Welcome to our dedicated page for JPMORGAN CHASE & CO SEC filings (Ticker: JPM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
JPMorgan Chase & Co. filings document a bank holding company with worldwide financial services operations and multiple classes of exchange-listed securities. Periodic reports describe investment banking, consumer and small-business financial services, commercial banking, transaction processing and asset management, along with capital, assets and stockholders’ equity disclosures.
The company’s 8-K filings record material events and identify registered securities including JPM common stock, depositary shares representing fractional interests in non-cumulative preferred stock, and guarantees of notes and exchange-traded notes issued by JPMorgan Chase Financial Company LLC. Proxy materials cover board matters, executive compensation, equity awards, shareholder voting items and other governance disclosures.
JPMorgan Chase Financial Company LLC is offering Structured Investments Review Notes due August 19, 2030, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes are linked to the least performing of the Nasdaq-100® Technology Sector, the Russell 2000® Index and the S&P 500® Index.
The notes may be automatically called on any Review Date starting August 18, 2027 if each Index closes at or above its Call Value of 100% of Initial Value, paying $1,000 plus a Call Premium of at least 11.0500% to 44.2000% of principal, depending on the Review Date. If not called and the Final Value of each Index is at or above its Barrier Amount of 70% of Initial Value, investors receive principal back at maturity.
If the notes are not called and the Final Value of any Index is below its Barrier Amount, repayment is $1,000 + ($1,000 × Least Performing Index Return), exposing investors to losses greater than 30% and potentially a full loss of principal. The notes pay no interest or dividends, are unsecured obligations subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co., and are not bank deposits or FDIC insured. The indicative estimated value is approximately $934.90 per $1,000 note and will not be less than $900.00 per $1,000 when set, reflecting embedded fees and hedging costs.
JPMorgan Chase Financial Company LLC is offering callable contingent interest notes due May 18, 2028, linked to the least performing of the Dow Jones Industrial Average, Russell 2000 Index and S&P 500 Index, fully and unconditionally guaranteed by JPMorgan Chase & Co.
Investors may receive a Contingent Interest Payment on each Review Date only if the closing level of each Index is at or above 70.00% of its Initial Value; otherwise no interest is paid for that period. The issuer may redeem the notes early, in whole, on specified Interest Payment Dates starting November 19, 2026, paying $1,000 per note plus any due contingent interest.
If the notes are not redeemed and on the final Review Date any Index ends below its Trigger Value (also 70.00% of Initial Value), repayment of principal is reduced 1% for each 1% decline of the Least Performing Index, down to a possible total loss of principal. The notes are unsecured, not insured, will not be listed, and their value and payments are subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co.
JPMorgan Chase Financial Company LLC is offering Capped Buffered Enhanced Participation Notes due February 8, 2028, linked to the SPDR® Gold Trust and fully and unconditionally guaranteed by JPMorgan Chase & Co. Each note has a $1,000 principal amount and pays no interest.
The payoff depends on GLD’s performance from the August 4, 2026 strike date to the February 4, 2028 determination date. Investors receive 1.5× any positive underlier return, capped at a maximum settlement amount expected to be at least $1,245.10 per $1,000 note. A 10% buffer applies on the downside: if GLD is down 10% or less, principal is returned; below that level, losses are magnified by a buffer rate of about 1.1111, and principal can be fully lost.
The estimated value at issuance is expected between $973.90 and $983.90 per $1,000, below the issue price due to selling commissions, hedging costs and structuring fees. The notes are unsecured obligations subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co., will not be listed, and may have limited or no secondary market liquidity.
JPMorgan Chase Financial Company LLC is issuing $12,609,000 of Auto Callable Yield Notes linked to the Nasdaq-100 Index®, the Russell 2000® Index and the S&P 500® Index, fully and unconditionally guaranteed by JPMorgan Chase & Co.
The notes pay interest at 10.35% per annum, or $8.625 per $1,000 monthly, so long as the notes remain outstanding. They may be automatically called as early as February 4, 2027 if each index is at or above its Initial Value, returning $1,000 plus the applicable interest payment.
If not called, principal repayment at maturity on February 9, 2028 depends on the Least Performing Index. If any index ends below its Trigger Value of 70% of Initial Value, investors lose 1% of principal for each 1% decline in the least-performing index and can lose their entire investment. The notes are unsecured, not FDIC insured, and subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co. The estimated value at pricing was $983.50 per $1,000, below the issue price, reflecting selling, structuring and hedging costs.
JPMorgan Chase Financial Company LLC is offering Auto Callable Buffered Return Enhanced Notes linked to the Nasdaq-100 Index®, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes may be automatically called on August 12, 2027 if the Index is at or above the Call Value, paying $1,000 plus a Call Premium Amount of at least $143.50 per $1,000 note.
If not called and the Index has risen at maturity in 2030, investors receive 1.40 times any positive Index return; if the Index is flat or down by up to the 20% Buffer Amount, principal is returned. Below the buffer, losses accelerate at a 1.25x Downside Leverage Factor, so some or all principal can be lost. The minimum denomination is $1,000, the notes pay no interest or dividends, are unsecured and unsubordinated, and are not listed. The indicative estimated value is about $991.60 per $1,000 note and will not be less than $970.00 per $1,000 when set, reflecting structuring and hedging costs.
JPMorgan Chase Financial Company LLC is offering $69,215,000 of S&P 500®-linked Digital Equity Notes due May 11, 2028, fully and unconditionally guaranteed by JPMorgan Chase & Co. Each note has a $1,000 principal amount and pays no interest.
At maturity, if the S&P 500 final level is at least 90.00% of the initial level of 7,736.52, investors receive a fixed $1,155.90 per $1,000 note, capped at a 15.59% gain. If the index falls more than 10%, principal loss is leveraged at about 1.1111% for each additional 1% decline, down to a possible total loss.
The notes are unsecured obligations subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co., are not FDIC insured, and will not be listed on an exchange. The estimated value at pricing was $981.10 per $1,000, below the issue price, reflecting fees, hedging costs and dealer compensation. Liquidity and U.S. tax treatment, including potential changes for prepaid contracts, are key risks.
JPMorgan Chase Financial Company LLC is offering Auto Callable Buffered Equity Notes linked to the S&P 500® Futures Excess Return Index, fully guaranteed by JPMorgan Chase & Co. The notes are due August 29, 2031 and are issued in minimum denominations of $1,000.
On the September 1, 2027 Review Date, if the Index is at or above a Call Value, the notes are automatically called and pay $1,000 plus a Call Premium of at least $165 per note, with no further payments. If not called, at maturity investors receive uncapped, unleveraged Index upside; principal is protected only for the first 10.00% decline (Buffer Amount), after which losses increase 1% for every additional 1% Index decline, up to a 90.00% loss of principal.
The notes pay no interest, are unsecured and unsubordinated obligations of JPMorgan Financial, and are subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co. If priced on the illustrated date, estimated value would be about $940 per $1,000 note and will not be less than $900. The product is not a futures contract, is not regulated under the Commodity Exchange Act, may be illiquid, and has complex tax and secondary-market valuation characteristics.
JPMorgan Chase Financial Company LLC is offering $3,990,000 of Medium‑Term Notes, Series A, Digital Equity Notes due August 7, 2028, linked to the Russell 2000® Index and fully guaranteed by JPMorgan Chase & Co. The notes are issued at 100% of principal, pay no interest, are not listed, and are subject to the credit risk of both the issuer and guarantor.
For each $1,000 note, if the final Russell 2000 level on August 3, 2028 is at least 85% of the initial level of 3,036.975, investors receive a fixed threshold settlement amount of $1,183 (an 18.3% maximum gain). If the index falls more than the 15% buffer, principal is lost on a leveraged basis at about 1.1765% per additional 1% decline, down to a potential total loss.
The estimated value at pricing is $979.40 per $1,000, below issue price, reflecting selling commissions of 1.47% and structuring and hedging costs; net proceeds are 98.53% of principal. The notes are treated, in counsel’s opinion, as prepaid open transactions for U.S. tax purposes, but the tax outcome is uncertain and could be affected by future IRS guidance.
JPMorgan Chase Financial Company LLC is offering auto callable contingent interest notes due August 23, 2029, linked to the common stock of Merck & Co., Inc. and fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes pay a Contingent Interest Payment on each Review Date only if Merck’s closing share price is at or above 70.00% of the Initial Value, the Interest Barrier; missed coupons can be paid later if conditions are met. The notes are automatically called, starting February 22, 2027, if Merck’s price on a Review Date (other than the first and final) is at or above the Initial Value, returning $1,000 per note plus due coupons.
If not called and the Final Value is below the Trigger Value (also 70.00% of the Initial Value), repayment at maturity is $1,000 + ($1,000 × Stock Return), so investors can lose a significant portion or all of principal. The minimum denomination is $1,000. If priced today, the estimated value would be about $960 per $1,000, and will not be less than $940 per $1,000, reflecting embedded fees and hedging costs. Payments depend on both JPMorgan Financial’s and JPMorgan Chase & Co.’s credit and the notes will not be listed, so liquidity may be limited.
JPMorgan Chase Financial Company LLC is issuing $1,616,000 of Auto Callable Yield Notes linked to the least performing of the Nasdaq‑100, Russell 2000 and S&P 500 indices, due February 9, 2028, fully and unconditionally guaranteed by JPMorgan Chase & Co.
The notes pay interest at 8.30% per annum, or 0.69167% per month, so long as they are outstanding. They are automatically called if, on any of 13 scheduled review dates starting February 4, 2027, the closing level of each index is at or above its initial value, in which case investors receive $1,000 plus the applicable monthly interest and no further payments.
If not called and, on the final review date, every index is at or above 70% of its initial value, investors receive full principal plus final interest. If any index is below its 70% trigger, maturity payment per $1,000 equals $1,000 plus $1,000 times the least-performing index return, leading to losses of more than 30% and potentially all principal. The notes are unsecured, unsubordinated obligations subject to the credit risk of both the issuer and guarantor. The estimated value is $966.10 per $1,000, below the issue price, reflecting selling commissions, hedging costs and issuer funding assumptions.