Welcome to our dedicated page for JPMORGAN CHASE & CO SEC filings (Ticker: JPM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
JPMorgan Chase & Co. filings document a bank holding company with worldwide financial services operations and multiple classes of exchange-listed securities. Periodic reports describe investment banking, consumer and small-business financial services, commercial banking, transaction processing and asset management, along with capital, assets and stockholders’ equity disclosures.
The company’s 8-K filings record material events and identify registered securities including JPM common stock, depositary shares representing fractional interests in non-cumulative preferred stock, and guarantees of notes and exchange-traded notes issued by JPMorgan Chase Financial Company LLC. Proxy materials cover board matters, executive compensation, equity awards, shareholder voting items and other governance disclosures.
JPMorgan Chase Financial Company LLC is offering callable contingent interest notes due August 30, 2029, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes pay a contingent quarterly coupon of at least 3.0375% (at least 12.15% per annum) per $1,000 only if, on each Review Date, the S&P 500, EURO STOXX 50 and Nikkei 225 are all at or above 70% of their Initial Values, which also serve as Trigger Values.
The issuer can redeem the notes early, in whole, on any Interest Payment Date from March 3, 2027 (except the first and final dates), paying $1,000 plus any due coupon. If the notes are not redeemed and any Index finishes below its Trigger Value at final valuation, the maturity payment is reduced by the decline of the Least Performing Index, and investors may lose more than 30% and up to all principal. The notes are unsecured obligations subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co. The estimated value at pricing would be about $963.40 per $1,000, and will not be less than $940.00.
JPMorgan Chase Financial Company LLC is offering auto callable contingent interest notes linked to the common stock of Caterpillar Inc., fully and unconditionally guaranteed by JPMorgan Chase & Co. Each note has a $1,000 denomination and can pay a contingent interest rate of at least 15.00% per annum (at least $37.50 per quarter) if Caterpillar’s share price on a Review Date is at least 60.00% of the Initial Value, which also serves as the Trigger Value.
The notes may be automatically called on any Review Date other than the first and final if the stock closes at or above the Initial Value, returning $1,000 plus due and unpaid contingent interest. If not called and the Final Value is at or above the Trigger Value, holders receive $1,000 plus all applicable contingent interest. If the Final Value is below the Trigger Value, repayment is reduced one-for-one with the stock decline, and investors can lose more than 40% and up to all principal.
The notes are unsecured, unsubordinated obligations of JPMorgan Chase Financial, subject to the credit risk of both the issuer and JPMorgan Chase & Co. Estimated value, if priced on the described date, is about $960 per $1,000 note and will not be less than $940, reflecting embedded costs, fees and hedging. The notes will not be listed, and secondary market prices are expected to be below the original issue price.
JPMorgan Chase Financial Company LLC is offering auto callable contingent interest notes linked to the common stock of Generac Holdings Inc. (GNRC), fully and unconditionally guaranteed by JPMorgan Chase & Co. Each note has a $1,000 principal amount and pays a contingent interest rate of at least 15.00% per annum, or at least 3.75% per quarter, only if on a Review Date the Generac share price is at or above the Interest Barrier, set at 41.50% of the Initial Value. Missed interest can be paid later if the barrier is met on a future Review Date.
The notes may be automatically called on any Review Date other than the first and final if the stock closes at or above the Initial Value, with investors receiving $1,000 plus applicable contingent interest and any unpaid interest. If not called and the Final Value on August 7, 2028 is at or above the Trigger Value (also 41.50% of Initial Value), investors receive principal plus the final and any unpaid contingent interest. If the Final Value is below the Trigger Value, the payoff is $1,000 + ($1,000 × Stock Return), exposing holders to losses greater than 58.50% and potentially a total loss of principal. The notes are unsecured obligations subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co. The estimated value, if priced today, would be about $960.00 per $1,000 note and will not be less than $940.00 per $1,000 at pricing.
JPMorgan Chase Financial Company LLC is issuing structured Capped Buffered Return Enhanced Notes linked to the State Street Consumer Staples Select Sector SPDR ETF (XLP), fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes provide 1.50x leveraged upside to any ETF appreciation, capped at a maximum return of at least 45.50%, corresponding to a maximum payment of at least $1,455 per $1,000 note.
A 20.00% buffer protects principal against moderate declines, but if the ETF falls by more than 20%, losses accelerate at a 1.25x downside leverage, so investors can lose some or all principal at maturity on August 10, 2029. The notes pay no interest, pass through no ETF dividends and are unsecured obligations subject to the credit risk of both the issuer and guarantor. Minimum denomination is $1,000. The indicative estimated value is about $970 per $1,000 note and will not be less than $950, reflecting embedded selling commissions, hedging costs and issuer funding spreads. The notes will not be listed, may be illiquid, may be accelerated if the ETF is discontinued, and have complex U.S. tax treatment as prepaid financial contracts with potential “constructive ownership” implications.
JPMorgan Chase Financial Company LLC is offering capped buffered enhanced participation equity notes due September 15, 2028, linked to the MSCI EAFE® Index and fully guaranteed by JPMorgan Chase & Co. The notes pay no interest and are not listed on any exchange.
At maturity, for each $1,000 note you receive: full principal if the index is flat or down by up to 15%; if it is up, you gain 1.60x the index return, capped at a maximum settlement amount of $1,252.48–$1,296.96. If the index falls more than 15%, losses are leveraged at about 1.1765x, up to a full loss of principal. The expected estimated value is $976.10–$986.10 per $1,000, reflecting structuring and hedging costs. Payments depend on the credit of both JPMorgan Financial and JPMorgan Chase & Co.
JPMorgan Chase Financial Company LLC is offering Uncapped Buffered Digital Notes linked to the lesser performing of the Nasdaq-100 Index and the Russell 2000 Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes have a 10% downside buffer and a Contingent Digital Return of at least 15.50%, payable at maturity if both indices finish at or above their initial levels; beyond that, upside is uncapped and follows the lesser performer. If either index falls more than 10%, principal is reduced 1% for each 1% decline beyond the buffer, up to a 90% loss of principal at maturity. The minimum denomination is $1,000, pricing is expected on or about August 11, 2026, and maturity is scheduled for September 16, 2027. Any payments depend on the credit of JPMorgan Financial and JPMorgan Chase & Co., and the notes pay no interest or dividends and will not be listed on an exchange.
JPMorgan Chase Financial Company LLC is offering Callable Contingent Interest Notes due August 19, 2031, fully and unconditionally guaranteed by JPMorgan Chase & Co. Each note has a $1,000 denomination and pays a monthly Contingent Interest Payment only if, on the relevant Review Date, the Dow Jones Industrial Average, Nasdaq-100 Index and Russell 2000 Index are each at or above 70.00% of their Initial Value, the Interest Barrier. The Contingent Interest Rate will be at least 7.80% per annum (0.65% per month). The notes may be redeemed early, in whole, at the issuer’s option on designated Interest Payment Dates, starting August 19, 2027, at $1,000 plus any due contingent interest.
If not called, at maturity investors receive $1,000 plus the final contingent coupon if each index is at or above its Trigger Value of 60.00% of Initial Value. If any index is below its Trigger Value, principal is reduced 1% for each 1% decline of the Least Performing Index, down to a possible full loss. The indicative estimated value is $927.90 per $1,000 note and will not be less than $900.00, reflecting built-in selling, structuring and hedging costs. The notes are unsecured, subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co., will not be listed, may have limited or no liquidity, and offer no participation in index gains or dividends.
JPMorgan Chase Financial Company LLC is offering Capped Dual Directional Buffered Return Enhanced Notes due August 15, 2028, linked to the least performing of the Nasdaq-100 Index®, the Russell 2000® Index and the S&P 500® Index, fully and unconditionally guaranteed by JPMorgan Chase & Co.
At maturity, investors receive 1.50 times any positive return of the least performing index, capped at a Maximum Upside Return of at least 28.40%, or a positive, uncapped return equal to the absolute value of any decline up to a 20.00% Buffer Amount. If the least performing index falls by more than 20.00%, principal is reduced 1:1 beyond the buffer, with up to an 80.00% loss of principal.
The notes pay no interest or dividends, are unsecured and unsubordinated obligations of JPMorgan Financial and are not listed on any exchange. If priced on the reference date, the estimated value would be approximately $967.80 per $1,000 note and will not be less than $900.00 per $1,000 at pricing. U.S. tax counsel views the notes as prepaid financial contracts treated as open transactions, though the IRS could assert a different treatment, and the issuer currently expects Section 871(m) withholding rules will not apply to Non-U.S. Holders.
JPMorgan Chase Financial Company LLC plans to issue Uncapped Accelerated Barrier Notes due August 19, 2030, linked to the least performing of the Dow Jones Industrial Average®, the Nasdaq‑100 Index® and the Russell 2000® Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes offer an upside leverage factor of 1.98 on any appreciation of the least performing index at maturity, with minimum denominations of $1,000, but pay no interest or dividends and expose holders to loss of some or all principal if any index finishes below its barrier. The barrier for each index is set at 60% of its initial level; if any final level is below this barrier, repayment of principal is reduced one‑for‑one with the decline of the least performing index. If all final levels are at or above their barriers and at least one index has appreciated, investors receive leveraged upside; if all are at or above their barriers but not higher than initial levels, investors receive return of principal only. The estimated value is indicated at approximately $977.40 per $1,000 note if priced today and will not be less than $900.00 per $1,000 at pricing, reflecting selling, structuring and hedging costs and the issuer’s internal funding rate.
JPMorgan Chase Financial Company LLC is offering Capped Dual Directional Buffered Equity Notes linked to the S&P 500® Index, maturing on August 17, 2028, in $1,000 minimum denominations. The notes provide unleveraged exposure to index gains, capped at a Maximum Upside Return of at least 19.05%.
If the index is flat or down by up to the 20.00% Buffer Amount, investors receive a positive return equal to the absolute index decline, up to a maximum payment of $1,200 per $1,000. If the index falls by more than 20.00%, principal is reduced 1:1 beyond the buffer, with a minimum repayment of $200 per $1,000, implying up to an 80.00% loss of principal.
The notes pay no interest, provide no dividends, are unsecured and unsubordinated obligations of JPMorgan Financial and are fully and unconditionally guaranteed by JPMorgan Chase & Co., exposing holders to both entities’ credit risk. They are not bank deposits, are not FDIC insured, and will not be listed, so liquidity depends on dealer trading. If priced on the described date, the estimated value would be about $986.20 per $1,000, and will not be less than $900.00 at issuance.