Welcome to our dedicated page for JPMORGAN CHASE & CO SEC filings (Ticker: JPM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
JPMorgan Chase & Co. filings document a bank holding company with worldwide financial services operations and multiple classes of exchange-listed securities. Periodic reports describe investment banking, consumer and small-business financial services, commercial banking, transaction processing and asset management, along with capital, assets and stockholders’ equity disclosures.
The company’s 8-K filings record material events and identify registered securities including JPM common stock, depositary shares representing fractional interests in non-cumulative preferred stock, and guarantees of notes and exchange-traded notes issued by JPMorgan Chase Financial Company LLC. Proxy materials cover board matters, executive compensation, equity awards, shareholder voting items and other governance disclosures.
JPMorgan Chase Financial Company LLC is offering medium-term Capped Buffered Enhanced Participation Notes due August 15, 2029, linked to the SPDR® Gold Trust (GLD), fully and unconditionally guaranteed by JPMorgan Chase & Co. Each note has a $1,000 principal amount and bears no interest.
At maturity, investors receive: (1) if the SPDR® Gold Trust’s final level is above its initial level, a positive return at a 1.50× upside participation rate, capped at a maximum settlement amount expected between $1,428.25 and $1,502.50 per $1,000; (2) if the final level is down by up to 10%, return of principal via a 90% buffer level; and (3) if the final level is down more than 10%, a leveraged loss of about 1.1111% of principal for each 1% decline beyond 10%, with the possibility of losing the entire investment.
The original issue price is 100% of principal, with underwriting commissions up to 2.60%. The estimated value at pricing is expected between $945.50 and $955.50 per $1,000, reflecting selling, structuring, and hedging costs. The notes will not be listed, are subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co., and involve complex U.S. tax and regulatory considerations described in the tax and risk discussions.
JPMorgan Chase Financial Company LLC is offering auto callable contingent interest notes due September 6, 2029, linked to the Nasdaq-100 Index, Russell 2000 Index and S&P 500 Index, fully and unconditionally guaranteed by JPMorgan Chase & Co.
The notes may pay a monthly Contingent Interest Payment at an annual rate of at least 9.75% if on each Interest Review Date the closing level of every index is at or above 70.00% of its Initial Value, the Interest Barrier. Quarterly, if on an Autocall Review Date each index is at or above its Initial Value, the notes are automatically called and pay back principal plus that period’s contingent interest; no further payments are made.
If not called, at maturity investors receive principal plus the final contingent interest only if each index is at or above its Trigger Value (also 70.00% of Initial Value). If any index finishes below its Trigger Value, repayment of principal is reduced 1:1 with the decline of the least performing index, leading to a loss of more than 30% and up to all invested principal. The notes are unsecured, subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co., will not be listed, and may have limited or no secondary market. The indicative estimated value is about $964.70 per $1,000 note, and will not be less than $900.00 per $1,000 when finalized.
JPMorgan Chase Financial Company LLC is issuing $1,000,000 of Trigger Autocallable GEARS linked to the EURO STOXX 50® Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. Each Security has a $10 principal amount and an approximate 5‑year term, maturing on August 8, 2031, unless called earlier.
If on the July 28, 2027 Observation Date the index closes at or above the Autocall Barrier of 100.00% of the Initial Value (6,476.98), the Securities are automatically called and pay a Call Price of $11.80 per $10 (principal plus an 18.00% Call Return). Investors then receive no further payments and do not participate in additional index gains.
If not called and the index shows a positive Underlying Return at maturity, investors receive principal plus a leveraged gain based on Upside Gearing of 1.3825. If the Underlying Return is zero or negative but the Final Value is at or above the Downside Threshold of 75.00% of the Initial Value (4,857.74), principal is repaid. If the Final Value is below the Downside Threshold, repayment equals $10 + ($10 × Underlying Return), creating full downside exposure and up to a 100% loss of principal.
The notes pay no interest or dividends, are unsecured obligations subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co., and are not FDIC‑insured. The issue price is $10.00 per Security, including $0.25 selling commissions to UBS; the issuer’s estimated value is $9.628 per $10 Security.
JPMorgan Chase Financial Company LLC is offering auto callable contingent interest notes due March 3, 2028, linked individually to the Nasdaq-100 Index®, Russell 2000® Index and S&P 500® Index, and fully guaranteed by JPMorgan Chase & Co.
The notes may pay a monthly contingent coupon if on each Interest Review Date the closing level of every index is at or above 70.00% of its Initial Value, the Interest Barrier. On quarterly Autocall Review Dates, if every index is at or above its Initial Value, the notes are automatically called and pay $1,000 plus the applicable contingent interest, with no further payments. If not called, and at maturity each index is at or above its Trigger Value (also 70.00% of Initial Value in the examples), investors receive $1,000 plus the final contingent coupon.
If the notes are not called and the Final Value of any index is below its Trigger Value, repayment is reduced by the full negative performance of the Least Performing Index, and principal loss can be substantial, up to 100%. The hypothetical contingent interest rate is 10.00% per annum (at least 10.00% will apply). The estimated value is illustrated at $976.10 per $1,000 note, and will not be less than $900.00 when set, reflecting embedded costs. The notes are unsecured obligations subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co. and are not bank deposits or FDIC insured.
JPMorgan Chase Financial Company LLC is offering $1,671,000 of unsecured Review Notes linked to the least performing of the Nasdaq-100® Technology Sector, the Russell 2000® Index and the S&P 500® Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes are issued in $1,000 minimum denominations, priced on August 5, 2026 and expected to settle on or about August 10, 2026, with maturity on August 9, 2029.
The notes feature an automatic call on any Review Date from August 9, 2027 onward if each Index closes at or above 100.00% of its Initial Value. In that case, investors receive $1,000 plus a Call Premium ranging from 17.20% on the first Review Date up to 51.60% on the final Review Date, and the notes terminate. If not called and on the final Review Date each Index is at or above 70.00% of its Initial Value (the Barrier Amount), investors receive full principal back.
If the notes are not called and any Index ends below its Barrier Amount, repayment at maturity is reduced based on the Least Performing Index Return, with losses matching the negative performance of the worst Index and the possibility of a 100% loss of principal. The notes pay no interest or dividends, are not bank deposits or FDIC insured, and expose holders to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co. The estimated value at pricing was $982.40 per $1,000, below the issue price due to selling, structuring and hedging costs.
JPMorgan Chase Financial Company LLC is offering $3,800,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Lam Research Corporation, fully and unconditionally guaranteed by JPMorgan Chase & Co. The Notes pay a quarterly contingent coupon at a rate of 33.05% per annum (or $0.8263 per $10) only when Lam Research’s share price on an Observation Date is at or above the Coupon Barrier of $158.87, equal to 50.00% of the Initial Value of $317.74 observed on August 4, 2026.
The Notes are automatically called if on any quarterly Observation Date the share price is at or above the Initial Value, in which case investors receive principal plus that quarter’s coupon and no further payments. If not called, and at maturity the Final Value is at or above the Downside Threshold of $158.87, investors receive principal plus the final coupon. If the Final Value is below the Downside Threshold, repayment is reduced in proportion to the decline, exposing investors to significant loss of principal. The Notes are unsecured, unsubordinated obligations, not listed on any exchange, have an estimated value of $9.63 per $10, and all payments depend on the creditworthiness of JPMorgan Financial and JPMorgan Chase & Co.
JPMorgan Chase Financial Company LLC, guaranteed by JPMorgan Chase & Co., is offering Digital Buffered Notes linked to a Brent crude oil futures contract. The notes pay at maturity based on the ICE Futures Europe Brent crude nearby futures (Bloomberg CO1/CO2).
If the Ending Contract Price is at or above the $80.70 Contract Strike Price, or down by up to the 32.10% Buffer Percentage, investors receive a fixed 10.00% Contingent Digital Return, for a total of $1,100 per $1,000 note. If the Ending Contract Price falls more than the buffer, the notes lose 1.47275% of principal for every 1% decline beyond the buffer, with payment floored at $0, so some or all principal may be lost.
The notes price at $1,000 per note in a $2,500,000 offering, with underwriting fees of $10.83 per note and issuer proceeds of $989.17 per note. The estimated value at pricing is $981.80 per $1,000 note, reflecting embedded costs and JPMorgan’s internal funding rate and derivative pricing. The notes are unsecured obligations, not bank deposits, not insured by the FDIC, rely on complex tax treatment as open transactions, and are exempt from Commodity Exchange Act regulation under the hybrid instrument exemption.
JPMorgan Chase Financial Company LLC is offering $2,000,000 of Capped Return Enhanced Notes linked to the S&P 500® Index, due August 7, 2031, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes are unsecured, unsubordinated obligations and expose investors to the credit risk of both entities.
The notes pay no interest or dividends and use three return tiers with leverage factors of 0.66, 4.00 and 1.60, based on the Index’s arithmetic-average performance between Initial and Ending Averaging Dates. Positive returns are capped at 119.38%, corresponding to a maximum payment of $2,193.80 per $1,000 note. If the Final Value is below the Initial Value, investors lose 1% of principal for each 1% Index decline, up to a total loss of principal.
The price to public is $1,000 per note, with no selling commissions for fee-based advisory accounts, and total proceeds of $2,000,000. The estimated value at pricing was $982.60 per $1,000, reflecting structuring and hedging costs. The notes will not be listed on any exchange, and secondary market prices are expected to be below the issue price. The issuer’s tax counsel views the notes as “open transactions” treated as prepaid financial contracts for U.S. federal income tax purposes, though future IRS guidance could alter this treatment.
JPMorgan Chase Financial Company LLC is offering $760,000 of structured Callable Contingent Interest Notes due August 8, 2030, linked to the least performing of the Dow Jones Industrial Average®, Nasdaq-100 Index® and Russell 2000® Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes pay a contingent interest rate of 11.75% per annum, credited monthly, but only for Review Dates when each index closes at or above 70.00% of its Initial Value (the Interest Barrier). The issuer may redeem the notes early, in whole, on certain Interest Payment Dates starting November 10, 2026; on early redemption, investors receive $1,000 plus the applicable contingent interest and no further payments. If held to maturity and the Final Value of each index is at least its 70.00% Trigger Value, investors receive $1,000 principal plus the final contingent interest; if any index finishes below its Trigger Value, the maturity payment is reduced by the percentage decline of the least performing index, potentially to zero. The notes are unsecured, unsubordinated obligations of JPMorgan Financial, subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co. The price to public is $1,000 per note, including $7.50 in fees and commissions, versus an estimated value of $972.00 per $1,000 at pricing, and are not listed, insured, or principal-protected.
JPMorgan Chase Financial Company LLC is offering Capped Buffered Return Enhanced Notes linked to the S&P 500® Index, due August 15, 2028, fully and unconditionally guaranteed by JPMorgan Chase & Co. Each note has a $1,000 denomination.
At maturity, investors receive 2.00 times any positive Index performance, capped at a maximum return of at least 20.50%. A 15.00% buffer protects against moderate declines, but if the Index falls by more than 15.00%, principal is reduced 1% for each additional 1% decline, for a potential loss of up to 85.00% of principal.
The notes pay no interest or dividends, are unsecured and unsubordinated obligations of JPMorgan Financial, and payments are subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co. If priced today, the estimated value would be approximately $990.90 per $1,000 note and will not be less than $970.00 per $1,000 when set, reflecting selling, structuring and hedging costs, as well as an internal funding rate used for valuation.