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JPMORGAN CHASE & CO SEC Filings

JPM NYSE

Welcome to our dedicated page for JPMORGAN CHASE & CO SEC filings (Ticker: JPM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

JPMorgan Chase & Co. filings document a bank holding company with worldwide financial services operations and multiple classes of exchange-listed securities. Periodic reports describe investment banking, consumer and small-business financial services, commercial banking, transaction processing and asset management, along with capital, assets and stockholders’ equity disclosures.

The company’s 8-K filings record material events and identify registered securities including JPM common stock, depositary shares representing fractional interests in non-cumulative preferred stock, and guarantees of notes and exchange-traded notes issued by JPMorgan Chase Financial Company LLC. Proxy materials cover board matters, executive compensation, equity awards, shareholder voting items and other governance disclosures.

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JPMorgan Chase Financial Company LLC plans to issue Contingent Interest Notes due September 3, 2031, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes are linked individually to the Russell 2000 Index, Dow Jones Industrial Average and S&P 500 Index, with payments based on the least performing index.

Investors may receive a Contingent Interest Payment of at least $41.75 per $1,000 (at least 8.35% per annum, paid at least 4.175% semiannually) on each Review Date if the closing level of each index is at or above 70.00% of its Initial Value (the Interest Barrier). If any index is below its Interest Barrier on a Review Date, no interest is paid for that period.

At maturity, if the Final Value of each index is at or above its 70.00% Trigger Value, investors receive $1,000 plus the final Contingent Interest Payment. If any index finishes below its Trigger Value, repayment is reduced by the full decline of the least performing index, and investors can lose more than 30% and up to all principal. The notes are unsecured, not listed, have limited liquidity, and are subject to the credit risk of JPMorgan Chase Financial and JPMorgan Chase & Co. The indicative estimated value is about $982.50 per $1,000, and will not be less than $900.00 per $1,000 when set.

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JPMorgan Chase Financial Company LLC is offering Uncapped Accelerated Barrier Notes linked to the lesser performing of GE Vernova Inc. and EMCOR Group, Inc., fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes mature on August 17, 2029 and are issued in minimum denominations of $1,000. Investors receive no interest or dividends and are exposed to the credit risk of both the issuer and guarantor.

At maturity, if both reference stocks finish above their initial values, the payoff equals principal plus at least 2.115× the lesser stock’s positive return. If either stock finishes at or below its initial value but both remain at or above 70% of initial value, investors receive only principal back. If either stock closes below 70% of its initial value, repayment is reduced one-for-one with the decline of the lesser performer, with the potential for a complete loss of principal. The indicative estimated value is about $970 per $1,000, and will not be less than $950 when finalized, reflecting embedded fees, hedging costs and dealer compensation. The notes are not listed and may have limited or no secondary market liquidity.

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JPMorgan Chase Financial Company LLC, fully guaranteed by JPMorgan Chase & Co., is offering auto-callable review notes linked to the MerQube US Large-Cap Vol Advantage Index. The notes have a 5-year term, with an initial 12‑month non-call period and then daily review dates for potential automatic call.

The underlying index uses leveraged E-Mini S&P 500 futures (0%–500% exposure) and deducts 6.0% per annum daily. The notes feature a Barrier Amount of 60.00% of the Initial Value. If on any review date the index is at or above the applicable Call Value (generally 100% of Initial Value, 60% on the final review), the notes are automatically called at $1,000 plus a Call Premium of at least 15.10% per $1,000 face amount.

If the notes are not called and the final index value is below the Barrier Amount, repayment is $1,000 + ($1,000 × Underlying Return), so investors can lose more than 40% and up to all principal. The estimated value at pricing will be no less than $870 per $1,000, below the price to public, and all payments are subject to the credit risk of JPMorgan Chase Financial Company LLC and JPMorgan Chase & Co.

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JPMorgan Chase Financial Company LLC, fully guaranteed by JPMorgan Chase & Co., is offering 5-year non-call 1-year Auto Callable Contingent Interest Notes linked to the MerQube US Large-Cap Vol Advantage Index. The Index targets volatility via leveraged E-mini S&P 500 futures exposure and reflects a 6.0% per annum daily deduction.

The notes pay a quarterly contingent interest rate of at least 11.35% per annum (at least 2.8375% per quarter) only if the Index on a Review Date is at or above the Interest Barrier of 60% of the Initial Value. On specified Review Dates after the first year, if the Index is at or above the Initial Value, the notes are automatically called at $1,000 plus the contingent interest.

If not called, and the Final Value is at or above the Trigger Value of 50% of the Initial Value, investors receive $1,000 plus any final contingent interest. If the Final Value is below the Trigger Value, repayment is $1,000 + ($1,000 × Underlying Return), so losses exceed 50% of principal and can reach 100%. The estimated value at pricing will not be less than $870 per $1,000 note, and all payments are subject to the credit risk of JPMorgan Chase Financial Company LLC and JPMorgan Chase & Co.

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JPMorgan Chase Financial Company LLC, fully guaranteed by JPMorgan Chase & Co., is offering 5-year, North America Structured Investments Auto Callable Contingent Interest Notes linked to the MerQube US Tech+ Vol Advantage Index. The Index reflects a 6.0% per annum daily deduction and the QQQ-based underlying asset is further reduced by a daily notional financing cost.

The notes have a minimum $1,000 denomination and pay a quarterly contingent coupon of at least 11.35% per annum (at least 2.8375% per quarter) only if, on a Review Date, the Index is at or above 60% of its Initial Value. Starting after the third Review Date, if the Index is at or above its Initial Value on a Review Date (other than the final one), the notes are automatically called at $1,000 plus that quarter’s coupon.

If not called, principal is protected at maturity only if the Final Value is at or above the 50% Trigger Value; otherwise, repayment is reduced 1-for-1 with the Index loss, down to a total loss of principal. The estimated value when set will be at least $880 per $1,000, and all payments are subject to the credit risk of the issuer and guarantor.

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JPMorgan Chase Financial Company LLC, fully guaranteed by JPMorgan Chase & Co., is offering 5-year non-call 1-year Auto Callable Contingent Interest Notes linked to the MerQube US Large-Cap Vol Advantage Index. The Index dynamically allocates between 0% and 500% exposure to E-Mini S&P 500 futures and is subject to a 6.0% per annum daily deduction.

The notes have a minimum denomination of $1,000, pricing on August 27, 2026, with quarterly review dates, a final review on August 27, 2031, and maturity on September 2, 2031. They pay a contingent interest rate of at least 10.75% per annum (at least 2.6875% per quarter) only if the Index is at or above a 60% Interest Barrier on a review date. If on any applicable review date (other than the first, second, third and final) the Index is at or above its initial level, the notes are automatically called at $1,000 plus due and unpaid contingent interest.

If not called, and the final Index level is at or above the 60% Trigger Value, investors receive $1,000 plus contingent interest and any unpaid amounts. If the final level is below the Trigger Value, principal is reduced based on Index performance; losses can exceed 40% and reach 100%. The estimated value will not be less than $870 per $1,000 note at pricing, and all payments depend on the credit of the issuer and guarantor.

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Rhea-AI Summary

JPMorgan Chase Financial Company LLC is offering Auto Callable Contingent Interest Notes linked to the MerQube US Large-Cap Vol Advantage Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes have $1,000 minimum denominations and are expected to price on or about August 27, 2026 and settle on or about August 31, 2026, with maturity on September 2, 2031.

Investors may receive a Contingent Interest Payment of at least $26.875 per $1,000 (at least 10.75% per annum, paid quarterly) for each Review Date on which the Index closes at or above 60.00% of the Initial Value, with unpaid interest accruing and potentially paid later if the barrier is met. The notes are auto-callable on specified Review Dates from August 27, 2027 onward if the Index is at or above the Initial Value, returning principal plus due and unpaid contingent interest.

If the notes are not called and the Final Value is below the 60.00% Trigger Value, the repayment at maturity is $1,000 + ($1,000 × Index Return), so investors lose 1% of principal for each 1% Index decline and can lose all principal. The underlying Index is highly engineered, uses up to 500% futures exposure and is subject to a 6.0% per annum daily deduction, which drags performance. The notes are unsecured obligations subject to the credit risk of JPMorgan Chase Financial Company LLC and JPMorgan Chase & Co.

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JPMorgan Chase Financial Company LLC, fully guaranteed by JPMorgan Chase & Co., is offering auto callable dual directional accelerated barrier notes linked to the lesser-performing of Advanced Micro Devices (AMD) and Apple (AAPL), maturing on August 22, 2029. The notes may be automatically called on August 20, 2027 if each stock is at or above its Call Value (100% of its Initial Value), paying $1,000 plus a Call Premium Amount of at least $648.50 per $1,000 note.

If not called and both Final Values exceed their Initial Values, investors receive 2.00× the lesser stock’s positive return. If at least one Final Value is at or below its Initial Value but both remain at or above the 50.00% Barrier Amount, investors receive an uncapped, but effectively 50.00% capped, absolute return on the downside, with a maximum payment of $1,500 per $1,000 note. If either stock finishes below its Barrier Amount, principal is exposed one-for-one to the lesser performer and investors can lose up to their entire investment.

The notes pay no interest or dividends, are unsecured and unsubordinated, and are subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co. The minimum denomination is $1,000. If priced on the date illustrated, the estimated value would be about $970.80 per $1,000 note and will not be less than $940.00, reflecting embedded fees, hedging costs and the issuer’s internal funding rate.

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JPMorgan Chase submitted a Form 13F holdings report as an institutional investment manager, signed by Executive Director Michael T. Lees. The report is a full 13F holdings report, indicating that all reportable positions are included. The summary page lists 34,064 Form 13F information table entries with an aggregate reported value of $1,807,041,234,839. The filing also identifies 17 other included managers within the JPMorgan group, such as JPMorgan Chase Bank, N.A., various J.P. Morgan asset management entities across the U.S., Europe, and Asia, and other affiliated managers.

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JPMorgan Chase Financial Company LLC, fully guaranteed by JPMorgan Chase & Co., is offering Capped Dual Directional Buffered Equity Notes linked to Meta Platforms, Inc. Class A common stock, maturing on February 29, 2028, in minimum denominations of $1,000.

At maturity, investors receive unleveraged exposure to Meta’s stock: upside participation in positive returns, capped by a Maximum Upside Return of at least 14.00%, and, if losses are limited to a 30.00% Buffer Amount, a positive return equal to the absolute stock move, up to a $1,300 maximum per $1,000 when the stock is down but within the buffer. If Meta’s decline exceeds 30%, principal is reduced 1% for each additional 1% drop, for up to a 70.00% loss of principal.

The notes pay no interest, do not provide Meta dividends, are unsecured and unsubordinated obligations subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co., and will not be listed, so liquidity depends on dealer bids. An illustrative estimated value is $971.50 per $1,000, and the final estimated value at pricing will not be less than $900.00, reflecting selling commissions, hedging costs and internal funding assumptions. U.S. tax counsel views the notes as open “prepaid financial contracts,” and the issuer expects Section 871(m) withholding will not apply to Non-U.S. holders, although future IRS guidance could alter these consequences.

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FAQ

How many JPMORGAN CHASE & CO (JPM) SEC filings are available on StockTitan?

StockTitan tracks 7070 SEC filings for JPMORGAN CHASE & CO (JPM), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for JPMORGAN CHASE & CO (JPM)?

The most recent SEC filing for JPMORGAN CHASE & CO (JPM) was filed on August 12, 2026.