Welcome to our dedicated page for JPMORGAN CHASE & CO SEC filings (Ticker: JPM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
JPMorgan Chase & Co. filings document a bank holding company with worldwide financial services operations and multiple classes of exchange-listed securities. Periodic reports describe investment banking, consumer and small-business financial services, commercial banking, transaction processing and asset management, along with capital, assets and stockholders’ equity disclosures.
The company’s 8-K filings record material events and identify registered securities including JPM common stock, depositary shares representing fractional interests in non-cumulative preferred stock, and guarantees of notes and exchange-traded notes issued by JPMorgan Chase Financial Company LLC. Proxy materials cover board matters, executive compensation, equity awards, shareholder voting items and other governance disclosures.
JPMorgan Chase & Co. (JPM), via JPMorgan Chase Financial Company LLC, is offering $2,842,000 of unsecured Auto Callable Contingent Interest Notes linked individually to the Dow Jones Industrial Average®, Nasdaq-100 Index® and Russell 2000® Index, maturing August 14, 2031 and fully and unconditionally guaranteed by JPMorgan Chase & Co.
The notes pay a monthly contingent interest at 10.50% per annum (0.875% per month) only if on a Review Date each index is at or above 85.00% of its Initial Value; missed coupons do not accrue unless a later Review Date satisfies the barrier, in which case unpaid coupons are made up. Starting August 11, 2027, the notes are automatically called if on a designated Review Date (other than the first through eleventh and final) each index is at or above its Initial Value, returning $1,000 plus due and unpaid contingent interest.
If the notes are not called, at maturity investors receive $1,000 plus any due contingent interest only if each index’s Final Value is at or above its 85.00% Trigger Value; otherwise, repayment is reduced by the full negative return of the least performing index, potentially resulting in a significant or total loss of principal. The notes are not bank deposits, are not FDIC insured, are subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co., are expected to be illiquid, and have an estimated value of $973.90 per $1,000, below the $1,000 issue price due to embedded costs.
JPMORGAN CHASE & CO (JPM), through JPMorgan Chase Financial Company LLC, is issuing $742,000 of Auto Callable Contingent Interest Notes linked to the MerQube US Large-Cap Vol Advantage Index, maturing August 14, 2031 and fully and unconditionally guaranteed by JPMorgan Chase & Co.
Each $1,000 note pays a contingent interest rate of 14.10% per annum (1.175% monthly) only on review dates when the Index closes at or above 60% of the Strike Value (the Interest Barrier); investors may receive no interest at all. Beginning August 10, 2027, the notes are automatically called if, on specified review dates, the Index closes at or above the Strike Value, returning $1,000 plus the applicable contingent interest, with no further payments.
If the notes are not called and on the final review date the Index is at or above the Trigger Value (50% of Strike), principal is repaid (plus any final contingent interest). If the Final Value is below the Trigger Value, investors lose 1% of principal for each 1% Index decline from Strike, up to a total loss. The underlying Index employs leveraged E-mini S&P 500 futures with a 6.0% per annum daily deduction, which acts as a persistent drag on performance. The notes are unsecured obligations subject to the credit risk of JPMorgan Chase Financial Company LLC and JPMorgan Chase & Co.; the estimated value at pricing was $935.10 per $1,000 note, below the $1,000 issue price.
JPMorgan Chase & Co. (JPM), via JPMorgan Chase Financial Company LLC, is offering auto callable buffered return enhanced notes linked to the least performing of the Dow Jones Industrial Average, Nasdaq‑100 Index and Russell 2000 Index, with a total offering of $6,016,000.
The notes mature on August 16, 2029 and may be automatically called on August 16, 2027 if each index is at or above its Call Value, paying $1,000 plus a $231.50 call premium per note. If not called and all indices finish above their initial values, investors receive 1.50 times the appreciation of the least performing index; if declines are within the 15.00% buffer, principal is returned.
If any index falls more than 15.00%, investors lose 1% of principal for each 1% drop beyond the buffer, up to a maximum loss of 85.00%. The notes pay no interest or dividends, are unsecured obligations subject to JPMorgan Financial and JPMorgan Chase & Co. credit risk, and priced at $1,000 per note with an estimated value of $985.30 at issuance.
JPMorgan Chase & Co. (JPM), via its wholly owned finance subsidiary JPMorgan Chase Financial Company LLC, is issuing Auto Callable Buffered Equity Notes linked to the EURO STOXX 50® Index. The notes have a principal amount of $1,000 each, with a total offering of $500,000, and are unsecured obligations of the subsidiary, fully and unconditionally guaranteed by JPMorgan Chase & Co.
The notes may be automatically called on August 23, 2027 if the index closes at or above the Index Strike Level of 6,535.62, paying $1,000 plus an 11.51% call premium. If not called and the Ending Index Level on August 10, 2028 is at or above the strike, investors receive uncapped upside, with a Contingent Minimum Return of 23.02% (at least $1,230.20 per $1,000 note). If the index declines by up to the 15.00% buffer, principal is returned; below that, losses are magnified by a 1.17647 downside leverage factor, so substantial or total principal loss is possible.
The price to public is $1,000 per note, including $15 in selling commissions and $985 in proceeds to the issuer; the estimated value is $979 per $1,000 note, reflecting issuer funding costs, hedging and fees. The notes pay no interest or dividends, are not listed, and carry credit risk of both the issuer and guarantor, market risk from the EURO STOXX 50®, liquidity risk, reinvestment risk if called early, tax uncertainty, and potential conflicts of interest in pricing and hedging.
JPMorgan Chase & Co. (JPM), via JPMorgan Chase Financial Company LLC, is offering $644,000 of unsecured structured notes linked to the least-performing of the Nasdaq-100® Technology Sector, the Russell 2000® Index and the S&P 500® Index, maturing September 16, 2027 and fully guaranteed by JPMorgan Chase & Co.
The notes pay no coupons but offer a fixed 13.10% Contingent Digital Return at maturity if the final level of the least-performing index is at or above its initial level, or down by up to the 15.00% Buffer Amount. If any index falls more than 15% from its initial level, principal is reduced 1% for each 1% decline beyond the buffer, for a maximum loss of 85.00%, leaving $150 per $1,000 note.
The price to public is $1,000 per note, including a $7 selling commission, with an estimated value of $990.60 based on JPMorgan’s internal models and funding rate. The notes are not bank deposits, are not FDIC-insured, may lack liquidity, and are subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co.
JPMORGAN CHASE & CO (JPM), through its subsidiary JPMorgan Chase Financial Company LLC, is offering unsecured Auto Callable Buffered Return Enhanced Notes linked to the EURO STOXX 50® Index. The notes may be automatically called after about one year if the Index is at or above its initial level, paying $1,000 plus a call premium of at least 13.33% per note.
If not called, at maturity investors receive an uncapped leveraged upside of at least 1.50x positive Index performance, full principal back for Index declines up to 15.00%, and leveraged downside losses beyond that via a 1.17647 downside factor. Minimum denomination is $10,000; the estimated value is indicated at about $980.50 per $1,000 note and will not be less than $900.00, reflecting selling, structuring and hedging costs. Payments are subject to the credit risk of both the subsidiary issuer and JPMorgan Chase & Co. as guarantor.
JPMORGAN CHASE & CO (through issuer JPMorgan Chase Financial Company LLC) is offering callable fixed rate notes due August 29, 2031, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes pay fixed interest at an annual rate of 5.05%, calculated on a 30/360 day count basis and paid annually on August 31, beginning August 31, 2027, and on the maturity date, subject to earlier redemption.
The issuer may, at its option, redeem the notes in whole on the last calendar day of February and August of each year from August 31, 2027 through February 28, 2031, at par plus accrued and unpaid interest, under a following Business Day Convention and unadjusted Interest Accrual Convention. The notes are expected to be issued on August 31, 2026 at a price to the public generally of $1,000 per $1,000 principal amount, with eligible institutional or fee-based accounts potentially paying between $990.10 and $1,000. Estimated selling commissions would be about $5.50 per $1,000, capped at $17.50, and the notes are not bank deposits or FDIC insured. The disclosure emphasizes interest rate, market, liquidity and conflict-of-interest risks, and states the instruments are treated as fixed-rate debt without original issue discount for U.S. federal income tax purposes.
JPMorgan Chase & Co. (JPM), via its finance subsidiary JPMorgan Chase Financial Company LLC, is offering auto callable buffered return enhanced notes linked to the lesser performance of the Nasdaq-100® Technology Sector and the S&P 500® Index, maturing on August 17, 2029 and fully and unconditionally guaranteed by JPMorgan Chase & Co.
The notes provide 1.50x leveraged upside on the lesser-performing index at maturity if both indices finish above their initial levels and the notes have not been called. A 20% downside buffer applies; beyond that, investors lose 1% of principal for each additional 1% decline in the lesser-performing index, up to an 80% loss.
The notes may be automatically called quarterly starting August 19, 2027 if both indices are at or above 100% of their initial levels, paying principal plus a fixed call premium (at least 8.85% on the first review date, rising to at least 24.3375% by the eighth). They pay no interest or dividends, are unsecured obligations subject to JPMorgan credit risk, and are intended for investors able to hold to call or maturity and tolerate substantial downside risk. The estimated value is about $954.20 per $1,000 at launch and will not be less than $900.00 per $1,000.
JPMORGAN CHASE & CO (JPM), through JPMorgan Chase Financial Company LLC, is offering unsecured “Airbag In-Digital Notes” linked to the S&P 500® Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The Notes have a term of approximately 18 months, with an expected trade date of August 14, 2026, final valuation date of February 14, 2028, and maturity on or about February 17, 2028.
Each Note has a $10 principal amount, with a minimum investment of $1,000. If the S&P 500 final level is at or above the Digital Barrier, set at 90% of the Initial Value (also the Downside Threshold), investors receive principal plus a fixed Digital Return between 14.00% and 14.60%, regardless of how much the index rose. If the final level is below the Downside Threshold, repayment is reduced using the formula that applies a Threshold Percentage of 10% and Downside Gearing of 1.11111, causing a loss of 1.11111% of principal for every 1% the index falls beyond 10%, up to total loss of principal.
The Notes pay no interest, provide no dividends, and will not be listed on any exchange. They are subject to the credit risk of both JPMorgan Chase Financial Company LLC and JPMorgan Chase & Co. The indicative estimated value is $9.932 per $10 Note if priced on the described date and, when set, will not be less than $9.60 per $10. The issuer expects to treat the Notes as prepaid financial contracts for U.S. tax purposes, but the tax characterization could change with future IRS or Treasury guidance.
JPMORGAN CHASE & CO (through issuer JPMorgan Chase Financial Company LLC) is offering primary Callable Fixed Rate Notes due August 29, 2031, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes pay fixed interest at 5.15% per annum, calculated on a 30/360 day-count basis, with interest payable annually on August 31 from 2027 through 2030 and on the maturity date, if the notes have not been redeemed.
The issuer may, at its option, redeem the notes in whole (but not in part) at par plus accrued interest on the last calendar day of February and August of each year, from August 31, 2027 through February 28, 2031, following the specified Business Day and Interest Accrual Conventions. The per-note price to the public is generally $1,000 per $1,000 principal amount, with eligible institutional or fee-based accounts paying between $990.10 and $1,000. Selling commissions are borne within this price and would be approximately $1.50 per $1,000 (capped at $12.50 per $1,000), and the notes are unsecured obligations of the issuer, not bank deposits or FDIC-insured.