Welcome to our dedicated page for JPMORGAN CHASE & CO SEC filings (Ticker: JPM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
JPMorgan Chase & Co. filings document a bank holding company with worldwide financial services operations and multiple classes of exchange-listed securities. Periodic reports describe investment banking, consumer and small-business financial services, commercial banking, transaction processing and asset management, along with capital, assets and stockholders’ equity disclosures.
The company’s 8-K filings record material events and identify registered securities including JPM common stock, depositary shares representing fractional interests in non-cumulative preferred stock, and guarantees of notes and exchange-traded notes issued by JPMorgan Chase Financial Company LLC. Proxy materials cover board matters, executive compensation, equity awards, shareholder voting items and other governance disclosures.
JPMorgan Chase Financial Company LLC is offering Uncapped Accelerated Barrier Notes linked to the S&P 500® Futures Excess Return Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes mature on August 18, 2031 and are issued in $1,000 minimum denominations.
At maturity, if the Index is above its Initial Value, investors receive principal plus at least 2.335x any Index gain, with no cap. If the Final Value is at or above the Barrier Amount of 70.00% of the Initial Value, principal is returned. If the Final Value is below the Barrier Amount, repayment is reduced 1% for each 1% Index decline from the Initial Value, down to a possible total loss.
The notes pay no interest and are unsecured obligations of JPMorgan Financial, subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co. An indicative estimated value is approximately $973.50 per $1,000 principal amount, and the final estimated value will not be less than $900.00 per $1,000, reflecting selling commissions, hedging-related costs and issuer funding assumptions.
JPMorgan Chase Financial Company LLC is offering Uncapped Accelerated Barrier Notes linked to the Nasdaq-100 Futures Excess Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes are unsecured, unsubordinated obligations with a scheduled maturity on August 19, 2031 and minimum denominations of $1,000.
At maturity, investors receive leveraged upside of at least 2.025x any Index appreciation, full return of principal if the Final Value is at or above 70% of the Initial Value, and one-for-one downside exposure below that barrier, which can result in the loss of most or all principal. The indicative estimated value is approximately $978.10 per $1,000 note, not less than $900.00, reflecting structuring and hedging costs. The notes pay no interest, are not listed, may have limited or no liquidity, and their value and payments depend on the performance of the Index and the credit of JPMorgan Financial and JPMorgan Chase & Co.
JPMorgan Chase Financial Company LLC is offering $265,000 of Auto Callable Contingent Interest Notes linked to the common stock of ServiceNow, Inc., fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes have a 2-year term, maturing on August 10, 2028, in $1,000 denominations.
Investors may receive a Contingent Interest Payment of $12.50 per $1,000 (15.00% per annum, 1.25% per month) on each monthly Interest Payment Date if, on the corresponding Review Date, the ServiceNow share price is at or above the Interest Barrier of 41.00% of the Initial Value, equal to $48.1135, with any unpaid interest amounts catching up on later qualifying dates. The notes are automatically called on certain Review Dates if the stock closes at or above the Initial Value of $117.35, returning principal plus applicable interest and ending further payments.
If the notes are not called and the Final Value is below the Trigger Value (also 41.00% of the Initial Value), the principal repayment is reduced one-for-one with the stock’s negative return, so investors can lose more than 59.00% and up to all principal. The notes are unsecured obligations of JPMorgan Financial, guaranteed by JPMorgan Chase & Co., and subject to both entities’ credit risk. The price to public is $1,000 per note, including $18.50 in fees and commissions, versus an estimated value of $961.80 per note.
JPMorgan Chase Financial Company LLC is offering market-linked, auto-callable notes due August 29, 2029, fully and unconditionally guaranteed by JPMorgan Chase & Co. Each security has $1,000 principal and is linked to the lowest performing of the S&P 500 Index and the Dow Jones Industrial Average.
The notes pay no interest and may be automatically called on August 27, 2027 if the lowest performing index is at or above its starting level, in which case investors receive principal plus a call premium of at least 10% (at least $1,100 per security). If not called, at maturity investors receive: leveraged upside at a 150% participation rate if the lowest index rises; full principal back if it is at or above 75% of its starting level; or a dollar‑for‑dollar loss below that threshold, with the possibility of losing all principal. The securities are unsecured obligations subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co., are not bank deposits or FDIC-insured, and are designed to be held to maturity.
JPMorgan Chase Financial Company LLC is offering structured Uncapped Accelerated Barrier Notes linked to the lesser performing of the Nasdaq-100 Index® and the S&P 500® Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes mature on August 26, 2031 and are issued in minimum denominations of $1,000.
At maturity, if both indices finish at or above their initial levels, investors receive $1,000 plus 1.3085× the appreciation of the lesser performing index. If either index is at or below its initial level but both remain at or above the Barrier Amount of 70% of initial, principal is returned. If either index ends below the barrier, repayment is reduced 1% for each 1% the lesser performing index has fallen from its initial level, down to a possible total loss of principal.
The notes pay no interest, provide no dividends or voting rights, are unsecured obligations subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co., and will not be listed on an exchange. If priced on the described terms today, the estimated value would be about $971.20 per $1,000, and will not be less than $940.00 per $1,000 when set, reflecting embedded selling, structuring and hedging costs.
JPMorgan Chase Financial Company LLC is issuing $6,702,000 of Medium-Term Notes, Series A, structured as Autocallable Buffered Equity Notes due 2028 linked to the TOPIX Index and fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes pay no interest and may be automatically called on August 16, 2027 if TOPIX closes at or above 100.00% of the initial level of 4,055.85, in which case investors receive $1,000 plus a 13.42% call premium per $1,000 note.
If not called, at maturity on August 9, 2028 holders receive $1,000 plus the greater of the TOPIX return or a 26.84% maturity premium, provided the index is at or above its initial level. A 10.00% downside buffer applies; below 90.00% of the initial level, losses are leveraged by a buffer rate of about 1.1111, and investors can lose their entire principal. The estimated value at pricing is $969.20 per $1,000, below the 100% issue price, and the notes will not be listed. Payments depend on the credit of JPMorgan Chase Financial Company LLC and JPMorgan Chase & Co., and the U.S. tax treatment is complex and may change.
JPMorgan Chase Financial Company LLC is issuing $1,000,000 of Medium-Term Notes, Series A, Capped Buffered Enhanced Participation Notes due February 8, 2028, linked to the SPDR® Gold Trust and fully and unconditionally guaranteed by JPMorgan Chase & Co.
Each note has a $1,000 principal amount, no interest, and an initial underlier level of $374.16. At maturity, investors receive upside exposure at a 1.50 participation rate, capped at a maximum settlement of $1,245.10 per $1,000 note (cap level 116.34% of the initial level). A 10% buffer applies: if the final underlier level is at or above 90% of the initial level, principal is repaid; below that, losses are leveraged by a buffer rate of approximately 1.1111, and investors can lose their entire investment.
The notes are offered at 100.00% of principal with an estimated value of $983.90 per $1,000, underwriting commission of 1.11%, and net proceeds of 98.89% of principal. They are unsecured obligations subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co., will not be listed, and have complex U.S. tax and regulatory considerations, including potential application of constructive ownership rules and Section 871(m).
JPMorgan Chase Financial Company LLC is issuing $5,490,000 of Medium-Term Notes, Series A, Capped Buffered Enhanced Participation Equity Notes due December 8, 2027, linked to the S&P 500® Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. Each note has a $1,000 principal amount and does not bear interest or list on any exchange.
The payoff at maturity depends on the S&P 500® performance from the August 6, 2026 trade date to the December 6, 2027 determination date. If the index is above its initial level of 7,709.96, investors receive 1.40x participation in the upside, capped at a maximum settlement amount of $1,190.40 per $1,000 note, corresponding to a cap level of 113.60% of the initial level. If the index is down by up to 10.00%, investors receive full principal back, supported by a 90.00% buffer level. Below that buffer, principal is lost on a leveraged basis at approximately 1.1111% for every 1% decline beyond 10%, and investors could lose their entire investment.
The original issue price is 100.00% of principal with 0.00% underwriting commission, so net proceeds to the issuer are also 100.00%. The estimated value at pricing is $996.60 per $1,000 note, reflecting internal funding and hedging costs and potentially differing from secondary market values. Payments are subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co., and the notes have complex and uncertain U.S. federal tax treatment, including potential future changes affecting prepaid forward-style instruments and Section 871(m) for non-U.S. holders.
JPMorgan Chase Financial Company LLC is offering Uncapped Digital Barrier Notes due September 5, 2031, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes provide uncapped, unleveraged exposure at maturity to the least performing of the Dow Jones Industrial Average®, the Russell 2000® Index and the S&P 500® Index, with a Contingent Digital Return of at least 58.75% if each index finishes at or above its initial level.
If any index finishes below its initial level but each remains at or above its Barrier Amount of 75% of its initial level, investors receive only the principal. If any index closes below its Barrier Amount, repayment is reduced 1% for every 1% decline of the least performing index from its initial level, down to a total loss of principal. The notes pay no interest, provide no dividends and are unsecured, unsubordinated obligations subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co.
The minimum denomination is $1,000. If priced on the date shown, the estimated value would be about $943.60 per $1,000 note and will not be less than $900.00 per $1,000 at pricing, reflecting embedded selling commissions, hedging costs and structuring fees. The notes will not be listed on any exchange, and secondary market prices, if available, are expected to be lower than the original issue price and influenced by many market and internal funding factors.
JPMorgan Chase Financial Company LLC is offering auto callable contingent interest notes due August 18, 2027, linked separately to the Russell 2000 Index and the S&P 500 Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes may pay a Contingent Interest Payment on each Review Date if the closing level of each index is at least 60.00% of its Initial Value
If the notes are not called, repayment of principal at maturity depends on index performance and whether a Trigger Event occurs during the Monitoring Period when either index closes below 60.00% of its Initial Value. If no Trigger Event occurs or each Final Value is at least its Initial Value, investors receive $1,000 plus the final contingent interest. If a Trigger Event occurs and the Final Value of either index is below its Initial Value, repayment is reduced by the Lesser Performing Index Return, resulting in partial or total loss of principal. The estimated value is approximately $986.40 per $1,000 note and will not be less than $900.00 per $1,000 when set. The notes pay no fixed interest or dividends and carry the unsecured credit risk of both JPMorgan Financial and JPMorgan Chase & Co.