Welcome to our dedicated page for JPMORGAN CHASE & CO SEC filings (Ticker: JPM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
JPMorgan Chase & Co. filings document a bank holding company with worldwide financial services operations and multiple classes of exchange-listed securities. Periodic reports describe investment banking, consumer and small-business financial services, commercial banking, transaction processing and asset management, along with capital, assets and stockholders’ equity disclosures.
The company’s 8-K filings record material events and identify registered securities including JPM common stock, depositary shares representing fractional interests in non-cumulative preferred stock, and guarantees of notes and exchange-traded notes issued by JPMorgan Chase Financial Company LLC. Proxy materials cover board matters, executive compensation, equity awards, shareholder voting items and other governance disclosures.
JPMorgan Chase Financial Company LLC plans to issue Uncapped Digital Barrier Notes due September 7, 2033, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes are linked to the least performing of the Dow Jones Industrial Average®, the Russell 2000® Index and the S&P 500® Index.
Each note has a $1,000 minimum denomination. At maturity, if the final level of each Index is at or above its initial level, holders receive the greater of the Contingent Digital Return of at least 82.25% or the actual return of the least performing Index, with no upside cap. If any Index finishes below its initial level but at or above 75% of its initial level, principal is returned. If any Index closes below this 75% barrier, repayment is reduced one-for-one with the decline of the least performing Index, down to a potential total loss.
The notes pay no interest or dividends, are unsecured and unsubordinated obligations of JPMorgan Financial, and are subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co. An indicative estimated value is about $934.60 per $1,000 note, and will not be less than $900.00 when finalized.
JPMorgan Chase Financial Company LLC is offering auto callable contingent interest and contingent leveraged notes linked to the MSCI Emerging Markets Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. Each note has a $1,000 principal amount and a 4-year term, maturing on August 15, 2030.
During the first year only, investors may receive monthly Contingent Interest Payments at a rate of at least 15.00% per annum (at least 1.25% per month) if no Trigger Event has occurred; a Trigger Event happens if the Index ever closes below 90.00% of the Initial Value. If a Trigger Event occurs, all future interest stops. If no Trigger Event occurs through the final Review Date on August 11, 2027, the notes are automatically called for $1,000 plus the final contingent interest payment.
If the notes are not called, the maturity payment equals $1,000 + [$1,000 × (Index Return + 10.00% Buffer Amount) × 1.11111]. If the Final Value is below the 90.00% Trigger Value, investors lose principal, up to a full loss. The notes are unsecured, unsubordinated obligations of JPMorgan Financial, subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co., and will not be listed. An initial estimated value example is $986.30 per $1,000 note, with a minimum of $960.00 when priced.
JPMorgan Chase Financial Company LLC is offering uncapped digital barrier notes linked to the least performing of the Dow Jones Industrial Average®, the Russell 2000® Index and the S&P 500® Index, fully and unconditionally guaranteed by JPMorgan Chase & Co., and maturing on September 6, 2030. The notes provide at maturity the better of a Contingent Digital Return of at least 53.50% or the Least Performing Index’s positive return if each Index finishes at or above its initial level.
If any Index ends below its initial level but at or above its Barrier Amount of 75% of that level, investors receive principal only; if any Index finishes below its Barrier Amount, principal is reduced 1% for every 1% decline of the Least Performing Index, down to a total loss. The notes pay no interest or dividends, are issued in $1,000 minimum denominations, and carry JPMorgan credit risk. An indicative estimated value is $970.20 per $1,000 note, and the final estimated value will not be less than $900.00 per $1,000.
JPMorgan Chase Financial Company LLC is offering $265,000 of Auto Callable Contingent Interest Notes linked to the common stock of Freeport-McMoRan Inc., fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes pay a 15.00% per annum contingent coupon (1.25% per month) of $12.50 per $1,000, but only for Review Dates when the Freeport-McMoRan share price is at or above the Interest Barrier of 53.25% of the Initial Value, or $36.30585.
The notes may be automatically called starting February 8, 2027 if the share price on certain Review Dates is at least the Initial Value of $68.18, returning $1,000 plus due and unpaid coupons. If not called, and the Final Value on August 7, 2028 is at or above the Trigger Value (also 53.25% of the Initial Value), investors receive principal plus the last and any unpaid contingent coupons. If the Final Value is below the Trigger Value, repayment is reduced one-for-one with the negative stock return, and investors can lose more than 46.75% and up to all of principal. The notes are unsecured, not listed, and their value and payment depend on the credit of JPMorgan Financial and JPMorgan Chase & Co.; the estimated value at pricing was $964.60 per $1,000 note, below the $1,000 issue price due to fees, structuring and hedging costs.
JPMorgan Chase Financial Company LLC is offering $2,200,000 of Medium-Term Notes, Series A, Autocallable Buffered Basket-Linked Notes due August 9, 2028, fully and unconditionally guaranteed by JPMorgan Chase & Co. Each note has a $1,000 principal amount and pays no interest.
The notes are linked to an unequally weighted equity index basket (EURO STOXX 50® 40%, TOPIX® 25%, FTSE® 100 17%, Swiss Market Index 11%, S&P/ASX 200 7%) with an initial basket level of 100. If on August 16, 2027 the basket closing level is at least 100, the notes are automatically called and pay $1,100 per $1,000 (10% call premium). If not called, at maturity investors receive: (i) at least $1,200 per $1,000 if the final basket level is at or above 100 (greater of basket return and a 20% maturity premium); (ii) full principal if the basket is down by up to 10%; or (iii) a leveraged loss of approximately 1.1111% for each 1% decline beyond 10%, down to zero. The estimated value at pricing was $970.60 per $1,000, original issue price includes a 2.00% underwriting commission and net proceeds of 98.00% of principal, and any payment is subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co.
JPMorgan Chase Financial Company LLC is offering $1,313,000 of Auto Callable Accelerated Barrier Notes linked to the Class A common stock of Meta Platforms, Inc., fully and unconditionally guaranteed by JPMorgan Chase & Co. Each note has a $1,000 principal amount and pays no interest or dividends.
The notes may be automatically called on August 12, 2027 if Meta’s share price is at or above the Call Value, paying $1,000 plus a $291 call premium per note. If not called and held to August 9, 2029, investors receive 1.25 times any positive stock return, full principal back if the final price is at or above 80% of the initial value, and a 1-for-1 loss below that barrier, up to full principal loss. The initial stock value is $589.90, with the Barrier Amount at $471.92. The estimated value of each note at pricing was $960.70, below the $1,000 issue price, reflecting selling commissions, a $6.50 structuring fee per note, and hedging and issuance costs.
JPMorgan Chase Financial Company LLC, fully guaranteed by JPMorgan Chase & Co., is offering $275,000 of Auto Callable Contingent Interest Notes linked to the common stock of United Rentals, Inc. The notes have a maturity date of August 10, 2028 and minimum denominations of $1,000.
Investors may receive a quarterly Contingent Interest Payment of $30.625 per $1,000 note (a 12.25% per annum Contingent Interest Rate) for each Review Date on which the United Rentals share price is at or above the Interest Barrier, set at 60.00% of the Initial Value. Missed interest can be paid later if the barrier is met on a subsequent Review Date.
The notes are automatically called, as early as February 8, 2027, if on any non-first, non-final Review Date the stock closes at or above the Initial Value of $1,162.66, returning $1,000 plus applicable interest and any unpaid coupons. If not called and the Final Value is below the Trigger Value of $697.596, principal is exposed one-for-one to the stock decline, and investors can lose more than 40% and up to all principal. The notes are unsecured obligations subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co., and the estimated value at pricing was $968.80 per $1,000 note, below the issue price due to selling, structuring and hedging costs.
JPMorgan Chase Financial Company LLC is offering callable contingent interest notes due February 17, 2028, linked to the worst performer among the Nasdaq-100 Index, Russell 2000 Index and S&P 500 Index, in minimum denominations of $1,000, fully and unconditionally guaranteed by JPMorgan Chase & Co.
The notes may pay a monthly contingent coupon of at least 7.85% per annum (0.65417% per month) only when each index closes at or above 65% of its initial level, and may be redeemed early at the issuer’s option on specified dates starting November 19, 2026. If held to maturity and no index finishes below its 65% trigger level, investors receive principal plus the final coupon; otherwise, repayment is reduced one-for-one with the loss of the least performing index, potentially to zero. The current estimated value is about $967.40 per $1,000 note and will not be less than $900 when set, reflecting selling costs and hedging. The notes are unsecured, not insured, and expose holders to index performance, issuer and guarantor credit, illiquidity, complex tax treatment and potential loss of all principal with no assured income.
JPMorgan Chase Financial Company LLC is issuing $525,000 of Auto Callable Notes linked to the J.P. Morgan Multi-Asset Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. Each note has a $1,000 denomination and is scheduled to mature on August 11, 2033, unless automatically called earlier.
The notes automatically call on specified Review Dates starting August 10, 2027 if the Index closing level is at or above 100% of its Initial Value. In that case, investors receive $1,000 plus a fixed Call Premium (from 8.15% on the first Review Date up to 48.90% on the sixth), and no further payments. If the notes are not called, at maturity investors receive full principal plus an Additional Amount equal to $1,000 × Index Return × 100%, floored at zero, providing uncapped, unleveraged upside but no downside participation in the Index.
The Initial Value of the Index was 314.48 on the pricing date. The notes pay no periodic interest, are unsecured and unsubordinated obligations subject to the credit risk of both the issuer and guarantor, and are treated as contingent payment debt instruments for U.S. federal income tax purposes, requiring accrual of original issue discount based on a comparable yield of 4.81%.
JPMorgan Chase Financial Company LLC is offering Capped Dual Directional Buffered Return Enhanced Notes due August 24, 2029, linked to the least performing of the Dow Jones Industrial Average, the Nasdaq-100 Index and the S&P 500 Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes provide 2.00x leveraged upside on any positive return of the least performing index, capped at a Maximum Upside Return of at least 40.00%. If the least performing index finishes below its initial level but down by no more than the 20.00% Buffer Amount, investors receive a positive return equal to the index’s absolute decline, up to +20.00%.
If any index falls more than 20.00%, principal is reduced 1% for each 1% drop beyond the 20.00% buffer, for a maximum loss of 80.00% of principal. The notes pay no interest or dividends, are unsecured and unsubordinated, and are subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co. The indicative estimated value is approximately $960.00 per $1,000 principal amount, and will not be less than $930.00 per $1,000 when finalized, reflecting embedded selling commissions, hedging costs and issuer funding assumptions.