Welcome to our dedicated page for JPMORGAN CHASE & CO SEC filings (Ticker: JPM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
JPMorgan Chase & Co. filings document a bank holding company with worldwide financial services operations and multiple classes of exchange-listed securities. Periodic reports describe investment banking, consumer and small-business financial services, commercial banking, transaction processing and asset management, along with capital, assets and stockholders’ equity disclosures.
The company’s 8-K filings record material events and identify registered securities including JPM common stock, depositary shares representing fractional interests in non-cumulative preferred stock, and guarantees of notes and exchange-traded notes issued by JPMorgan Chase Financial Company LLC. Proxy materials cover board matters, executive compensation, equity awards, shareholder voting items and other governance disclosures.
JPMorgan Chase Financial Company LLC is offering Capped Buffered Return Enhanced Notes linked to the MSCI Emerging Markets Index, fully and unconditionally guaranteed by JPMorgan Chase & Co., with a scheduled maturity on January 20, 2028.
The notes provide 2.00x any positive Index performance at maturity, subject to a Maximum Return of at least 33.05%, and include a 10.00% downside buffer. If the Index falls more than 10% from its initial level, investors lose 1% of principal for each 1% decline beyond the buffer, up to a maximum loss of 90.00%. The notes pay no interest or dividends and are issued in minimum denominations of $1,000.
The notes are unsecured and unsubordinated obligations of JPMorgan Financial, subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co. An indicative estimated value is given as approximately $994.40 per $1,000 if priced on the reference date, and the final estimated value will not be less than $970.00 per $1,000. The product embeds significant risks, including equity market, emerging markets, currency, liquidity, tax, and issuer credit risks, and secondary market prices are expected to be below the original issue price.
JPMorgan Chase Financial Company LLC is offering structured “Review Notes” linked to the least performing of the Dow Jones Industrial Average®, Nasdaq-100 Index® and Russell 2000® Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes have a scheduled maturity on August 19, 2031 and a minimum denomination of $1,000.
The notes may be automatically called on any annual Review Date starting August 18, 2027 if each index is at or above its Call Value (100% of its Initial Value). If called, investors receive $1,000 plus a call premium of at least 11.75% on the first Review Date, increasing to at least 58.75% on the final Review Date, and then the notes terminate.
If not called and, on the final Review Date, each index is at or above its Barrier Amount (70% of its Initial Value), investors receive principal back. If any index is below its Barrier Amount, repayment is reduced 1-for-1 with the Least Performing Index Return, leading to losses of more than 30% and potentially a total loss of principal. The notes pay no interest, provide no dividends, are unsecured obligations subject to JPMorgan Financial’s and JPMorgan Chase & Co.’s credit risk, and are not FDIC-insured. The estimated value would be approximately $936.60 per $1,000 note if priced on the date shown and will not be less than $900.00 per $1,000 at pricing.
JPMorgan Chase Financial Company LLC is offering auto callable contingent interest notes linked to the least performing of the Dow Jones Industrial Average®, Nasdaq-100 Index® and Russell 2000® Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes have a minimum denomination of $1,000 and are expected to price on or about August 11, 2026 and settle on or about August 14, 2026.
Investors may receive a Contingent Interest Payment on each Review Date only if the closing level of each Index is at or above 85.00% of its Initial Value (the Interest Barrier). The notes can be automatically called on specified Review Dates (earliest August 11, 2027) if each Index is at or above its Initial Value, returning $1,000 plus applicable interest and any unpaid contingent interest.
If the notes are not called and the Final Value of any Index is below its 85.00% Trigger Value, the maturity payment is reduced by the full negative return of the Least Performing Index, and investors may lose a significant portion or all of principal. The notes are unsecured obligations subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co., are not bank deposits and are not FDIC insured. The estimated value is approximately $970.10 per $1,000 note if priced today and will not be less than $940.00 at issuance, reflecting embedded fees, hedging costs and dealer compensation.
JPMorgan Chase Financial Company LLC is offering unsecured Capped Buffered Return Enhanced Notes linked to the Russell 2000® Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes provide 1.50x any positive Index performance at maturity, subject to a maximum return of at least 25.15%. A 10.00% Buffer Amount protects principal against moderate declines, but if the Index falls by more than 10.00%, investors lose 1% of principal for each additional 1% decline, up to a 90.00% loss of principal.
The notes pay no interest, provide no dividends, and are designed to be held to maturity on January 19, 2028, with minimum denominations of $1,000. Any payment depends on the credit risk of JPMorgan Financial and JPMorgan Chase & Co. If priced on the indicated date, the estimated value would be about $995.50 per $1,000, and at pricing it will not be less than $970.00, reflecting structuring and hedging costs. The notes will not be listed, and secondary market prices are expected to be below the original issue price and sensitive to market, credit and funding factors.
JPMorgan Chase Financial Company LLC is offering Capped Buffered Equity Notes linked to the S&P 500® Index, fully and unconditionally guaranteed by JPMorgan Chase & Co., with minimum denominations of $1,000 and maturity on February 23, 2028. The notes provide 1.00x upside exposure to the Index, subject to a Maximum Return of at least 15.50%. If the Index ends down by 15.00% or less, investors receive full principal at maturity.
If the Index falls by more than 15.00%, repayment is reduced 1% for each additional 1% decline, up to a maximum loss of 85.00% of principal (payment as low as $150 per $1,000). The notes pay no interest or dividends, are unsecured obligations subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co., and will not be listed, so liquidity may be limited.
If issued on the date illustrated, the estimated value would be about $970.00 per $1,000, and will not be less than $950.00 per $1,000 at pricing, reflecting embedded costs such as selling commissions and hedging. Tax treatment is based on an “open transaction” prepaid contract approach, but the IRS could challenge this, and future guidance could adversely affect tax consequences.
JPMorgan Chase Financial Company LLC is offering auto callable contingent interest notes due September 6, 2029, linked individually to the Nasdaq-100® Technology Sector, the Russell 2000® Index and the S&P 500® Index, and fully and unconditionally guaranteed by JPMorgan Chase & Co.
Investors may receive a Contingent Interest Payment on each Review Date only if the closing level of each Index is at or above 70.00% of its Initial Value, the Interest Barrier. From March 1, 2027 onward, the notes are automatically called if on a Review Date (other than the first and final) each Index closes at or above its Initial Value, returning $1,000 principal plus the applicable contingent interest.
If the notes are not called and on the final Review Date any Index finishes below its Trigger Value (also 70.00% of Initial Value), repayment of principal is reduced one-for-one with the negative return of the Least Performing Index, down to a potential total loss. The hypothetical Contingent Interest Rate is illustrated at 11.00% per annum, paid quarterly if conditions are met. The minimum denomination is $1,000, and the indicative estimated value is approximately $960 per $1,000 note, not less than $940 at pricing, reflecting embedded selling, structuring and hedging costs and the issuer’s internal funding rate.
JPMorgan Chase Financial Company LLC is offering unsecured, unsubordinated Uncapped Digital Barrier Notes linked to the lesser performance of the STOXX® Europe 600 Index and the EURO STOXX 50® Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes are expected to price on or about August 14, 2026 and mature on August 19, 2032, with minimum denominations of $1,000.
At maturity, if the final level of each index is at or above its initial level, investors receive $1,000 plus the greater of the Contingent Digital Return of at least 85.50% or the actual return of the lesser-performing index. If either index is below its initial level but both remain at or above 70.00% of their initial values (the Barrier Amount), principal is returned. If either index ends below its Barrier Amount, repayment is reduced 1% for every 1% decline in the lesser-performing index, with the potential to lose more than 30% and up to all principal.
The notes pay no interest or dividends, are subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co., will not be listed on an exchange, and may be subject to issuer acceleration in certain legal or regulatory circumstances. The preliminary estimated value is indicated at approximately $973.80 per $1,000 note, not less than $900.00 when finalized, reflecting structuring and hedging costs.
JPMorgan Chase Financial Company LLC, fully guaranteed by JPMorgan Chase & Co., is issuing $1,000,000 of Trigger Autocallable GEARS linked to the MSCI Emerging Markets Index, maturing August 8, 2031. Each Security has a $10 principal amount and is offered at $10, with a minimum investment of $1,000.
The notes may be automatically called on July 28, 2027 if the index closes at or above the Autocall Barrier of 100.00% of the Initial Value (1,687.03). In that case, investors receive a fixed Call Price of $12.00 per $10 principal (a 20.00% Call Return) and no further payments.
If not called, at maturity investors receive: (i) $10 plus the index return times an Upside Gearing of 1.4875 if the index return is positive; (ii) $10 if the index return is zero or negative but the Final Value is at or above the Downside Threshold of 75.00% of the Initial Value (1,265.27); or (iii) $10 plus the full negative index return if the Final Value is below the Downside Threshold, exposing investors to a loss of up to 100% of principal.
The Securities pay no interest or dividends and carry both market risk tied to the index and credit risk of JPMorgan Financial and JPMorgan Chase & Co. Selling commissions to UBS are $0.25 per $10, and the estimated value at pricing was $9.647 per $10 principal amount.
JPMorgan Chase Financial Company LLC is offering $4,510,000 of Trigger Autocallable GEARS linked to common stock of The Walt Disney Company, fully and unconditionally guaranteed by JPMorgan Chase & Co. Each Security has a $10 principal amount and matures on August 9, 2029, unless automatically called earlier.
If Disney’s share price is at or above the Autocall Barrier of 100.00% of the $98.18 Initial Value on the Observation Date of August 12, 2027, holders receive a Call Price of $11.925 per $10 Security, reflecting a 19.25% Call Return, and no further payments. If not called and the Underlying Return at final valuation is positive, maturity payment equals principal plus the Underlying Return multiplied by an Upside Gearing of 1.55. If the Final Value is at or above the Downside Threshold of $73.64 (75.00% of Initial Value), principal is repaid; below that level investors bear full downside exposure and can lose all principal.
The Securities pay no interest and do not provide Disney dividends. Any payment depends on the creditworthiness of JPMorgan Financial and JPMorgan Chase & Co. The price to public is $10.00, including $0.25 in selling commissions to UBS, while the estimated value is $9.693 per $10 Security, reflecting embedded structuring and hedging costs.
JPMorgan Chase Financial Company LLC, fully guaranteed by JPMorgan Chase & Co., is issuing Capped Dual Directional Buffered Equity Notes linked to the S&P 500® Index. The notes are unsecured, pay no interest or dividends, and have minimum denominations of $10,000.
At maturity in February 2028, investors receive index-linked returns: if the S&P 500 rises, the payoff tracks the Index Return on an unleveraged basis, capped at 15.85% (maximum $1,158.50 per $1,000 note). If the Index falls by up to the 15.00% Buffer Amount, investors earn a positive return equal to the Absolute Index Return, up to a maximum negative-side payoff of $1,150.00 per $1,000.
If the Index declines by more than 15%, principal is lost on a leveraged basis: for every additional 1% decline beyond 15%, 1.17647% of principal is lost, potentially up to a total loss. The offering totals $1,350,000 at $1,000 per note, with selling commissions of $12.50 per note and issuer proceeds of $987.50 per note. The estimated value was $982.00 per $1,000 at pricing, reflecting internal funding and hedging costs. Repayment depends on the credit of both JPMorgan Financial and JPMorgan Chase & Co., and the notes will not be listed, so liquidity may be limited.