Welcome to our dedicated page for JPMORGAN CHASE & CO SEC filings (Ticker: JPM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
JPMorgan Chase & Co. filings document a bank holding company with worldwide financial services operations and multiple classes of exchange-listed securities. Periodic reports describe investment banking, consumer and small-business financial services, commercial banking, transaction processing and asset management, along with capital, assets and stockholders’ equity disclosures.
The company’s 8-K filings record material events and identify registered securities including JPM common stock, depositary shares representing fractional interests in non-cumulative preferred stock, and guarantees of notes and exchange-traded notes issued by JPMorgan Chase Financial Company LLC. Proxy materials cover board matters, executive compensation, equity awards, shareholder voting items and other governance disclosures.
JPMorgan Chase Financial Company LLC is offering Auto Callable Accelerated Barrier Notes due September 5, 2031, linked individually to the Nasdaq-100 Index and the Russell 2000 Index and fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes may be automatically called on September 7, 2027 if each index closes at or above its Call Value, paying $1,000 plus a Call Premium Amount of at least $172.50 per $1,000 note.
If not called, at maturity investors receive: an uncapped 1.50x leveraged upside on the appreciation of the lesser performing index if both final index values exceed their initial values; return of principal if either index is at or below its initial value but both remain at or above a Barrier Amount of 70.00% of initial; or a loss of 1% of principal for each 1% decline in the lesser performing index below its initial value if either finishes below the barrier, up to total loss. The notes pay no interest or dividends, are unsecured and unsubordinated, and expose holders to the credit risk of JPMorgan Financial and JPMorgan Chase & Co.
The minimum denomination is $1,000. If priced on the date of the term sheet, the estimated value would be about $939.70 per $1,000 note and, when finally set, will not be less than $900.00 per $1,000 note, reflecting embedded selling, structuring and hedging costs. The notes will not be listed, and secondary market prices are expected to be lower than the issue price and sensitive to market factors and the sponsor’s internal funding rate.
JPMorgan Chase Financial Company LLC is offering uncapped accelerated barrier notes linked to the S&P 500® Futures Excess Return Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes target a leveraged payoff at maturity without interim interest payments.
At maturity, if the Index’s Final Value exceeds its Initial Value, holders receive $1,000 plus 2.3575× the Index’s positive return. If the Final Value is at or above the Barrier Amount of 70% of the Initial Value, principal is returned. If the Final Value falls below the Barrier, principal is reduced 1% for each 1% Index decline from the Initial Value, down to a total loss.
The notes have minimum denominations of $1,000, are expected to price on or about August 14, 2026 and settle on or about August 19, 2026, and mature on August 19, 2031. An indicative estimated value is $978.30 per $1,000, and the final estimated value will not be less than $900. Payments are unsecured obligations subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co., are not bank deposits and are not FDIC insured.
JPMorgan Chase Financial Company LLC is offering auto callable contingent interest notes due March 2, 2028, linked individually to the Nasdaq-100 Index®, the Russell 2000® Index and the S&P 500® Index, and fully and unconditionally guaranteed by JPMorgan Chase & Co.
The notes may pay a monthly contingent coupon of at least 8.75% per annum (0.72917% per month) if, on each Interest Review Date, the closing level of each index is at or above 70% of its Initial Value, which acts as both the Interest Barrier and Trigger Value. The notes will be automatically called quarterly if, on an Autocall Review Date starting February 26, 2027, each index closes at or above its Initial Value, returning $1,000 principal plus that period’s contingent interest, with no further payments.
If the notes are not called and, on the final Review Date, any index is below its Trigger Value, investors receive $1,000 plus $1,000 times the Least Performing Index Return, leading to a loss of more than 30% and potentially all principal. The notes are unsecured, unsubordinated obligations of JPMorgan Financial subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co., are not bank deposits or FDIC insured, and may have limited or no secondary market value. The estimated value, if priced today, would be about $967.10 per $1,000 note, and will not be less than $900.00 per $1,000 at pricing.
JPMorgan Chase Financial Company LLC is offering Capped Buffered Enhanced Participation Equity Notes due 2027, linked to the iShares MSCI Emerging Markets ex China ETF, and fully guaranteed by JPMorgan Chase & Co. Each note has a $1,000 principal amount and pays no interest.
At maturity in December 2027, holders receive enhanced upside at a 1.25x participation rate if the ETF is above its initial level, but returns are capped by a maximum settlement amount. A 15% buffer protects principal against moderate declines; below an 85% buffer level, losses increase at about 1.1765% for each 1% further drop, up to a total loss of principal. The estimated value at pricing is expected between $967 and $977 per $1,000, reflecting structuring and hedging costs, and the notes are subject to the credit risk of both the issuer and the guarantor.
JPMorgan Chase Financial Company LLC is offering callable Structured Investments Review Notes linked to the MerQube US Large-Cap Vol Advantage Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes have minimum denominations of $1,000, a Strike Value of 4,438.00 set on August 6, 2026, and mature on August 11, 2033.
On each of 25 Review Dates starting August 16, 2027, if the Index closing level is at least 100% of the Strike Value (the Call Value), the notes are automatically called for $1,000 plus a Call Premium, beginning at least 26% of principal (≥$260) and rising over time to at least 182% (≥$1,820) on the final Review Date. If not called and the Final Value is at least the Barrier Amount of 2,219.00 (50% of Strike), investors receive principal only. If the Final Value is below the Barrier Amount, repayment is $1,000 + ($1,000 × Index Return), so losses exceed 50% of principal and can reach 100%.
The Index dynamically allocates to E-mini S&P 500 futures with a 35% target volatility, exposure capped at 500%, and is reduced by a 6.0% per annum daily deduction, which drags performance versus an identical index without this deduction. The notes pay no interest or dividends and are unsecured obligations subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co. An indicative estimated value is about $920 per $1,000 note if priced today and will not be less than $900 per $1,000 at pricing.
JPMorgan Chase Financial Company LLC is offering $1,772,000 of Capped Buffered Return Enhanced Notes linked to the lesser performance of the Dow Jones Industrial Average and the S&P 500 Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes mature on February 10, 2028 and are issued in $1,000 denominations, priced at 100% of principal.
At maturity, investors receive 1.50 times any positive return of the lesser performing index, up to a Maximum Return of 22.30% (maximum payment $1,223 per $1,000). A 15.00% Buffer Amount protects against moderate declines; if the lesser index falls more than 15%, principal is reduced 1% for each 1% drop beyond the buffer, down to a minimum of $150 (an 85.00% loss) if that index goes to zero.
The notes pay no interest and provide no dividends from index constituents. They are unsecured, unsubordinated obligations subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co. The estimated value at pricing was $990.10 per $1,000, below the issue price due to structuring, hedging costs and dealer compensation. The notes will not be listed, and any secondary market would depend on J.P. Morgan Securities LLC, with likely prices below the original issue price.
JPMorgan Chase Financial Company LLC is offering Capped Buffered Return Enhanced Notes linked to the S&P 500® Index, due August 15, 2030, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes provide 1.50× any positive Index return at maturity, subject to a Maximum Return of at least 42.00%. A 20.00% Buffer Amount absorbs moderate Index declines; however, if the Index falls more than 20.00%, principal is reduced 1% for each additional 1% decline, for a potential loss of up to 80.00% of principal ($200 per $1,000).
The notes pay no interest, provide no dividends from S&P 500® constituents, and will not be listed on an exchange, so liquidity may depend on J.P. Morgan Securities LLC as a dealer. They are unsecured, unsubordinated obligations of JPMorgan Financial, subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co. The price to public is expected to be $1,000 per note; if priced on the date illustrated, the estimated value would be about $970.00 and will not be less than $950.00 per $1,000 at issuance. Tax treatment is expected to follow “open transaction” prepaid financial contract treatment, but this is subject to confirmation and potential future IRS or Treasury guidance.
JPMorgan Chase Financial Company LLC is offering Dual Directional Buffered PLUS, unsecured notes fully and unconditionally guaranteed by JPMorgan Chase & Co., linked to the MSCI Emerging Markets Index and maturing on August 29, 2028. The notes pay no interest and have a stated principal amount of $1,000 each.
At maturity, investors receive leveraged upside of 150% of any index gain, capped at a maximum payment of at least $1,318.50 per note. For index declines of up to the 15.00% buffer amount, investors earn a positive return equal to the absolute index decline, up to $1,150.00. For declines beyond 15.00%, repayment is reduced in proportion to the loss, plus the buffer, with a minimum payment of $150.00 (15% of principal). Investors may lose up to 85% of principal and are exposed to the credit risk of JPMorgan Chase Financial and JPMorgan Chase & Co. The notes will not be listed on any exchange, and the initial estimated value is expected to be below the $1,000 issue price.
JPMorgan Chase Financial Company LLC is offering $1,500,000 of Trigger Autocallable GEARS, unsecured notes linked to an unequally weighted basket of five equity indices (EURO STOXX 50, Nikkei 225, FTSE 100, Swiss Market Index and S&P/ASX 200). The notes are fully and unconditionally guaranteed by JPMorgan Chase & Co.
The basket starts at 100 and is weighted 40% EURO STOXX 50, 25% Nikkei 225, 17.5% FTSE 100, 10% Swiss Market Index and 7.5% S&P/ASX 200. If on the July 28, 2027 observation date the basket is at or above 100% of its initial value, the notes are automatically called and pay $11.50 per $10, a 15.00% call return; investors do not participate in further upside.
If not called, at the August 2031 maturity a positive basket return pays principal plus geared upside using an Upside Gearing of 1.755. If the basket return is zero or negative but the final basket value is at least 75% of initial (the Downside Threshold), principal is repaid. Below 75%, repayment is $10 plus $10 times the basket return, giving full downside exposure and potential total loss of principal.
The notes pay no interest and provide no dividends from the underlying indices. Any payment depends on the creditworthiness of JPMorgan Financial and JPMorgan Chase & Co. The price to public is $10.00 per note, including $0.25 in selling commissions; proceeds to the issuer are $9.75 per note. The estimated value at pricing was $9.666 per $10 note, reflecting internal funding and hedging costs. The issuer’s tax counsel expects the notes to be treated as open transactions (prepaid financial contracts), and believes Section 871(m) withholding should not apply to Non-U.S. Holders, though the IRS could take a different view.
JPMorgan Chase Financial Company LLC is offering USD-denominated autocallable buffered currency-linked notes due 2029, linked to the USD/CHF exchange rate and fully and unconditionally guaranteed by JPMorgan Chase & Co. Each note has a $1,000 principal amount and pays no interest. The notes can be automatically called after roughly 12–14 months or around 24 months if USD/CHF is at least 96.00% of the initial exchange rate, paying $1,000 plus a call premium expected between 10.00%–11.77% on the first call date or 20.00%–23.54% on the second. If not called, at maturity (about 36 months) investors receive $1,000 plus a maturity premium expected between 30.00%–35.31% if the final exchange rate is at least 96.00% of the initial rate, capping the maximum maturity payoff between $1,300.00 and $1,353.10 per $1,000 note. The structure includes a 4.00% buffer; beyond that, losses are leveraged so that every 1% decline past the buffer cuts principal by about 1.0417%, up to a total loss. The estimated initial fair value is expected between $935.00 and $945.00 per $1,000, reflecting selling commissions, hedging costs and issuer margins, and any repayment is subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co.