLC, is offering unsecured Buffered Digital Notes linked to the least performing of the Dow Jones Industrial Average®, Russell 2000® Index and S&P 500® Index, maturing September 1, 2027 and fully and unconditionally guaranteed by JPMorgan Chase & Co.
At maturity, if each Index is at or above its Initial Value, or down by up to the 20.00% Buffer Amount, investors receive principal plus a fixed Contingent Digital Return of at least 7.35% (e.g., a payment of $1,073.50 per $1,000 note). If any Index is below its Initial Value by more than 20.00%, repayment is reduced 1% for each 1% decline beyond the buffer, with a maximum loss of 80.00% of principal (down to $200 per $1,000 note).
The notes pay no interest, provide no dividends, are not bank deposits, and will not be listed on any exchange, so liquidity depends on JPMS making a market. A preliminary estimated value is $988.90 per $1,000 note and will not be less than $900.00 at pricing, reflecting selling commissions, hedging costs and an internal funding rate. All payments are subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co.
JPMORGAN CHASE & CO (JPM), via JPMorgan Chase Financial Company LLC, is offering unsecured structured notes linked to the MerQube US Tech+ Vol Advantage Index, maturing August 22, 2031 and automatically callable quarterly from August 24, 2027. The notes pay no interest or dividends and are fully and unconditionally guaranteed by JPMorgan Chase & Co.
The payoff depends on the Index level versus a Call Value and a 15% downside buffer. If on any Review Date the Index is at or above the Call Value (90% of the Initial Value in the payout examples), investors receive $1,000 plus a call premium of at least 16.30% on the first Review Date, rising to at least 81.50% on the final Review Date. If never called, principal is protected only down to a 15% Index decline; below that, losses are one-for-one, up to an 85% loss of principal.
The Index provides leveraged, volatility-targeted exposure (up to 500%) to an unfunded position in the Invesco QQQ Trust, Series 1, but its level is reduced by a 6.0% per annum daily deduction plus a daily notional financing cost approximated as SOFR + 0.50%. As of drafting, the estimated value is about $946.30 per $1,000 note and will not be less than $900, reflecting embedded fees, hedging costs and the issuer’s internal funding rate; secondary market values are expected to be below the issue price and liquidity may be limited.
JPMORGAN CHASE & CO (JPM), through JPMorgan Chase Financial Company LLC, is offering unsecured auto callable contingent interest notes linked to the Nasdaq-100 Index®, the Russell 2000® Index and the SPDR® S&P® Regional Banking ETF, maturing August 24, 2029 and fully guaranteed by JPMorgan Chase & Co.
The notes pay a Contingent Interest Payment for any Review Date on which each underlying closes at or above 70% of its Initial Value (the Interest Barrier). From the sixth Review Date onward, the notes are automatically called if each underlying is at or above its Initial Value, returning $1,000 plus the applicable contingent interest, ending further payments.
If not called, and on the final Review Date any underlying finishes below 60% of its Initial Value (its Trigger Value), principal is reduced 1% for each 1% decline of the least performing underlying, potentially to zero. Pricing is in $1,000 denominations; a sample estimated value is $952.50 per $1,000, and the final estimated value will not be less than $900. Investors forgo dividends, accept issuer and guarantor credit risk, limited upside to coupon income and the possibility of no interest or substantial principal loss.
JPMorgan Chase & Co. (JPM), as guarantor of JPMorgan Chase Financial Company LLC, is offering auto callable contingent interest notes due August 23, 2029, linked individually to the Dow Jones Industrial Average®, the Nasdaq-100 Index® and the Russell 2000® Index. The notes pay a Contingent Interest Payment only if on a Review Date each index closes at or above 70% of its Initial Value (the Interest Barrier), with a Contingent Interest Rate of at least 8.50% per annum. The notes may be automatically called as early as August 20, 2027 if on a relevant Review Date each index is at or above its Initial Value, returning $1,000 per note plus the applicable interest and ending further payments.
If the notes are not called and, at maturity, the least performing index is at or above 70% of its Initial Value, investors receive $1,000 plus the final Contingent Interest Payment. If the least performing index finishes below 70%, repayment is reduced one-for-one with the index loss, potentially down to $0 principal. The minimum denomination is $1,000, selling commissions are capped at $28 per $1,000, and the indicative estimated value is about $950.60 per $1,000, not less than $900 at pricing, reflecting embedded costs. The notes are unsecured, unsubordinated obligations subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co. and will not be listed, so liquidity may be limited.
JPMORGAN CHASE & CO (JPM), via JPMorgan Chase Financial Company LLC, is offering unsecured auto callable contingent interest notes linked to the MerQube US Tech+ Vol Advantage Index, maturing August 29, 2031, in $1,000 minimum denominations and fully and unconditionally guaranteed by JPMorgan Chase & Co.
Investors receive contingent interest only if the Index on a Review Date is at least 68.50% of the Initial Value; missed coupons can be paid later if the barrier is met. Notes are automatically called (no earlier than August 26, 2027) if the Index is at or above the Initial Value on specified Review Dates.
If not called and the Final Value is below the 85.00% Buffer Threshold, principal is reduced 1:1 beyond a 15.00% buffer, with up to 85.00% loss of principal. The underlying Index uses leverage (up to 500% exposure) and embeds a 6.0% per annum daily deduction plus a daily notional financing cost, which drag on performance.
The estimated value is currently about $914.80 per $1,000 note and will not be less than $900.00 at pricing, reflecting selling costs and internal funding/hedging assumptions. The notes are not listed, involve the credit risk of JPMorgan Financial and JPMorgan Chase & Co., and may be subject to 30% U.S. withholding on contingent interest for many non‑U.S. holders.
JPMorgan Chase & Co. (JPM), via JPMorgan Chase Financial Company LLC, is offering unsecured, unsubordinated auto callable contingent interest notes linked to the MerQube US Tech+ Vol Advantage Index, maturing on August 26, 2031 and fully guaranteed by JPMorgan Chase & Co.
The notes pay a monthly Contingent Interest Payment only if the Index is at or above 80% of the Initial Value on the relevant review date, with a Contingent Interest Rate of at least 20.60% per annum. The notes are automatically called quarterly if the Index is at or above its Initial Value, first possible on August 23, 2027; on call, investors receive principal plus that period’s interest only.
If not called and the Final Value is below the 85% Buffer Threshold, principal is reduced 1:1 beyond the 15% buffer, for a maximum loss of 85%. The Index includes a 6.0% per annum daily deduction and a daily notional financing cost linked to SOFR, which drag performance. The estimated value is about $944.30 per $1,000 note and will not be less than $900.00, and any payment depends on the credit of JPMorgan Financial and JPMorgan Chase & Co.
JPMorgan Chase & Co. (JPM), via JPMorgan Chase Financial Company LLC, is offering Capped Dual Directional Buffered Equity Notes linked to the S&P 500® Futures Excess Return Index, maturing on February 29, 2028. Each note has a $1,000 denomination and provides unleveraged exposure to index moves with a dual-direction payoff structure.
The notes offer upside equal to any positive index return, capped by a Maximum Upside Return of at least 36.00%, and upside equal to the absolute value of negative returns down to a 15.00% Buffer Amount. If the index falls more than 15%, investors lose 1% of principal for each additional 1% decline, up to a maximum 85.00% loss. The notes pay no interest, are unsecured obligations of JPMorgan Chase Financial fully and unconditionally guaranteed by JPMorgan Chase & Co., are not listed on any exchange, and carry both issuer and guarantor credit risk. An indicative estimated value is $986.40 per $1,000 note, and the final estimated value on pricing will not be less than $900.00.
JPMorgan Chase & Co. (JPM), through JPMorgan Chase Financial Company LLC, is offering unsecured, unsubordinated structured notes linked to the lesser performing of the iShares MSCI EAFE ETF and the EURO STOXX 50 Index, maturing August 29, 2030 and fully guaranteed by JPMorgan Chase & Co.
The notes provide uncapped upside at maturity of at least 2.04× any appreciation of the lesser performing underlying, a 65% barrier level, and $1,000 minimum denominations. If either underlying closes below its barrier on the observation date, investors lose 1% of principal for every 1% decline of the lesser performer and can lose their entire investment. The current estimated value is about $978 per $1,000 note and will not be less than $900 at pricing. The notes pay no interest or dividends, are subject to the credit risk of both the issuer and guarantor, are not FDIC insured, may have limited or no liquidity, and involve complex tax treatment, including potential constructive-ownership and Section 871(m) considerations.