Welcome to our dedicated page for JPMORGAN CHASE & CO SEC filings (Ticker: JPM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
JPMorgan Chase & Co. filings document a bank holding company with worldwide financial services operations and multiple classes of exchange-listed securities. Periodic reports describe investment banking, consumer and small-business financial services, commercial banking, transaction processing and asset management, along with capital, assets and stockholders’ equity disclosures.
The company’s 8-K filings record material events and identify registered securities including JPM common stock, depositary shares representing fractional interests in non-cumulative preferred stock, and guarantees of notes and exchange-traded notes issued by JPMorgan Chase Financial Company LLC. Proxy materials cover board matters, executive compensation, equity awards, shareholder voting items and other governance disclosures.
JPMorgan Chase & Co. (JPM), through JPMorgan Chase Financial Company LLC, is offering unsecured auto callable contingent interest notes linked to the MerQube US Large-Cap Vol Advantage Index, maturing August 23, 2029 and fully and unconditionally guaranteed by JPMorgan Chase & Co.
The notes pay a monthly Contingent Interest Payment only if the Index on a Review Date is at or above 60% of the Initial Value (the Interest Barrier). The same 60% level is the Trigger Value for principal protection at maturity if the notes are not called. The notes may be automatically called on certain Review Dates, starting February 19, 2027, if the Index is at or above the Initial Value, returning principal plus the applicable contingent interest and any unpaid coupons.
The hypothetical Contingent Interest Rate is 11.85% per annum (0.9875% per month) and will be at least that level when set. The Index embeds a 6.0% per annum daily deduction, which creates a persistent drag versus an equivalent index without such deduction and is a key risk factor. If the Final Value is below the Trigger Value and the notes are not called, principal is reduced 1% for each 1% Index decline, down to zero. The estimated value is approximately $946 per $1,000 note if priced today and will not be less than $900 per $1,000 at pricing.
JPMORGAN CHASE & CO (symbol: JPM) is the issuer of record for a Form 424B2 filing submitted to the SEC.
JPMorgan Chase & Co. (JPM), through JPMorgan Chase Financial Company LLC, is offering unsecured, unsubordinated callable contingent interest notes due July 26, 2028 linked to the least performing of the Nasdaq‑100® Technology Sector, Russell 2000® Index and S&P 500® Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. Investors receive a Contingent Interest Payment only on Review Dates when the closing level of each Index is at least 70% of its Initial Value, and may lose some or all principal if, at maturity and absent early redemption, the Final Value of any Index is below its 70% Trigger Value. The notes are callable at the issuer’s option on specified Interest Payment Dates starting November 27, 2026, with $1,000 minimum denominations. The indicative Contingent Interest Rate will be at least 9.90% per annum, and if priced today the estimated value would be about $960.60 per $1,000, not less than $900 at pricing, reflecting embedded fees, hedging costs and issuer funding assumptions.
JPMorgan Chase & Co. (JPM), via JPMorgan Chase Financial Company LLC, is offering auto callable contingent interest notes linked to Eli Lilly and Company common stock, maturing August 29, 2029. The notes pay a Contingent Interest Payment on each monthly Review Date only if Eli Lilly’s share price is at or above 60% of the Initial Value (the Interest Barrier). The notes may be automatically called starting February 24, 2027 if Eli Lilly’s share price on certain Review Dates is at or above the Initial Value, in which case investors receive $1,000 plus that period’s contingent interest and no further payments. If not called and the Final Value is below 50% of the Initial Value (the Trigger Value), investors lose 1% of principal for each 1% decline, potentially losing the entire investment; there is also a risk of receiving no interest at all. The estimated value per $1,000 note would be about $968.30 if priced on the indicated date and will not be less than $900. The notes are unsecured obligations of JPMorgan Chase Financial Company LLC, fully and unconditionally guaranteed by JPMorgan Chase & Co., and expose investors to both issuer and guarantor credit risk.
JPMorgan Chase & Co. (JPM), through its finance subsidiary JPMorgan Chase Financial Company LLC, is offering unsecured Capped Dual Directional Buffered Equity Notes linked to the S&P 500® Index. The notes provide unleveraged exposure to index moves over a term from about September 3, 2026 to September 6, 2028.
At maturity, investors earn the index return when positive, capped by a Maximum Upside Return of at least 17.05%, or the absolute value of index declines up to a 25.00% buffer, with a maximum negative-side gain of 25.00%. If the index falls more than 25%, losses are magnified by a 1.33333x downside leverage factor, so principal can be partially or fully lost.
The notes pay no interest or dividends and carry the credit risk of both JPMorgan Chase Financial Company LLC and JPMorgan Chase & Co. Minimum denomination is $10,000. An indicative estimated value is about $981.90 per $1,000 note, and the final estimated value will not be less than $970.00, reflecting embedded selling, structuring and hedging costs and implying likely secondary-market pricing below par.
JPMORGAN CHASE & CO (JPM), via JPMorgan Chase Financial Company LLC, is offering auto callable contingent interest notes linked individually to the Nasdaq-100 Index®, Russell 2000® Index and S&P 500® Index, maturing on August 17, 2028, in minimum denominations of $1,000.
The notes may be automatically called on quarterly Review Dates (from February 16, 2027, excluding the first and final Review Dates) if the closing level of each index is at or above its Initial Value, paying $1,000 plus the applicable contingent interest and any unpaid past interest. A Contingent Interest Payment is due only for Review Dates when all three indices close at or above 75.00% of their Initial Values, the Interest Barrier; missed coupons can be later “made up” if conditions are satisfied. If not called, and any index finishes below its Trigger Value (also 75.00% of Initial Value) at final valuation, principal is reduced 1% for each 1% decline in the Least Performing Index, down to a total loss.
The notes are unsecured, unsubordinated obligations of JPMorgan Chase Financial Company LLC, fully and unconditionally guaranteed by JPMorgan Chase & Co., and subject to their credit risk. A hypothetical contingent interest rate of 12.00% per annum (3.00% per quarter) is illustrated; the actual rate will be at least this level. The indicative estimated value is about $960 per $1,000 note today and will not be less than $950 per $1,000 at pricing, reflecting structuring and hedging costs and an internal funding rate.
JPMORGAN CHASE & CO (JPM), via its wholly owned finance subsidiary JPMorgan Chase Financial Company LLC, is offering unsecured Digital Buffered Notes linked to the S&P 500® Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes target investors seeking a fixed payoff if the index holds up or declines only moderately, in exchange for giving up dividends, periodic interest, and most upside beyond a cap.
If, on the valuation date, the S&P 500® closing level is at or above its initial level, or down by up to the 15.00% Buffer Amount, holders receive a fixed Contingent Digital Return of at least 11.63%, paying $1,116.30 per $1,000 note at maturity in the illustrated case. If the index is below the buffer, principal loss is leveraged: for every 1% drop beyond the 15% buffer, investors lose 1.17647% of principal, up to a total loss. The notes are expected to price around August 31, 2026 and mature on March 6, 2028, in minimum denominations of $10,000.
The product’s economic value is less than the price to public, reflecting selling commissions, hedging costs and issuer profit. If priced on the date shown, the estimated value would be about $984.50 per $1,000, and will not be less than $970.00 per $1,000 when finally set. The notes will not be listed, may have limited liquidity, and their value and payments are subject to the credit risk of both JPMorgan Chase Financial Company LLC and JPMorgan Chase & Co.
JPMorgan Chase & Co. (JPM), through JPMorgan Chase Financial Company LLC, is issuing $441,000 of Auto Callable Contingent Interest Notes linked to the MerQube US Tech+ Vol Advantage Index, maturing August 14, 2031 and fully and unconditionally guaranteed by JPMorgan Chase & Co.
The notes pay a monthly Contingent Interest Rate of 11.50% per annum only if, on each Interest Review Date, the Index closes at or above 75% of the Initial Value (the Interest Barrier). Quarterly Autocall Review Dates may trigger automatic redemption at $1,000 per note plus any due contingent interest if the Index is at or above the Initial Value, starting August 11, 2027.
If the notes are not called and the Final Value is below the 70% Buffer Threshold, investors lose 1% of principal for each 1% Index decline beyond the 30% Buffer Amount, down to a maximum loss of 70% of principal. The Index embeds a 6.0% per annum daily deduction and a notional financing cost, uses leverage up to 500% to target 35% volatility, and is expected to lag a comparable index without these charges. The notes are unsecured obligations subject to the credit risk of JPMorgan Chase Financial Company LLC and JPMorgan Chase & Co.; the estimated value at pricing was $912.90 per $1,000 note versus a $1,000 issue price.
JPMorgan Chase & Co. (JPM), via JPMorgan Chase Financial Company LLC, is offering $815,000 of Uncapped Digital Barrier Notes linked to the lesser performer of the Russell 2000® Index and the S&P 500® Index, maturing on August 15, 2030 and fully and unconditionally guaranteed by JPMorgan Chase & Co.
The notes provide uncapped, unleveraged upside to any appreciation of the lesser performing index at maturity, with a Contingent Digital Return of 49.00% if both final index levels are at or above their initial levels. If either index finishes below its initial level but both remain at or above 75.00% of initial (the Barrier Amount), investors receive par.
If either index closes below its Barrier Amount, principal is exposed one-for-one to the decline of the lesser performing index, and investors can lose up to 100% of principal. The notes pay no interest or dividends, are unsecured obligations subject to the credit risk of JPMorgan Chase Financial and JPMorgan Chase & Co., and will not be listed on an exchange. Price to public is $1,000 per note, including $6.00 in selling commissions; the issuer’s estimated value at pricing was $977.10 per $1,000 note.
JPMORGAN CHASE & CO (JPM), via JPMorgan Chase Financial Company LLC, is offering structured Review Notes linked to the MerQube US Tech+ Vol Advantage Index, maturing on August 14, 2031, with a total offering of $579,000 in $1,000 denominations, fully and unconditionally guaranteed by JPMorgan Chase & Co.
The notes may be automatically called on scheduled Review Dates starting August 16, 2027 if the Index is at or above 90% of its Initial Value, paying $1,000 plus a fixed call premium (from 16.65% on the first Review Date up to 83.25% on the final Review Date). If not called, principal is protected only within a 20% buffer; if the Index falls more than 20%, investors lose 1% of principal for each additional 1% decline, up to an 80% loss.
The Index embeds a 6.0% per annum daily deduction and a daily notional financing cost (SOFR plus 0.50% per annum) on its QQQ-based exposure, so it will trail a comparable index without such deductions and can decline even if the underlying strategy is flat or modestly positive. The estimated value of each note at pricing was $943.80 versus the $1,000 issue price, reflecting selling commissions and hedging and structuring costs. Payments depend on the credit risk of both the issuing subsidiary and JPMorgan Chase & Co., and the notes will not be listed, so liquidity may be limited.