Welcome to our dedicated page for JPMORGAN CHASE & CO SEC filings (Ticker: JPM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
JPMorgan Chase & Co. filings document a bank holding company with worldwide financial services operations and multiple classes of exchange-listed securities. Periodic reports describe investment banking, consumer and small-business financial services, commercial banking, transaction processing and asset management, along with capital, assets and stockholders’ equity disclosures.
The company’s 8-K filings record material events and identify registered securities including JPM common stock, depositary shares representing fractional interests in non-cumulative preferred stock, and guarantees of notes and exchange-traded notes issued by JPMorgan Chase Financial Company LLC. Proxy materials cover board matters, executive compensation, equity awards, shareholder voting items and other governance disclosures.
JPMorgan Chase Financial Company LLC is issuing $4,224,000 of Auto Callable Contingent Interest Notes linked to the MerQube US Large-Cap Vol Advantage Index, guaranteed by JPMorgan Chase & Co. The notes pay a Contingent Interest Rate of 18.00% per annum (1.50% monthly) only when, on a monthly Interest Review Date, the Index closing level is at least 70.00% of the Initial Value (the Interest Barrier).
The notes are automatically called quarterly if the Index is at or above the Initial Value, starting February 8, 2027; on call, investors receive $1,000 plus the applicable interest and no further payments. If not called and at maturity on August 11, 2032 the Index is below the 50.00% Trigger Value, principal is reduced one-for-one with the Index loss, potentially to zero. The Index includes a 6.0% per annum daily deduction and can use up to 500% futures leverage, both of which can significantly depress performance. Per-note pricing is $1,000, including $9 in fees and commissions, with issuer proceeds of $991 and an estimated fair value of $926.60 per note. Payments depend on the credit of JPMorgan Financial and JPMorgan Chase & Co. and the notes are unsecured, unsubordinated obligations.
JPMorgan Chase Financial Company LLC is offering Capped Buffered Return Enhanced Notes linked to the S&P 500® Index, fully and unconditionally guaranteed by JPMorgan Chase & Co., maturing on February 23, 2029. The notes provide 2.00x any positive Index return at maturity, up to a Maximum Return of at least 25.50%, after which further Index gains do not increase the payout.
A 10.00% Buffer Amount protects principal against moderate Index declines; if the Index falls by more than 10%, investors lose 1% of principal for each 1% decline beyond 10%, for a maximum loss of 90.00%. The minimum denomination is $1,000 and the notes pay no interest or dividends. Any payment is subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co. If priced on the illustrated date, the estimated value would be about $971.40 per $1,000 note and will not be less than $900.00 per $1,000 at pricing, reflecting embedded selling commissions, hedging costs and issuer funding assumptions.
JPMorgan Chase Financial Company LLC is offering Uncapped Accelerated Barrier Notes linked to the S&P 500® Futures Excess Return Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. Each note has a $1,000 denomination, is unsecured, pays no interest and is scheduled to mature on August 19, 2031. The notes provide an uncapped leveraged upside at maturity of at least 2.36x any positive Index return.
At maturity, if the Index is above its Initial Value, the payoff equals $1,000 plus 2.36 times the Index gain. If the Final Value is between the Initial Value and the Barrier Amount of 70% of the Initial Value, principal is returned. If the Final Value is below the Barrier, investors lose 1% of principal for each 1% Index decline from the Initial Value, up to a total loss. An example table shows a 60% Index decline producing a $400 payout per $1,000 note. The indicative estimated value, if priced today, is $978.20 per $1,000 note and will not be less than $900.00 per $1,000 at pricing. Key risks include full principal loss risk, credit risk of JPMorgan Financial and JPMorgan Chase & Co., lack of liquidity, complex futures-based index behavior, negative roll returns and secondary market values likely below the issue price.
JPMorgan Chase Financial Company LLC is issuing $1,036,000 of Auto Callable Contingent Interest Notes due August 11, 2032, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes are linked to the MerQube US Large-Cap Vol Advantage Index, which is subject to a 6.0% per annum daily deduction and can employ leverage up to 500% in E-mini S&P 500 futures.
Investors may receive a monthly contingent interest at a rate of 17.70% per annum (1.475% per month) only when the Index level on an Interest Review Date is at or above 70% of the Initial Value. The notes are automatically called, with return of principal plus the applicable interest, if on any quarterly Autocall Review Date the Index is at or above the Initial Value, starting as early as August 6, 2027.
If the notes are not called, principal is protected only if the Final Index Value is at or above a Trigger Value of 50% of the Initial Value. Otherwise, repayment is reduced 1% for each 1% Index decline from the Initial Value, potentially down to zero. The notes are unsecured obligations subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co. The estimated value at pricing was $920.70 per $1,000 note, below the $1,000 issue price due to selling commissions, hedging costs and issuer funding assumptions.
JPMorgan Chase Financial Company LLC is issuing $905,000 of Auto Callable Contingent Interest Notes linked individually to the Nasdaq-100 Index®, the Russell 2000® Index and the SPDR® S&P® Regional Banking ETF, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes pay a Contingent Interest Rate of 12.10% per annum (1.00833% per month) for any Review Date on which the closing value of each underlying is at or above its Interest Barrier of 70% of Initial Value. The notes may be automatically called as early as February 8, 2027 if, on a Review Date (other than the first five and final), each underlying is at or above its Initial Value, in which case investors receive $1,000 plus the applicable contingent interest and no further payments.
If the notes are not called, at maturity investors receive $1,000 plus any final contingent interest if the Final Value of each underlying is at or above its Trigger Value of 60% of Initial Value. Otherwise, repayment is reduced by the full negative return of the least performing underlying, exposing investors to loss of most or all principal. The minimum denomination is $1,000. The price to public is $1,000 per note, including $7.25 in selling commissions, for issuer proceeds of $992.75 per note. The estimated value at pricing was $984.40 per $1,000 note, reflecting internal funding and hedging costs.
JPMorgan Chase Financial Company LLC plans to issue Buffered Digital Notes linked to the worst performer of the Nasdaq-100® Technology Sector, the Russell 2000® Index and the S&P 500® Index, fully and unconditionally guaranteed by JPMorgan Chase & Co.
The notes target a fixed Contingent Digital Return of at least 13.10% at maturity if the least performing index is at or above its initial level, or down by no more than a 15.00% Buffer Amount85.00% loss of principal and a minimum payoff of $150 per $1,000 note.
The notes pay no interest or dividends, are unsecured obligations subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co., and will not be listed on any exchange. The estimated value would be about $990 per $1,000 today and will not be less than $900 per $1,000 when set, reflecting embedded costs and internal funding assumptions.
JPMorgan Chase Financial Company LLC is offering Buffered Digital Notes due September 16, 2027, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes pay no interest and do not provide dividends. At maturity, repayment depends on the least performing of the Nasdaq-100® Technology Sector, the Russell 2000® Index and the S&P 500® Index.
If the final level of each index is at or above its initial level, or down by up to the 20.00% Buffer Amount, investors receive a fixed Contingent Digital Return of at least 10.50%, or $1,105 per $1,000 note. If any index falls by more than 20%, principal is reduced 1% for each percentage point of decline beyond the buffer, for a maximum loss of 80.00% (minimum payment $200 per $1,000). The notes are unsecured, subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co., are not listed, and secondary market prices and the internal estimated value (about $989.60 per $1,000 if priced today, and not less than $900.00 at issuance) are expected to be below the issue price.
JPMorgan Chase Financial Company LLC is issuing $696,000 of Auto Callable Contingent Interest Notes linked to the common stock of Netflix, Inc., due August 10, 2028, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes pay a Contingent Interest Rate of 11.50% per annum (0.95833% per month) on each Review Date where Netflix’s share price is at or above the Interest Barrier of 60.00% of the Initial Value, equal to $44.214.
The notes may be automatically called as early as February 8, 2027 if Netflix’s share price on specified Review Dates is at least the Initial Value of $73.69, returning principal plus due and unpaid contingent interest. If held to maturity without automatic call and the Final Value is at or above the Trigger Value, investors receive principal plus all due contingent interest; if the Final Value is below the Trigger Value, repayment is $1,000 + ($1,000 × Stock Return), so investors can lose more than 40% and up to all principal. The notes are unsecured, unsubordinated obligations subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co., with an estimated value at pricing of $969.60 per $1,000 note, below the $1,000 price to public.
JPMorgan Chase Financial Company LLC is offering $265,000 of Auto Callable Contingent Interest Notes linked to the Class A common stock of Chewy, Inc., fully and unconditionally guaranteed by JPMorgan Chase & Co. Each note has a $1,000 principal amount and matures on August 10, 2028.
The notes pay a monthly Contingent Interest Payment of $12.50 per $1,000 (a 15.00% per annum rate) only if Chewy’s share price on a Review Date is at or above the Interest Barrier and Trigger Value, set at 47.50% of the Initial Value, or $11.12925. The notes may be automatically called beginning February 8, 2027 if the stock closes at or above the Initial Value on specified Review Dates, returning $1,000 plus due and unpaid contingent interest.
If not called and the Final Value is below the Trigger Value, investors receive $1,000 plus $1,000 × Stock Return, and will lose more than 52.50% of principal and could lose it all. The notes are unsecured, subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co., and have an estimated value of $962.10 per $1,000 at pricing, below the $1,000 issue price due to selling commissions, structuring fees and hedging costs.
JPMorgan Chase Financial Company LLC is offering auto callable contingent interest notes linked to the lesser performing of the Russell 2000® Index and the S&P 500® Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes are expected to price on or about August 13, 2026 and settle on or about August 18, 2026, with maturity on August 18, 2027.
Investors may receive a Contingent Interest Payment on each Review Date only if the closing level of each Index is at least 70.00% of its Initial Value (the Interest Barrier). The notes are automatically called (return of principal plus the applicable Contingent Interest Payment) if on any non‑final Review Date the closing level of each Index is at or above its Initial Value. At maturity, if not called and a Trigger Event has not occurred or each Final Value is at least its Initial Value, investors receive principal plus the final Contingent Interest Payment; otherwise, payment is reduced by the negative return of the Lesser Performing Index, exposing holders to substantial principal loss.
The indicative Contingent Interest Rate is at least 10.45% per annum$985.20 per $1,000 note, and states the final estimated value will not be less than $900.00 per $1,000. The notes are unsecured, unsubordinated obligations subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co., will not be listed, and may have limited or no liquidity. The original issue price exceeds the estimated value due to selling commissions, hedging costs and related fees.