Welcome to our dedicated page for JPMORGAN CHASE & CO SEC filings (Ticker: JPM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
JPMorgan Chase & Co. filings document a bank holding company with worldwide financial services operations and multiple classes of exchange-listed securities. Periodic reports describe investment banking, consumer and small-business financial services, commercial banking, transaction processing and asset management, along with capital, assets and stockholders’ equity disclosures.
The company’s 8-K filings record material events and identify registered securities including JPM common stock, depositary shares representing fractional interests in non-cumulative preferred stock, and guarantees of notes and exchange-traded notes issued by JPMorgan Chase Financial Company LLC. Proxy materials cover board matters, executive compensation, equity awards, shareholder voting items and other governance disclosures.
JPMorgan Chase Financial Company LLC is offering unsecured Auto Callable Contingent Interest Notes due September 5, 2031, linked to the MerQube US Large-Cap Vol Advantage Index and fully guaranteed by JPMorgan Chase & Co. The notes pay a Contingent Interest Payment on each Review Date only if the Index closes at or above 60% of its Initial Value (the Interest Barrier). They may be automatically called, starting August 31, 2027, if on a Review Date the Index is at or above its Initial Value, returning $1,000 per note plus that period’s contingent interest. If not called, at maturity investors receive $1,000 plus any final contingent interest when the Index is at or above a Trigger Value of 50% of the Initial Value; otherwise principal is reduced 1% for each 1% Index decline, with potential loss of all principal.
The Index uses leveraged E-mini S&P 500 futures with a 35% target volatility and up to 500% exposure, and is subject to a 6.0% per annum daily deduction, which drags performance versus a similar index without the fee. The minimum denomination is $1,000, and if priced on the described date the estimated value would be about $940 per $1,000, and will not be less than $900 per $1,000 when set. Investors face the credit risk of both JPMorgan Financial and JPMorgan Chase & Co., no guaranteed interest, limited upside to interest coupons only, potential illiquidity, complex tax treatment and substantial risks from index leverage and volatility.
JPMorgan Chase Financial Company LLC is offering unsecured, unsubordinated Digital Buffered Notes linked to the Nasdaq-100 Index®, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes pay a fixed Contingent Digital Return of 10.22% at maturity if the Ending Index Level is at or above the Index Strike Level, or down by as much as the 15.00% Buffer Amount. In those cases, investors receive $1,102.20 per $1,000 principal amount.
If the Index falls more than 15% from the Index Strike Level of 29,733.16, principal is lost on a leveraged basis: for each 1% decline beyond 15%, the loss is 1.17647% of principal, up to a total loss. The notes pay no interest or dividends and do not provide voting rights. The issue price is $1,000 per note, with $743,000 total offered, selling commissions of $10 per note and issuer proceeds of $990 per note; the estimated value is $983.30. The Valuation Date is August 17, 2027 and the Maturity Date is August 20, 2027, both subject to postponement. Payments depend on the credit of JPMorgan Financial and JPMorgan Chase & Co., and secondary market liquidity is not assured.
JPMorgan Chase Financial Company LLC is issuing structured notes linked to the lesser performer of the Nasdaq-100 Index® and the S&P 500® Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The total offering size is $900,000, in minimum denominations of $1,000.
At maturity on August 9, 2029, if both indices finish at or above 70.00% of their Initial Values, holders receive their principal plus either 1.1425x any positive return of the lesser-performing index or the absolute value of its loss (capped at a 30.00% gain, or $1,300 per $1,000 note, when the index return is negative). If either index closes below its 70.00% Barrier Amount, principal is exposed one-for-one to the decline of the lesser-performing index and investors can lose up to 100% of principal.
The notes pay no interest or dividends, are unsecured and unsubordinated obligations subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co., and will not be listed on any exchange. The price to the public is $1,000 per note, including $8 in selling commissions, with an estimated value of $983.60 per $1,000 note at pricing.
JPMorgan Chase Financial Company LLC is offering $665,000 of structured Capped Notes linked to the S&P 500® Futures Excess Return Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes mature on January 10, 2029 and do not pay periodic interest.
At maturity, investors receive $1,000 plus an Additional Amount based on 108.00% of the Index return, capped at a maximum total payment of $1,480.00 per $1,000 note (a 48.00% maximum gain). If the Index falls, principal is at risk down to a minimum of $900.00 per $1,000 note, so investors may lose up to 10.00% of principal.
The price to the public is $1,000 per note, including $27 in selling commissions, for issuer proceeds of $973 per note. The estimated value when issued was $962.20 per $1,000 note. The Initial Index Value on August 5, 2026 was 616.74. The notes are unsecured, unsubordinated obligations, not listed, and subject to JPMorgan credit risk, market risks tied to futures on the S&P 500, liquidity risk, and complex contingent payment debt instrument tax treatment.
JPMorgan Chase Financial Company LLC is offering $1,160,000 of structured notes linked to the S&P 500® Futures Excess Return Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. Each note has a $1,000 principal amount and a 117.00% participation rate in positive Index performance.
The notes do not pay interest and are scheduled to mature on August 9, 2029, with an Observation Date of August 6, 2029. At maturity, investors receive $1,000 plus leveraged upside if the Index has risen, par if unchanged, or a reduced amount if it has fallen, but not less than $900 per $1,000 note, subject to the credit risks of JPMorgan Financial and JPMorgan Chase & Co. The Initial Index Value on the pricing date was 616.74.
The price to the public is $1,000 per note, including $29.50 in selling commissions and resulting in issuer proceeds of $970.50 per note. The estimated value at issuance is $962.70 per $1,000 note, reflecting internal funding rates and hedging costs. The notes are unsecured, unsubordinated obligations, will not be listed on any exchange and are intended to be held to maturity.
JPMorgan Chase Financial Company LLC is issuing $476,000 of Auto Callable Contingent Interest Notes linked to the MerQube US Tech+ Vol Advantage Index, due August 8, 2031, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes pay a 12.00% per annum Contingent Interest (3.00% quarterly) only on Review Dates when the Index closes at or above 60.00% of its Initial Value (the Interest Barrier), and may pay no interest.
The notes are automatically called if, on any Review Date from February 5, 2027 (excluding the first and final), the Index is at or above its Initial Value, returning $1,000 principal plus the applicable interest. If not called, and at maturity the Index is at or above the Trigger Value of 60.00% of Initial Value, investors receive principal plus the final interest; if below, repayment is $1,000 + $1,000 × Index Return, so principal loss can reach 100%.
The underlying Index targets 35% implied volatility with exposure ranging from 0% to 500%, and is reduced by a 6.0% per annum daily deduction plus a notional financing cost (SOFR + 0.50%), causing performance to lag a similar index without these charges. The price to public is $1,000 per note, including $42.75 in fees; issuer proceeds are $957.25 per note, and the initial estimated value is $907.90. The notes are unsecured, not FDIC insured, subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co., and are expected to have limited or no secondary market liquidity.
JPMorgan Chase Financial Company LLC is issuing $2,295,000 of Auto Callable Accelerated Barrier Notes linked to the Nasdaq-100, Russell 2000 and S&P 500, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes price at $1,000 per note, with selling commissions of $29.50 and issuer proceeds of $970.50 per note; the estimated value at pricing is $951.20.
The notes may be automatically called on August 10, 2027 or August 7, 2028 if each Index is at or above its Call Value of 100% of its Initial Value, paying principal plus a fixed premium of 15.75% or 31.50%, respectively. If not called and on the final Review Date in 2029 all three Indices are above their Initial Values, investors receive an uncapped 1.5x leveraged return based on the least performing Index. If any Index is at or below its Initial Value but all remain at or above the Barrier Amount of 70% of Initial Value, principal is returned.
If any Index finishes below its Barrier Amount, repayment is reduced one-for-one with the decline of the least performing Index, down to a complete loss of principal. The notes pay no interest or dividends, are unsecured obligations subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co., and are not listed, so liquidity and secondary market prices may be limited.
JPMorgan Chase Financial Company LLC is issuing $522,000 of “Capped Dual Directional Buffered Return Enhanced Notes” linked to the least performing of the Nasdaq‑100® Technology Sector, the Russell 2000® Index and the S&P 500® Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes mature on February 10, 2028 and are offered in $1,000 minimum denominations.
At maturity, investors receive 1.50× any positive return of the least performing index, capped at a Maximum Upside Return of 26.25%. If the least performing index is flat or down by up to the 20.00% Buffer Amount, investors receive a positive, uncapped return equal to the absolute decline, up to a maximum of 20.00%. If any index falls by more than 20.00%, principal is reduced 1% for each 1% loss beyond the buffer, up to a maximum 80.00% loss, with a minimum payment of $200 per $1,000 note.
The notes pay no interest, provide no dividends, are unsecured and unsubordinated obligations of JPMorgan Financial and are subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co. They are not listed, and secondary market liquidity may be limited. The estimated value at pricing was $987.60 per $1,000 note, below the $1,000 issue price.
JPMorgan Chase Financial Company LLC is offering $997,000 of Auto Callable Contingent Interest Notes linked to the MerQube US Large-Cap Vol Advantage Index, fully and unconditionally guaranteed by JPMorgan Chase & Co., maturing on August 8, 2029.
The notes pay a contingent coupon at 11.65% per annum (0.97083% monthly) only if, on a Review Date, the Index is at or above 70% of the Strike Value; missed coupons can be paid later if conditions are met. From August 3, 2027, the notes are automatically called if the Index is at or above the Strike Value, returning $1,000 plus due coupons and ending further payments.
If not called, principal is protected only if the Final Index Value is at or above the 50% Trigger Value; below that, maturity payment is $1,000 + ($1,000 × Index Return), so investors may lose a significant portion or all principal. The Index employs up to 500% leveraged exposure to E-mini S&P 500 futures, targets 35% volatility, and is reduced by a 6.0% per annum daily deduction, which drags performance. Per-note pricing is $1,000, with $8.50 in fees and an estimated value of $941.50, and the notes are unsecured obligations subject to JPMorgan credit risk.
JPMorgan Chase Financial Company LLC is issuing $4,605,000 of Auto Callable Contingent Interest Notes linked individually to the Nasdaq-100® Technology Sector, the Russell 2000® Index and the S&P 500® Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes pay a 9.20% per annum Contingent Interest Rate (0.76667% per month) only when, on a Review Date, each index is at or above its Interest Barrier of 70% of its Initial Value. From February 5, 2027 onward, the notes auto-call if each index is at or above its Initial Value, returning $1,000 plus interest. If not called, at maturity on August 9, 2029 investors receive par plus any final interest if each index is at or above its Trigger Value (68% of Initial Value); otherwise principal is reduced one-for-one with the decline of the Least Performing Index, potentially to zero. The price to public is $1,000 per note, including $29.50 in selling commissions (proceeds to issuer $970.50), and the initial estimated value is $953.40 per note. The notes are unsecured obligations subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co., offer no dividend rights, and are expected to have limited liquidity and potentially depressed secondary prices.