Welcome to our dedicated page for JPMORGAN CHASE & CO SEC filings (Ticker: JPM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
JPMorgan Chase & Co. filings document a bank holding company with worldwide financial services operations and multiple classes of exchange-listed securities. Periodic reports describe investment banking, consumer and small-business financial services, commercial banking, transaction processing and asset management, along with capital, assets and stockholders’ equity disclosures.
The company’s 8-K filings record material events and identify registered securities including JPM common stock, depositary shares representing fractional interests in non-cumulative preferred stock, and guarantees of notes and exchange-traded notes issued by JPMorgan Chase Financial Company LLC. Proxy materials cover board matters, executive compensation, equity awards, shareholder voting items and other governance disclosures.
JPMorgan Chase Financial Company LLC, fully guaranteed by JPMorgan Chase & Co., is offering Capped Dual Directional Buffered Equity Notes linked to Meta Platforms, Inc. Class A common stock, maturing on February 29, 2028, in minimum denominations of $1,000.
At maturity, investors receive unleveraged exposure to Meta’s stock: upside participation in positive returns, capped by a Maximum Upside Return of at least 14.00%, and, if losses are limited to a 30.00% Buffer Amount, a positive return equal to the absolute stock move, up to a $1,300 maximum per $1,000 when the stock is down but within the buffer. If Meta’s decline exceeds 30%, principal is reduced 1% for each additional 1% drop, for up to a 70.00% loss of principal.
The notes pay no interest, do not provide Meta dividends, are unsecured and unsubordinated obligations subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co., and will not be listed, so liquidity depends on dealer bids. An illustrative estimated value is $971.50 per $1,000, and the final estimated value at pricing will not be less than $900.00, reflecting selling commissions, hedging costs and internal funding assumptions. U.S. tax counsel views the notes as open “prepaid financial contracts,” and the issuer expects Section 871(m) withholding will not apply to Non-U.S. holders, although future IRS guidance could alter these consequences.
JPMorgan Chase Financial Company LLC, fully guaranteed by JPMorgan Chase & Co., is offering auto callable yield notes linked to the common stock of Advanced Micro Devices, Inc. (AMD), maturing on August 30, 2029. The notes pay an interest rate of at least 13.50% per annum, or at least 3.375% per quarter, equal to at least $33.75 per $1,000 principal each quarter the notes remain outstanding.
The notes may be automatically called on scheduled review dates starting March 1, 2027 if AMD’s closing price is at or above the Initial Value, in which case investors receive $1,000 plus the applicable interest and no further payments. If the notes are not called and AMD’s final price is at or above the Trigger Value of 50.00% of the Initial Value, investors receive $1,000 plus the final interest payment at maturity. If the final price is below the Trigger Value, principal is reduced dollar-for-dollar with AMD’s decline, using $1,000 + ($1,000 × Stock Return), and investors can lose more than 50% and up to all principal.
The notes are unsecured, unsubordinated obligations of JPMorgan Chase Financial and are subject to the credit risk of both the issuer and guarantor. Minimum denomination is $1,000$950 per $1,000, and the final estimated value will not be less than $930 per $1,000, reflecting embedded costs and hedging assumptions. The notes are not listed, may be illiquid, and pay no AMD dividends.
JPMorgan Chase Financial Company LLC is offering Uncapped Digital Barrier Notes due August 22, 2031, linked to the lesser performing of the Nasdaq-100 Futures Excess Index and the S&P 500® Futures Excess Return Index, fully and unconditionally guaranteed by JPMorgan Chase & Co.
At maturity, if the final level of each index is at or above its initial level, investors receive $1,000 plus the greater of the Contingent Digital Return of at least 93.30% or the return of the lesser performing index. If either index finishes below its initial level but both remain at or above 70.00% of their initial levels (the Barrier Amount), only principal is returned. If either index ends below its 70.00% barrier, repayment is reduced 1% for each 1% decline of the lesser performing index, down to a total loss. The notes pay no interest, are unsecured obligations subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co., are expected to price on or about August 19, 2026, and currently have an estimated value of about $971.20 per $1,000, with a minimum estimated value at pricing of $940.00 per $1,000. They will not be listed, and secondary market liquidity and pricing may be limited.
JPMorgan Chase Financial Company LLC is offering Capped Buffered Enhanced Participation Equity Notes due 2028, linked to the S&P 500 Index and fully and unconditionally guaranteed by JPMorgan Chase & Co. Each note has a $1,000 principal amount, bears no interest and is not listed on an exchange.
At maturity on June 22, 2028, holders receive: (i) if the S&P 500 has risen, a positive return at a 1.30x upside participation rate up to a maximum settlement amount expected between $1,227.11 and $1,267.15 per $1,000; (ii) if the index has fallen by up to 12.50%, full principal repayment via a buffer; or (iii) if the index has fallen by more than 12.50%, a leveraged loss, with losses of about 1.1429% of principal for each 1% decline beyond the buffer, potentially down to zero. The notes’ estimated value at pricing is expected between $981.10 and $991.10 per $1,000, reflecting structuring and hedging costs. Repayment depends on the credit of JPMorgan Financial and JPMorgan Chase & Co., and tax treatment is uncertain, including potential future changes affecting prepaid forward contracts and Section 871(m) for non‑U.S. holders.
JPMorgan Chase Financial Company LLC is offering $402,000 of Callable Contingent Interest Notes due August 10, 2029, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes pay a contingent interest rate of 17.05% per annum (4.2625% quarterly) per $1,000 note, but only for Review Dates when the closing price of each of the Global X Uranium ETF, State Street Financial Select Sector SPDR ETF and State Street Energy Select Sector SPDR ETF is at or above 60.00% of its Initial Value. If any fund is below its Interest Barrier on a Review Date, no interest is paid for that period.
The issuer may redeem the notes early, in whole, on specified Interest Payment Dates starting August 12, 2027, at $1,000 plus any due contingent interest. If held to maturity and each fund’s Final Value is at least its Trigger Value (also 60.00% of Initial Value), investors receive $1,000 plus the final contingent coupon. If any fund finishes below its Trigger Value, principal is reduced one-for-one with the decline of the worst-performing fund, and investors can lose more than 40% and up to all principal. The notes are unsecured, not FDIC insured, and subject to the credit risk of both the issuer and the guarantor. The estimated value at pricing was $949.30 per $1,000 note, below the issue price due to selling, structuring and hedging costs.
JPMorgan Chase Financial Company LLC, fully guaranteed by JPMorgan Chase & Co., is offering Auto Callable Dual Directional Accelerated Barrier Notes linked to the lesser performance of the State Street SPDR S&P Homebuilders ETF (XHB) and the State Street Industrial Select Sector SPDR ETF (XLI), in $1,000 minimum denominations. The notes may be automatically called on review dates in 2027 and 2028 if each ETF closes at or above its Call Value, paying back principal plus a call premium of at least 13% or 26%, respectively.
If not called, at maturity in August 2029 investors receive leveraged upside of 1.50× any appreciation of the lesser-performing ETF, or an uncapped “dual-directional” return equal to the absolute value of losses (up to 25%) if both ETFs stay at or above a 75% Barrier Amount of their initial values. If either ETF finishes below its Barrier Amount, principal is exposed one-for-one to the downside of the lesser-performing ETF, up to a total loss. The indicative estimated value is $934.10 per $1,000 note, and will not be less than $900.00 at pricing, reflecting embedded selling costs, hedging costs and issuer funding spreads.
JPMorgan Chase Financial Company LLC is offering Contingent Income Auto-Callable Securities due August 10, 2029, linked to the common shares of American Express Company. Each security has a $1,000 stated principal amount and is fully and unconditionally guaranteed by JPMorgan Chase & Co.
Investors may receive a contingent quarterly payment of $27.75 (2.775%) per $1,000 security if on a determination date the AXP share price is at or above the downside threshold level of $255.6825, which is 75% of the initial stock price of $340.91. If the stock is below the threshold, no payment is made for that quarter. If on any non-final determination date the stock is at or above the initial stock price, the notes are automatically redeemed for $1,000 plus $27.75, and no further payments occur.
If not previously redeemed, at maturity investors receive $1,000 plus $27.75 if the final stock price is at or above the downside threshold, or $1,000 × (final price/initial price) if it is below, exposing holders to 1-for-1 downside that can reduce principal to zero. The aggregate principal amount is $6,519,000, the issue price is $1,000 per security, and the estimated value on the pricing date is $966.10, reflecting embedded selling commissions and structuring/hedging costs. Payments are subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co.
JPMorgan Chase Financial Company LLC is offering $500,000 of structured Buffered Digital Notes linked to the common stock of Qualcomm (QCOM), fully and unconditionally guaranteed by JPMorgan Chase & Co. Each note has a $1,000 denomination, prices at 100% of principal and carries a selling commission of $10, for issuer proceeds of $990 per note.
The notes mature on September 10, 2027, with a single observation on September 7, 2027. If Qualcomm’s final stock price is at or above the strike, or down by up to the 40.00% buffer, investors receive a fixed 15.40% Contingent Digital Return, or $1,154 per $1,000 note. If the stock falls more than 40% below the strike, principal is reduced by 1.66667% for each 1% decline beyond the buffer, down to a total loss if Qualcomm goes to zero.
The strike value is the $160.39 closing price of Qualcomm on August 6, 2026. The notes pay no interest or dividends, are unsecured obligations subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co., are not bank deposits or FDIC insured, and are not listed, so liquidity may be limited. The estimated value at pricing was $984.30 per $1,000 note, below the issue price due to selling, structuring and hedging costs.
JPMorgan Chase & Co. executive Robin Leopold, Head of Human Resources, reported selling 2,500 shares of common stock on August 11, 2026 at $361.41 per share under a Rule 10b5-1 trading plan. After this sale, she holds 73,547 shares directly, plus indirect holdings of 9,201 shares in a GRAT and 9,201 shares in a spouse’s GRAT.
A holder of JPMorgan Chase & Co. (JPM) common stock filed to sell 2,500 shares of $1 par value common stock through J.P. Morgan Securities LLC on the NYSE. The shares are valued at an aggregate $903,517.97 based on market prices as of August 11, 2026. These shares were originally acquired on January 13, 2026 as a result of equity compensation awards granted by the issuer.