JPMorgan Chase & Co. filings document a bank holding company with worldwide financial services operations and multiple classes of exchange-listed securities. Periodic reports describe investment banking, consumer and small-business financial services, commercial banking, transaction processing and asset management, along with capital, assets and stockholders’ equity disclosures.
The company’s 8-K filings record material events and identify registered securities including JPM common stock, depositary shares representing fractional interests in non-cumulative preferred stock, and guarantees of notes and exchange-traded notes issued by JPMorgan Chase Financial Company LLC. Proxy materials cover board matters, executive compensation, equity awards, shareholder voting items and other governance disclosures.
JPMORGAN CHASE & CO (symbol: JPM) is the issuer of record for a Form 424B2 filing submitted to the SEC.
JPMorgan Chase & Co. (JPM), through JPMorgan Chase Financial Company LLC, is issuing $563,000 of auto callable notes linked to the J.P. Morgan Multi-Asset Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes are issued at $1,000 per note, with selling commissions of $44 and issuer proceeds of $956 per note. The earliest automatic call can occur on August 23, 2027 if the Index is at or above the applicable Call Value, paying principal plus a rising Call Premium Amount that starts at 11.25% of principal and steps up over 72 Review Dates. If never called, investors receive at maturity on August 25, 2033 the $1,000 principal plus an Additional Amount equal to $1,000 × Index Return × 100%, floored at zero, providing full principal repayment but no downside participation in the Index. The Index started at an Initial Value of 317.28 on the pricing date and reflects a 1.00% per annum daily deduction. The notes pay no interest, are unsecured obligations subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co., and have an estimated value of $921.70 per $1,000 at issuance, below the price to public. For U.S. tax purposes they are expected to be treated as contingent payment debt instruments, requiring accrual of original issue discount based on a 4.81% comparable yield and a projected maturity payment of $1,394.75 per $1,000, with numerous detailed risk factors around the automatic call, index strategy, derivatives exposure, liquidity, and tax treatment.
JPMorgan Chase & Co. (JPM), through JPMorgan Chase Financial Company LLC, is offering $1,742,000 of Uncapped Accelerated Barrier Notes linked to the lesser performance of the SPDR S&P 500 ETF Trust (SPY) and the Invesco QQQ, Series 1 (QQQ), fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes pay no interest or dividends and return at maturity 1.40 times any positive return of the lesser performing fund if both finish above their initial values; if either fund finishes at or below its initial value but at or above 70% of its initial value, only principal is returned. If either fund’s final value is below 70% of its initial value, repayment is reduced one-for-one with the lesser performer’s loss, leading to loss of more than 30% and up to all principal. The notes are unsecured, subject to JPMorgan Chase Financial’s and JPMorgan Chase & Co.’s credit risk, not listed on an exchange, and have an estimated value of $983.30 per $1,000 note, below the $1,000 issue price due to selling commissions, hedging costs and structuring fees.
JPMorgan Chase & Co. (symbol JPM), through JPMorgan Chase Financial Company LLC, is offering unsecured, unsubordinated Callable Contingent Interest Notes linked to the least performing of American Airlines Group Inc., Blackstone Inc. and The Home Depot, Inc., maturing on February 29, 2028 and fully and unconditionally guaranteed by JPMorgan Chase & Co.
The notes pay a monthly Contingent Interest Payment only if, on a Review Date, the closing price of one share of each reference stock is at or above 50% of its Strike Value (the Interest Barrier). Missed interest can be paid later if conditions are met. JPMorgan may redeem the notes early on quarterly Optional Call Payment Dates, first eligible on March 1, 2027.
If the notes are not called and, on the final Review Date, any reference stock is below its Trigger Value (generally aligned with the Interest Barrier), investors receive $1,000 plus $1,000 times the Least Performing Stock Return, which can reduce repayment significantly, including a total loss of principal. The indicative Contingent Interest Rate is at least 16.00% per annum, with an indicative estimated value of about $970 per $1,000 note and not less than $950 at pricing. Minimum denomination is $1,000. Any payments depend on the credit of JPMorgan Chase Financial Company LLC and JPMorgan Chase & Co., and the notes will not be listed, so liquidity may be limited.
JPMorgan Chase & Co. (JPM), via JPMorgan Chase Financial Company LLC, is offering unsecured Auto Callable Contingent Interest Notes due August 30, 2029 linked individually to the Russell 2000® Index, the SPDR® S&P® Regional Banking ETF and the Technology Select Sector SPDR® ETF. Investors receive a Contingent Interest Payment for a Review Date only if each underlying closes at or above its Interest Barrier of 70% of Initial Value; missed coupons can be paid later if a future Review Date meets the barrier. The notes are callable automatically from February 26, 2027 onward if each underlying is at or above its Initial Value, returning principal plus due coupons. If not called, and any underlying finishes below its Trigger Value of 60% of Initial Value at maturity, repayment is reduced one-for-one with the loss on the least performing underlying, down to a total loss of principal. A hypothetical minimum Contingent Interest Rate of 9.20% per annum (0.76667% monthly) and an indicative estimated value of about $954.90 per $1,000 note (not less than $900 at pricing) highlight both income potential and embedded costs. Payments are subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co. and the notes will not be listed.
JPMorgan Chase & Co. (symbol JPM), through JPMorgan Chase Financial Company LLC, amends the tax disclosure for its Structured Investments Yield Notes linked to the lesser performing of the SPDR S&P 500 ETF Trust and the Invesco QQQ, Series 1 due October 21, 2026. The amendment replaces the prior Tax Treatment section and describes an intended treatment of each note as a unit comprising a cash-settled Put Option written by the investor and a $1,000 Deposit per $1,000 principal amount note. Approximately 41.01% of each interest payment is intended to be reported as interest on the Deposit, with the remainder treated as Put Premium, which is generally not taken into account before sale or settlement. The text highlights that alternative reasonable tax treatments could apply and that future IRS or Treasury guidance, including on “prepaid forward contracts,” could materially and adversely affect tax consequences, potentially retroactively. For Non-U.S. Holders, the issuer’s counsel opines that Section 871(m) withholding on dividend equivalents should not apply to these notes, though the IRS could disagree, and investors are urged to consult tax advisers.
JPMORGAN CHASE & CO (symbol: JPM) is the issuer of record for a Form 424B2 filing submitted to the SEC.
JPMORGAN CHASE & CO (symbol: JPM) is the issuer of record for a Form 424B2 filing submitted to the SEC.
JPMORGAN CHASE & CO (symbol: JPM) is the issuer of record for a Form 424B2 filing submitted to the SEC.
JPMORGAN CHASE & CO. (through subsidiary JPMorgan Chase Financial Company LLC) is offering Capped Dual Directional Buffered Equity Notes linked to the Nasdaq-100 Index®. The notes have a Maximum Upside Return of 13.35% and a 15.00% downside buffer at maturity, with a Downside Leverage Factor of 1.17647 beyond the buffer. The Index Strike Level is 29,213.16, the Valuation Date is September 2, 2027, and the Maturity Date is September 8, 2027. Minimum denomination is $10,000. Investors forgo interest and dividends and face loss of principal if the Index falls by more than 15%. The notes are unsecured and unsubordinated obligations of JPMorgan Chase Financial, fully and unconditionally guaranteed by JPMorgan Chase & Co., and are sold at $1,000 per note with an estimated value of $987.30.