Welcome to our dedicated page for JPMORGAN CHASE & CO SEC filings (Ticker: JPM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
JPMorgan Chase & Co. filings document a bank holding company with worldwide financial services operations and multiple classes of exchange-listed securities. Periodic reports describe investment banking, consumer and small-business financial services, commercial banking, transaction processing and asset management, along with capital, assets and stockholders’ equity disclosures.
The company’s 8-K filings record material events and identify registered securities including JPM common stock, depositary shares representing fractional interests in non-cumulative preferred stock, and guarantees of notes and exchange-traded notes issued by JPMorgan Chase Financial Company LLC. Proxy materials cover board matters, executive compensation, equity awards, shareholder voting items and other governance disclosures.
JPMorgan Chase Financial Company LLC is issuing $8,178,000 of Medium-Term Notes, Series A, Digital Equity Notes due October 18, 2028, linked to the S&P 500 Index and fully and unconditionally guaranteed by JPMorgan Chase & Co. Each note has a $1,000 principal amount, was priced at 100.00% of principal, and has an estimated value at issuance of $995.30. The notes pay no interest and will not be listed on any securities exchange.
At maturity, if the S&P 500 final level is at least 85.00% of the initial level of 7,709.96, investors receive a fixed threshold settlement amount of $1,197.50 per $1,000 note, capping the upside at 119.75% of principal. If the index has fallen by more than 15.00%, principal is reduced on a leveraged basis at a buffer rate of about 1.1765, down to total loss if the index falls to zero. The notes are subject to the credit risks of both JPMorgan Financial and JPMorgan Chase & Co., have no redemption right, and involve complex, uncertain U.S. tax treatment, including potential future changes affecting prepaid forward contracts and Section 871(m) for non-U.S. holders.
JPMorgan Chase Financial Company LLC is offering $2,445,000 of Callable Contingent Interest Notes due May 9, 2030, linked to the least performing of the Dow Jones Industrial Average, the Nasdaq-100 Technology Sector and the Russell 2000 Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes pay a 9.25% per annum contingent coupon (0.77083% monthly) only if on a Review Date each index closes at or above its Interest Barrier of 60% of its Initial Value; otherwise no interest is paid for that period.
The issuer can redeem the notes early, in whole, on specified Interest Payment Dates starting February 11, 2027, typically paying $1,000 plus the contingent coupon. If not called, at maturity investors receive par plus the final coupon if every index is at or above its Trigger Value of 50% of Initial Value. If any index is below its Trigger Value, the payoff becomes $1,000 + ($1,000 × Least Performing Index Return), exposing investors to a loss of more than 50% and potentially all principal.
The price to public is $1,000 per note, including fees and commissions of about $9.7955 and proceeds to the issuer of $990.2045 per note. The estimated value is $970.70 per note, reflecting structuring, hedging and distribution costs. The notes are unsecured obligations subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co., are not FDIC insured, will not be listed, and may have limited or illiquid secondary market trading. The product concentrates risk in U.S. blue-chip, small-cap and technology-sector equities, with additional tax and withholding uncertainties for U.S. and non-U.S. holders.
JPMorgan Chase Financial Company LLC is offering $850,000 of Auto Callable Contingent Interest Notes linked to the least performing of the Nasdaq-100, Russell 2000 and S&P 500 indices, due February 10, 2028, fully and unconditionally guaranteed by JPMorgan Chase & Co.
The notes pay a 9.35% per annum Contingent Interest (2.3375% per quarter) only if on a Review Date each index is at or above 80% of its Initial Value, the Interest Barrier. The notes are automatically called, beginning February 8, 2027, if on a Review Date (other than the first and final) each index is at or above its Initial Value, returning principal plus current and any unpaid contingent interest.
If not called and any index finishes below its 80% Buffer Threshold at maturity, investors lose 1% of principal for every 1% decline beyond the 20% buffer, up to an 80% loss. The price to public is $1,000 per note, with estimated value $986, and payments are subject to the unsecured credit risk of both JPMorgan Financial and JPMorgan Chase & Co.
JPMorgan Chase Financial Company LLC is offering Uncapped Accelerated Barrier Notes due August 17, 2029, linked to the least performing of the Nasdaq-100® Technology Sector, the Russell 2000® Index and the S&P 500® Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. These unsecured notes provide an upside leverage factor of 1.907 on any positive performance of the least performing index at maturity, with no cap on gains. Principal is protected only if the final level of each index remains at or above a barrier amount equal to 70% of its initial level; if any index finishes below its barrier, investors lose 1% of principal for each 1% decline of the least performing index, potentially up to a 100% loss. The notes pay no interest or dividends, have $1,000 minimum denominations, and are subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co. An indicative estimated value of $987.40 per $1,000 note is disclosed, with a minimum final estimated value of $960.00, reflecting embedded costs and issuer funding assumptions.
JPMorgan Chase Financial Company LLC is offering $1,425,000 of callable contingent interest notes linked to the lesser performing of the Nasdaq-100® Technology Sector and the Russell 2000® Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes pay a 9.75% per annum Contingent Interest Rate (0.8125% monthly) only when, on a Review Date, each index is at or above its Interest Barrier of 70.00% of its Initial Value. If not, no interest is paid for that period. Starting February 11, 2027, the issuer may redeem the notes early on specified Interest Payment Dates at $1,000 plus any due contingent interest. At maturity on August 9, 2029, if not called and the Final Value of each index is at or above its Trigger Value of 65.00% of Initial Value, investors receive $1,000 plus any final contingent interest; otherwise, principal is reduced 1% for each 1% decline of the Lesser Performing Index from its Initial Value, potentially down to zero. The notes are unsecured, unsubordinated obligations subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co., with an estimated value of $954.70 per $1,000 at pricing.
JPMorgan Chase Financial Company LLC is offering Digital Barrier Notes due February 16, 2028, linked to the least performing of the Nasdaq-100 Index®, Russell 2000® Index and S&P 500® Index, fully and unconditionally guaranteed by JPMorgan Chase & Co.
At maturity, investors receive a fixed return of 11.15% (payment of $1,111.50 per $1,000 note) if the Final Value of each Index is at least its Barrier Amount of 60.00% of Initial Value. If any Index finishes below its Barrier Amount, repayment is fully exposed to downside in the least performing Index, with a 1% principal loss for every 1% decline from its Initial Value; losses can exceed 40% and reach 100%. The notes pay no interest or dividends, are unsecured obligations subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co., will not be listed, and may trade below issue price. If priced on the indicated date, the estimated value would be about $975 per $1,000 note and will not be less than $900 at pricing.
JPMorgan Chase Financial Company LLC is offering $1,313,000 of Auto Callable Accelerated Barrier Notes linked to the Class A common stock of Meta Platforms, Inc., fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes may be automatically called on August 12, 2027 if Meta’s share price is at or above the Call Value, paying $1,000 principal plus a $291 call premium per note on August 17, 2027.
If not called, at maturity on August 9, 2029 investors receive leveraged upside of 1.25x any stock appreciation, return of principal if the Final Value is at or above the 80% barrier, and 1:1 downside exposure below the barrier, with potential loss of all principal. The notes pay no interest or dividends, are unsecured and unsubordinated, and are subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co. The price to public is $1,000 per note, including fees, while the estimated value is $960.70 per $1,000 note, and the notes will not be listed on any exchange.
JPMorgan Chase Financial Company LLC is offering unsecured, unsubordinated Auto Callable Contingent Interest Notes due August 14, 2031, linked to the MerQube US Large-Cap Vol Advantage Index and fully guaranteed by JPMorgan Chase & Co. The notes pay a monthly Contingent Interest Payment only when the Index is at or above 70% of its Initial Value (the Interest Barrier) on the relevant review date and may be automatically called quarterly if the Index is at or above its Initial Value, with the earliest call on August 11, 2027.
If not called, principal is protected only while the Final Index Value remains at or above 60% of the Initial Value (the Trigger Value); below this level, repayment falls one‑for‑one with the Index, potentially to zero. The Index embeds up to 500% leveraged exposure to E-mini S&P 500 futures and a 6.0% per annum daily deduction, which drags performance and can cause declines even when the futures strategy is flat or modestly positive. The minimum denomination is $1,000, and if priced on the example date, the estimated value would be about $923.30 per $1,000, reflecting selling costs and internal funding assumptions. Investors face structural, market, liquidity, credit and tax risks and forgo dividends from S&P 500 constituents.
JPMorgan Chase Financial Company LLC is offering structured Capped Buffered Equity Notes maturing on August 16, 2029, linked to the lesser performing of the Nasdaq-100 Index® and the S&P 500® Index, and fully and unconditionally guaranteed by JPMorgan Chase & Co.
At maturity, investors participate 1.00x in any positive performance of the lesser performing index, up to a Maximum Return of at least 80.50% (maximum payment of $1,805 per $1,000 note in the examples). A 20.00% Buffer Amount protects against moderate declines, but if either index falls by more than 20%, principal is reduced 1% for each additional 1% drop, with losses up to 80.00% of principal.
The notes pay no interest, provide no dividends, are unsecured obligations of JPMorgan Financial, and depend on the credit of both JPMorgan Financial and JPMorgan Chase & Co. The minimum denomination is $1,000. If priced on the illustration date, the estimated value would be about $965.20 per $1,000 note and will not be less than $900.00, reflecting selling commissions, hedging costs and issuer funding assumptions. The notes are not expected to be listed, and secondary market prices are expected to be below the original issue price.
JPMorgan Chase Financial Company LLC plans to issue Uncapped Accelerated Barrier Notes due August 19, 2031, linked to the lesser performing of the Dow Jones Industrial Average® and the S&P 500® Index, fully guaranteed by JPMorgan Chase & Co. The notes offer uncapped upside with at least a 1.245x Upside Leverage Factor on any positive return of the lesser-performing index at maturity.
A Barrier Amount is set at 70% of each index’s Initial Value. If both final index values are at or above their barriers, investors receive full principal, and if both are above initial, leveraged gains apply. If either index finishes below its barrier, principal is reduced 1% for each 1% decline in the lesser-performing index, down to total loss. The notes pay no interest or dividends, are unsecured obligations subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co., are issued in minimum denominations of $1,000, and have an indicative estimated value of about $946.20 per $1,000 (not less than $900) due to embedded fees, hedging costs and internal funding assumptions, with additional risks from liquidity, conflicts of interest and complex U.S. tax treatment.