Welcome to our dedicated page for JPMORGAN CHASE & CO SEC filings (Ticker: JPM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
JPMorgan Chase & Co. filings document a bank holding company with worldwide financial services operations and multiple classes of exchange-listed securities. Periodic reports describe investment banking, consumer and small-business financial services, commercial banking, transaction processing and asset management, along with capital, assets and stockholders’ equity disclosures.
The company’s 8-K filings record material events and identify registered securities including JPM common stock, depositary shares representing fractional interests in non-cumulative preferred stock, and guarantees of notes and exchange-traded notes issued by JPMorgan Chase Financial Company LLC. Proxy materials cover board matters, executive compensation, equity awards, shareholder voting items and other governance disclosures.
JPMorgan Chase Financial Company LLC is offering Digital Barrier Notes due February 17, 2028, linked to the least performing of the Dow Jones Industrial Average®, the Nasdaq‑100® Technology Sector and the Russell 2000® Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes pay no coupons or dividends. At maturity, if the Final Value of each Index is at least its Barrier Amount of 60.00% of its Initial Value, investors receive a fixed Contingent Digital Return of 12.30%, for a total payment of $1,123.00 per $1,000 principal amount, regardless of how much the Indices rose.
If the Final Value of any Index is below its Barrier Amount, the protection falls away and repayment is linear to the downside: investors lose 1% of principal for each 1% decline in the Least Performing Index from its Initial Value, potentially losing all principal. The notes are unsecured, unsubordinated obligations subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co. The minimum denomination is $1,000. If priced on the illustrated date, the estimated value would be about $973 per $1,000, and will not be less than $900 per $1,000 when set, reflecting embedded costs and dealer compensation.
JPMorgan Chase Financial Company LLC, fully guaranteed by JPMorgan Chase & Co., is offering Capped Dual Directional Buffered Return Enhanced Notes linked to the least performing of the Nasdaq-100 Index®, the Russell 2000® Index and the S&P 500® Index, maturing August 16, 2029. Each note has a $1,000 minimum denomination and pays no interest or dividends.
At maturity, investors gain 1.50x any positive return of the least performing index, capped at a Maximum Upside Return of at least 55.20%. If the least performing index is flat or down by up to the 20.00% Buffer Amount, the notes pay an absolute return up to a maximum of 20.00%. If any index falls by more than 20.00%, principal is reduced 1% for each 1% decline beyond 20%, for a maximum loss of 80.00%, leaving as little as $200 per $1,000 note.
The notes are unsecured, unsubordinated obligations subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co. They will not be listed, and secondary prices are expected to be below the issue price. If priced on the example date, the estimated value would be about $964.20 per $1,000 note and will not be less than $900.00 per $1,000 at issuance.
JPMorgan Chase Financial Company LLC is offering auto callable contingent interest notes linked to the MerQube US Large-Cap Vol Advantage Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. Each note has a $1,000 principal amount and pays a monthly Contingent Interest Payment only when the Index closes on a Review Date at or above 65.00% of the Initial Value, the Interest Barrier.
The notes may be automatically called starting August 23, 2027 if, on specified Review Dates, the Index is at or above a Call Value equal to 90.00% of the Initial Value, in which case investors receive $1,000 plus the applicable contingent interest and no further payments. If the notes are not called and the Final Value is at least 65.00% of the Initial Value, investors receive $1,000 plus the final contingent interest; if the Final Value is below this Trigger Value, repayment is reduced one-for-one with the Index decline, down to zero, so investors can lose all principal.
The MerQube Index dynamically allocates up to 500% exposure to E-mini S&P 500 futures and is subject to a 6.0% per annum daily deduction, which drags performance versus an identical index without the charge. The indicative estimated value is approximately $950.00 per $1,000 note and will not be less than $930.00, reflecting embedded costs. The notes are unsecured, unsubordinated obligations subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co. and will not be listed, so liquidity may be limited.
JPMorgan Chase Financial Company LLC, fully guaranteed by JPMorgan Chase & Co., is issuing $636,000 of unsecured structured notes linked to the least performing of the Dow Jones Industrial Average, Nasdaq‑100 Index and Russell 2000 Index, maturing on August 9, 2029.
The notes pay no interest or dividends. At maturity, if every index finishes at or above its initial level, investors receive $1,000 plus a leveraged return of 106.70% of the least performing index’s gain. If any index is below its initial level, the payoff is $1,000 plus the least performing index return, but not less than $950 per $1,000, so investors may lose up to 5% of principal.
The price to public is $1,000 per note, including selling commissions of $29.50, with proceeds to the issuer of $970.50. The estimated value is $959.40 per $1,000 note, reflecting structuring and hedging costs. The notes are treated as contingent payment debt instruments for U.S. tax purposes, using a 4.31% comparable yield and projected maturity payment of $1,136.42. Credit risk of JPMorgan Financial and JPMorgan Chase & Co., limited liquidity and index‑performance dependence are key risks.
JPMorgan Chase Financial Company LLC, fully guaranteed by JPMorgan Chase & Co., is offering market-linked securities providing leveraged upside and contingent downside protection tied to the lowest performing of the S&P 500 Index and the Dow Jones Industrial Average, maturing on August 16, 2029, with a principal amount of $1,000 per security.
At maturity, investors receive $1,000 plus upside based on the lowest index if it finishes above its starting level, using an upside participation rate of at least 120.60%. If the lowest index ends between its starting level and its threshold level of 75% of the starting level, principal is repaid. If it finishes below the threshold, repayment is reduced one-for-one with the index loss, exposing investors to losses greater than 25%, up to total loss of principal. The indicative estimated value is about $960.10 per $1,000 security and will not be less than $930.00, reflecting selling commissions of $28.25 and hedging and structuring costs.
JPMorgan Chase Financial Company LLC, fully guaranteed by JPMorgan Chase & Co., is offering $1,653,000 of unsecured Review Notes linked individually to the Nasdaq‑100® Technology Sector, the Russell 2000® Index and the S&P 500® Index, maturing on August 9, 2029.
The notes may be automatically called on scheduled Review Dates starting August 9, 2027 if each index is at or above its Call Value (100% of its Initial Value), paying back $1,000 plus a fixed Call Premium of 17.20% to 51.60% of principal depending on the call date. If not called and any index finishes below its Barrier Amount of 70.00% of Initial Value, repayment of principal is reduced one‑for‑one with the decline of the Least Performing Index, down to a total loss.
The notes pay no interest or dividends, are subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co., and will not be listed on any exchange. The price to public is $1,000 per note, including $6 in selling commissions, and the estimated value at pricing was $986.60 per $1,000 note.
JPMorgan Chase Financial Company LLC is offering $250,000 of unsecured, unsubordinated Callable Contingent Interest Notes, fully and unconditionally guaranteed by JPMorgan Chase & Co., linked individually to the Nasdaq‑100® Technology Sector, the Russell 2000® Index and the S&P 500® Index, maturing August 8, 2031.
The notes pay a contingent interest rate of 11.50% per annum (0.95833% per month) only for Review Dates when each index closes at or above 70% of its Initial Value (Interest Barrier). Early redemption is at the issuer’s option on certain Interest Payment Dates from February 10, 2027 onward. If held to maturity and not redeemed early, full principal is repaid only if each index’s Final Value is at or above its Trigger Value of 60% of Initial Value; otherwise repayment is reduced one‑for‑one with the decline of the Least Performing Index, down to a total loss.
The price to public is $1,000 per note, including $5 in selling commissions, for $995 in proceeds to the issuer. The issuer’s estimated value is $976.20 per $1,000 note, reflecting embedded costs and hedging. The notes are not insured, will not be listed, and their value and tax treatment (including for Non‑U.S. Holders and potential Section 871(m) implications) involve significant risks.
JPMorgan Chase Financial Company LLC is offering Digital Equity Notes due October 18, 2028, linked to the S&P 500® Index and fully guaranteed by JPMorgan Chase & Co. Each note has a $1,000 principal amount, is issued at 100% of principal with no underwriting commission, and will not bear interest.
At maturity, investors receive a cash payment based on S&P 500 performance from the trade date to October 16, 2028. If the final index level is at least 85% of the initial level, payment is the threshold settlement amount, expected between $1,168.90 and $1,198.60 per $1,000, effectively capping upside (with an expected cap level between 116.89% and 119.86% of the initial level).
If the index declines by more than 15%, principal is lost on a leveraged basis: for each 1% drop beyond 15%, investors lose about 1.1765% of principal, down to a total loss. The estimated value at issuance is expected between $974.30 and $984.30 per $1,000, below issue price, and secondary market liquidity is not assured. Payments are subject to the credit risk of both the issuer and guarantor, and the U.S. tax treatment is uncertain.
JPMorgan Chase Financial Company LLC is offering $530,000 of Auto Callable Accelerated Barrier Notes linked to the least performing of the Nasdaq-100 Index, the Russell 2000 Index and the S&P 500 Index, due August 8, 2031, fully and unconditionally guaranteed by JPMorgan Chase & Co.
The notes are issued in $1,000 denominations, pay no interest and do not pass through index dividends. They may be automatically called on August 9, 2027 if each index is at or above its Call Value, in which case investors receive $1,000 plus a $200 Call Premium per note. If not called and each index finishes above its Initial Value at maturity, investors receive 2.00 times the appreciation of the least performing index. If any index finishes at or below its Initial Value but at or above its 70% Barrier Amount, principal is returned. If any index closes below its Barrier Amount, repayment is reduced 1% for each 1% decline in the least performing index, down to total loss of principal.
The price to public is $1,000 per note, including $11 in selling commissions, for issuer proceeds of $989 per note. The estimated value is $975.30 per note, reflecting internal funding and hedging costs. The notes are unsecured, unsubordinated obligations subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co. and will not be listed; secondary market liquidity may be limited.
JPMorgan Chase Financial Company LLC, fully guaranteed by JPMorgan Chase & Co., is offering auto-callable contingent interest notes linked to the common stock of Chipotle Mexican Grill, Inc. The notes pay a Contingent Interest Payment of at least $30.325 per $1,000 on each Review Date only if Chipotle’s share price is at or above a 70.00% Interest Barrier of the Stock Strike Price; missed coupons can be paid later if the barrier is subsequently met.
The notes may be automatically called on any non-final Review Date starting November 19, 2026 if the stock closes at or above the Stock Strike Price, returning $1,000 plus the current and any unpaid coupons. If the notes are not called and the Final Stock Price is at least 70.00% of the Stock Strike Price, investors receive full principal plus the final and any unpaid coupons at maturity.
If a Buffer Event occurs (Final Stock Price below 70.00% of the Stock Strike Price), principal is reduced by 1.42857% for every 1% decline beyond the 30.00% buffer, so investors can lose some or all principal. The notes are unsecured obligations subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co. The indicative estimated value is about $984.30 per $1,000, and will not be less than $960.00 when finalized.