Welcome to our dedicated page for JPMORGAN CHASE & CO SEC filings (Ticker: JPM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
JPMorgan Chase & Co. filings document a bank holding company with worldwide financial services operations and multiple classes of exchange-listed securities. Periodic reports describe investment banking, consumer and small-business financial services, commercial banking, transaction processing and asset management, along with capital, assets and stockholders’ equity disclosures.
The company’s 8-K filings record material events and identify registered securities including JPM common stock, depositary shares representing fractional interests in non-cumulative preferred stock, and guarantees of notes and exchange-traded notes issued by JPMorgan Chase Financial Company LLC. Proxy materials cover board matters, executive compensation, equity awards, shareholder voting items and other governance disclosures.
JPMorgan Chase Financial Company LLC is offering auto callable contingent interest notes linked to the MerQube US Large-Cap Vol Advantage Index, maturing on August 11, 2032, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes pay a monthly Contingent Interest Payment only if the Index closes at or above 70.00% of the Initial Value (the Interest Barrier) on the relevant Interest Review Date, and may be automatically called quarterly if the Index closes at or above the Initial Value, starting February 8, 2027.
If held to maturity and not called, investors receive par plus the final contingent interest only if the Final Value is at or above the Trigger Value of 50.00% of the Initial Value; otherwise, principal is reduced 1% for each 1% Index decline from the Initial Value, with the potential for a total loss of principal. The notes feature a Contingent Interest Rate of at least 18.00% per annum and minimum denominations of $1,000, but investors forgo ordinary interest and any dividends on the underlying equities.
The underlying Index dynamically allocates exposure of up to 500% to E-mini S&P 500 futures and is subject to a 6.0% per annum daily deduction, which creates a persistent drag and causes the Index to trail an equivalent index without such a fee. If priced on the reference date, the issuer estimates the notes’ value at approximately $928.10 per $1,000 principal amount, and states the final estimated value will not be less than $900.00 per $1,000. The notes are unsecured and unsubordinated obligations subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co. and are not FDIC insured.
JPMorgan Chase Financial Company LLC is offering Uncapped Buffered Return Enhanced Notes linked to the S&P 500® Futures Excess Return Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes are unsecured, unsubordinated obligations subject to the credit risk of both entities.
The notes provide at maturity an uncapped leveraged upside of at least 2.04× any positive Index return. If the Index is flat or down by up to the 20.00% Buffer Amount, investors receive the full $1,000 principal per note. If the Index falls by more than 20.00%, investors lose 1% of principal for each 1% decline beyond the buffer, up to an 80.00% loss (minimum payment $200 per $1,000 note).
The notes pay no interest, are not bank deposits and will not be listed on an exchange, so liquidity depends on J.P. Morgan Securities LLC making a market. If priced on the described date, the estimated value would be about $970 per $1,000, and will not be less than $950, reflecting embedded selling, structuring and hedging costs.
JPMorgan Chase Financial Company LLC is offering Auto Callable Accelerated Barrier Notes linked to the Nasdaq-100 Index®, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes may be automatically called on August 18, 2027 if the Index closes at or above a specified Call Value, paying $1,000 plus a Call Premium Amount of at least $126.50 per $1,000 note.
If not called, at maturity on August 16, 2029 holders receive: leveraged upside of 1.50× any Index appreciation; return of principal if the Final Value is at or above the Barrier Amount set at 80.00% of the Initial Value; or 1% principal loss for each 1% Index decline below the Initial Value if the Barrier is breached, up to total loss. The indicative estimated value is about $965.70 per $1,000 note and will not be less than $900.00. The notes pay no interest or dividends, are unsecured obligations subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co., and will not be listed, so liquidity will depend on JPMS making a market.
JPMorgan Chase Financial Company LLC is offering uncapped accelerated barrier notes due August 17, 2029, linked to the lesser performing of the Dow Jones Industrial Average® and the S&P 500® Index. The notes pay no interest or dividends and are unsecured, unsubordinated obligations of JPMorgan Chase Financial, fully and unconditionally guaranteed by JPMorgan Chase & Co.
At maturity, if both indices finish at or above their Initial Values, investors receive the $1,000 principal plus at least 1.26× any gain of the lesser performing index. If either index is at or below its Initial Value but at or above its 80% Barrier Amount, investors receive principal only. If either index ends below its Barrier Amount, repayment is reduced 1% for each 1% decline of the lesser performer from its Initial Value, down to a possible total loss.
The minimum denomination is $1,000$960.20 per $1,000 note and will not be less than $900.00, reflecting dealer compensation, structuring fees and hedging costs. The notes are not bank deposits, are not FDIC-insured, and may be difficult to sell before maturity, with secondary prices likely below the original issue price.
JPMorgan Chase Financial Company LLC is issuing $27,000 of Auto Callable Notes linked to the J.P. Morgan Multi-Asset Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes are issued in $1,000 denominations, priced on July 31, 2026 and expected to settle on or about August 5, 2026, with maturity on August 5, 2031.
The notes may be automatically called on annual Review Dates starting August 4, 2027 if the Index is at or above specified Call Values (100.50%–102.00% of the Initial Value). If called, investors receive $1,000 plus a fixed Call Premium Amount (from 8.50% to 34.00% of principal), and the notes terminate.
If not called, at maturity investors receive full principal plus an Additional Amount equal to the Index Return × 100% Participation Rate, floored at zero, providing uncapped upside but no downside participation. The Initial Value of the Index was 313.09. The notes pay no interest and are unsecured obligations subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co. The estimated value at pricing was $930.40 per $1,000 note, below the issue price due to selling commissions and hedging and structuring costs.
JPMorgan Chase Financial Company LLC, guaranteed by JPMorgan Chase & Co., is offering Digital Buffered Notes linked to the S&P 500 Index. The notes provide a fixed Contingent Digital Return of 8.02%, so holders receive $1,080.20 per $1,000 at maturity if the S&P 500 ending level is at or above the initial level, or down by up to the 15.00% Buffer Amount.
If the Index declines by more than 15%, principal is exposed to losses at a Downside Leverage Factor of 1.17647, so investors can lose some or all of principal. The Initial Index Level on the pricing date was 7,489.72. The notes price at $1,000 with total offering size of $14,038,000, including $10 in fees per note and an estimated value of $989.50. The notes are designed to be held to maturity on August 18, 2027 and involve tax and liquidity risks described in the accompanying materials.
JPMorgan Chase Financial Company LLC is offering $273,000 of Auto Callable Notes linked to the J.P. Morgan Multi-Asset Index, due August 3, 2029, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes are issued in $1,000 denominations, with a price to public of $1,000, selling commissions of $10 and proceeds to the issuer of $990 per note. The estimated value at pricing was $950 per $1,000 note.
The notes may be automatically called on review dates in 2027 and 2028 if the J.P. Morgan Multi-Asset Index is at or above preset call values of 101% and 102% of the Initial Value, paying principal plus call premiums of 9.50% or 19.00% of principal. If not called, at maturity investors receive full principal repayment plus any upside based on 100% participation in positive index return; if the index is flat or lower, only principal is repaid, subject to issuer and guarantor credit risk.
The Initial Value of the Index on the pricing date was 313.09. The Index reflects a diversified futures-based strategy across equities, fixed income and commodities, reduced by a 1.00% per annum daily deduction and targeted to a 4% volatility threshold. The notes are treated as contingent payment debt instruments for U.S. tax purposes, with a comparable yield of 4.31% and projected payment at maturity of $1,136.28 per $1,000 note for tax accruals.
JPMorgan Chase Financial Company LLC is issuing $1,385,000 of Callable Contingent Interest Notes linked to the common stock of American Airlines Group Inc., fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes pay a 15.00% per annum Contingent Interest (1.25% monthly) for each Review Date where AAL’s closing price is at or above 40.00% of the Initial Value, set at $15.27, giving an Interest Barrier and Trigger Value of $6.108.
The issuer may redeem the notes early, in whole, on specified Interest Payment Dates beginning February 4, 2027, paying principal plus applicable contingent interest and any accrued unpaid contingent interest. If held to maturity on August 3, 2028 and not redeemed early, investors receive $1,000 per note plus applicable contingent interest (and unpaid contingent interest) if the Final Value is at or above the Trigger Value; otherwise, repayment is reduced one-for-one with AAL’s negative stock return, exposing investors to loss of more than 60% and potentially all principal.
The notes are unsecured, unsubordinated obligations of JPMorgan Chase Financial, subject to the credit risk of both the issuer and JPMorgan Chase & Co. They are sold at $1,000 per note, including $18.50 in fees and commissions, for issuer proceeds of $981.50 per note. The estimated value at pricing was $966.30 per $1,000 note, reflecting selling, structuring and hedging costs and an internal funding rate. The notes will not be listed, and secondary market prices are expected to be below the original issue price.
JPMorgan Chase Financial Company LLC is issuing Enhanced Jump Securities with Auto-Callable Feature, principal-at-risk notes fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes are linked to the worst performing of the Russell 2000, S&P 500 and Nasdaq-100 indices.
Each $1,000 security may be automatically redeemed on any of 16 determination dates through July 31, 2031 if all three indices close at or above their initial levels, for early redemption payments starting at $1,107 and rising to $1,508.25, corresponding to about 10.70% per annum. If not called and at maturity all indices are at or above 80% of their initial levels (the downside thresholds), investors receive a maturity payment of $1,535 per security (about 10.70% per annum).
If the notes are not redeemed and any index finishes below its downside threshold, investors are fully exposed 1-to-1 to the decline of the worst index and may receive less than 80% of principal, down to zero. The issue size is $1,450,000 at $1,000 per note, with selling commissions and fees reducing issuer proceeds and an estimated value of $946.70 per $1,000 on the pricing date. Payments depend on the credit of JPMorgan Financial and JPMorgan Chase & Co. and the notes pay no periodic interest or index upside.
JPMorgan Chase Financial Company LLC is offering six series of Capped Buffered Return Enhanced Notes due August 3, 2028, each linked to a single equity index or ETF and fully and unconditionally guaranteed by JPMorgan Chase & Co. The offerings are tied separately to the EURO STOXX 50® (SX5E), Nasdaq-100® (NDX), Russell 2000® (RTY), S&P 500® (SPX), iShares® MSCI EAFE ETF (EFA) and iShares® MSCI Emerging Markets ETF (EEM), with minimum denominations of $1,000.
Investors receive 2.00× any positive underlying return at maturity, subject to a cap that ranges from a 20.25% maximum return on the SPX Notes to 39.50% on the EEM Notes. A 10% downside buffer protects principal against moderate declines; below this, principal is reduced 1% for each additional 1% decline, up to a 90% loss. The notes pay no interest or dividends and are unsecured, unsubordinated obligations exposed to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co.
Issue sizes include $1,756,000 for the NDX Notes, $624,000 for the SPX Notes, $261,000 for the EFA Notes, $245,000 for the EEM Notes, and smaller tranches for SX5E and RTY. Estimated values at pricing range from $967.40 to $977.40 per $1,000, below the price to public, reflecting selling commissions, hedging costs and dealer profits. The notes will not be listed, and secondary market liquidity, if any, will depend on J.P. Morgan Securities LLC.