Welcome to our dedicated page for JPMORGAN CHASE & CO SEC filings (Ticker: JPM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
JPMorgan Chase & Co. filings document a bank holding company with worldwide financial services operations and multiple classes of exchange-listed securities. Periodic reports describe investment banking, consumer and small-business financial services, commercial banking, transaction processing and asset management, along with capital, assets and stockholders’ equity disclosures.
The company’s 8-K filings record material events and identify registered securities including JPM common stock, depositary shares representing fractional interests in non-cumulative preferred stock, and guarantees of notes and exchange-traded notes issued by JPMorgan Chase Financial Company LLC. Proxy materials cover board matters, executive compensation, equity awards, shareholder voting items and other governance disclosures.
JPMorgan Chase Financial Company LLC is offering Contingent Income Auto-Callable Securities due August 10, 2029 linked to the common stock of Eli Lilly and Company. The securities have a $1,000 stated principal amount per security and an aggregate principal amount of $15,095,000, fully and unconditionally guaranteed by JPMorgan Chase & Co.
Investors may receive a contingent quarterly payment of $27.50 per security (2.75% of principal) on each determination date when Eli Lilly’s closing price is at or above the downside threshold level of $711.426, equal to 60% of the initial stock price of $1,185.71. If the stock is below the threshold, no payment is made for that quarter and missed payments do not earn additional interest.
If on any non-final determination date the closing price is at or above the initial stock price, the notes are automatically redeemed for principal plus the applicable contingent payment and any unpaid prior contingent payments. If held to maturity and the final stock price is at or above the downside threshold, investors receive principal plus the final contingent payment (and any unpaid prior contingent payments). If the final stock price is below the threshold, the maturity payment equals $1,000 multiplied by the stock performance factor, exposing investors 1-to-1 to the decline in Eli Lilly shares, with a payment that will be less than 60% of principal and could be zero. The estimated value on the pricing date is $961.80 per $1,000 security, and any payments are subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co.
JPMorgan Chase Financial Company LLC is offering Contingent Income Auto-Callable Securities due August 12, 2027, linked to the common stock of The Goldman Sachs Group, Inc., fully and unconditionally guaranteed by JPMorgan Chase & Co. The aggregate principal amount is $11,209,000, with a stated principal amount and issue price of $1,000 per security.
Investors may receive a contingent quarterly payment of $28.375 per security (2.8375% of principal) for each determination date on which the GS stock closing price is at or above the downside threshold level of $675.7465, equal to 65% of the initial stock price of $1,039.61. If GS is at or above the initial stock price on any non-final determination date, the notes auto-call for principal plus the current and any previously unpaid contingent payments.
If not earlier redeemed and the final stock price is at or above the downside threshold, investors receive principal plus the final contingent payment (and any unpaid prior ones. If the final stock price is below the threshold, the payoff equals principal multiplied by the stock performance factor, exposing investors to 1:1 downside and potentially a zero return of principal. The estimated value is $979.30 per $1,000, reflecting selling commissions, a structuring fee and hedging costs, and payments are subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co.
JPMorgan Chase Financial Company LLC, fully guaranteed by JPMorgan Chase & Co., is offering $37,838,000 of Trigger PLUS linked to the EURO STOXX 50® Index, maturing August 12, 2032. Each security has a $1,000 stated principal amount and pays no interest.
At maturity, investors receive $1,000 plus 190.00% of any index percent increase if the final index value exceeds the initial index value of 6,523.86. If the index is below the initial level but at or above the trigger level of 4,240.509 (65% of the initial value), investors receive only their principal. If the final index value is below the trigger level, payoff equals $1,000 times the index performance factor, exposing investors to losses of more than 35% and up to 100% of principal.
The notes are unsecured, unsubordinated obligations subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co. The issue price is $1,000 per Trigger PLUS, including selling commissions of $30 and a $5 structuring fee; the estimated value on the pricing date is $955.10. The Trigger PLUS will not be listed on any securities exchange, and secondary trading may be limited.
JPMorgan Chase Financial Company LLC is offering Uncapped Buffered Return Enhanced Notes linked to the S&P 500® Futures Excess Return Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes provide an upside leverage factor of at least 1.585x any positive Index performance at maturity, with no cap on gains.
A 15.00% buffer protects principal against moderate Index declines; below this, investors lose 1% of principal for each 1% additional decline, up to a maximum loss of 85.00%, receiving as little as $150 per $1,000 note at maturity. The notes pay no interest, are unsecured, not FDIC‑insured, and expose investors to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co.
The indicative estimated value is about $970 per $1,000 note, and will not be less than $950 when set, reflecting embedded selling, structuring and hedging costs. The notes are expected to price on or about September 3, 2026, and mature on September 7, 2029, with no exchange listing and potentially limited secondary liquidity.
JPMorgan Chase Financial Company LLC, guaranteed by JPMorgan Chase & Co., offers Buffered Callable Range Accrual Notes linked to the S&P 500® Index, maturing August 29, 2031. The notes pay variable monthly interest based on how often the Index closes at or above 85.00% of its Initial Value; the interest factor is at least 6.85% per annum, with a minimum interest rate of 0.00% per annum. Starting August 31, 2027, the issuer may redeem the notes monthly at par plus accrued interest.
At maturity, if the Index’s Final Value is at least 85.00% of the Initial Value (the Buffer Level), investors receive full principal. If it is lower, repayment is reduced 1% for each 1% decline below the Buffer Level, so investors can lose up to 85.00% of principal. Illustrative examples show a $1,000 note paying $650 if the Index falls 50% and $150 if it falls 100%. The preliminary estimated value is approximately $938.10 per $1,000 principal amount and will not be less than $900.00 per $1,000 when set, reflecting selling commissions and hedging costs. The notes are unsecured obligations, not bank deposits, and are not insured by the FDIC.
JPMorgan Chase Financial Company LLC is offering Auto Callable Yield Notes due August 29, 2031, linked to the MerQube US Tech+ Vol Advantage Index and fully guaranteed by JPMorgan Chase & Co. The notes pay a fixed interest rate of at least 6.55% per annum, or at least $5.4583 per month per $1,000, as long as they remain outstanding.
The notes may be automatically called on scheduled review dates starting August 26, 2027 if the index level is at or above its initial level, returning $1,000 plus the applicable interest payment. At maturity, if not called and the index decline does not exceed the 15% buffer, investors receive full principal plus the final interest payment; beyond that, principal is reduced 1% for each 1% additional index loss, up to an 85% loss of principal. The underlying index includes a 6.0% per annum daily deduction and a notional financing cost, meaning it will lag an equivalent, non-deducted index. An indicative estimated value is about $914.40 per $1,000 note, and the final estimated value will not be less than $900, reflecting embedded fees, hedging costs and internal funding assumptions.
JPMorgan Chase Financial Company LLC is offering $15,327,000 of Contingent Income Callable Securities due May 10, 2030, fully and unconditionally guaranteed by JPMorgan Chase & Co. These principal-at-risk structured notes are linked to the worst performing of the Nasdaq-100, S&P 500 and Russell 2000 indices.
Investors may receive a contingent quarterly coupon of $29.50 per $1,000 security (2.95%) only if, on every day in a quarter, each index stays at or above its coupon barrier level, set at 75% of its initial value. If any index closes below its barrier on any day in the period, no coupon is paid for that quarter. The issuer may redeem the notes early, at its discretion, on any coupon date other than the first and last, paying principal plus any due coupon.
At maturity, if not called, investors receive principal back only if each index’s final level is at or above its downside threshold of 65% of its initial value; otherwise, repayment is reduced 1‑for‑1 with the decline of the worst index and can fall to zero. The issue price is $1,000 per security, with an estimated value of $955.50, and all payments are subject to the credit risk of JPMorgan Chase Financial and JPMorgan Chase & Co.
JPMorgan Chase Financial Company LLC, guaranteed by JPMorgan Chase & Co., is issuing Buffered Callable Range Accrual Notes linked to the Nasdaq 100 Index due June 30, 2031. The total offering is $3,115,000, priced at $1,000 per note, with selling commissions of $35 per note and issuer proceeds of $965 per note. The notes pay variable monthly interest at up to 7.50% per annum, based on how many trading days in each period the Index closes at or above 85% of the Initial Value. Principal is buffered at maturity: if the Final Value is at or above 85% of the Initial Value, investors receive full principal; below that level, losses match Index declines beyond the 15% buffer, up to an 85% principal loss. The notes are callable monthly at par plus accrued interest from June 30, 2027 through maturity. The Initial Value is 29,440.32 and the Minimum Index Level is 25,024.272. The estimated value is $925.80 per $1,000 note, reflecting structuring, hedging costs and commissions.
JPMorgan Chase Financial Company LLC is offering Auto Callable Contingent Interest Notes due August 16, 2029, linked to the common stock of Micron Technology, Inc., and fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes pay a contingent coupon only if, on a given review date, Micron’s share price is at least 50% of the Initial Value (the Interest Barrier). Missed coupons can be made up later if a subsequent review date is at or above the barrier.
The notes are automatically called if, on any review date other than the first and final, Micron’s share price is at or above the Initial Value, with the earliest call date on February 16, 2027. If not called and Micron’s final share price is at or above the Trigger Value (also 50% of the Initial Value), investors receive full principal plus the final and any unpaid coupons. If the final price is below the Trigger Value, repayment equals $1,000 plus $1,000 times the stock return, so investors can lose a substantial portion or all of principal.
The indicative contingent interest rate is 22.40% per annum, paid quarterly at 5.60% when due. The notes are unsecured, unsubordinated obligations of JPMorgan Financial subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co. The estimated value is around $950 per $1,000 principal now and will not be less than $930, reflecting embedded costs and hedging. The notes are not listed, may have limited liquidity, do not pay dividends on Micron stock, and are intended for investors willing to accept equity, credit, liquidity and complex tax risks in exchange for high, but uncertain, income potential.
JPMorgan Chase Financial Company LLC is offering structured Capped Return Enhanced Notes linked to the S&P 500 Index, with a total principal amount of $3,002,580, fully and unconditionally guaranteed by JPMorgan Chase & Co. Each note has a $10 principal amount and offers 3.00x exposure to any positive Index performance, capped at a 12.80% maximum return, which corresponds to a maximum payment at maturity of $11.28 per $10 note if held to maturity on July 9, 2027.
If the Index is flat, investors receive only their principal; if the Final Value is below the Initial Value of 7,757.64, investors lose 1% of principal for each 1% Index decline, up to a total loss. The notes pay no interest, provide no dividends, are unsecured and unsubordinated obligations of JPMorgan Chase Financial, and are subject to the credit risk of both the issuer and JPMorgan Chase & Co. The price to the public is $10 per note, including $0.135 in selling commissions, resulting in issuer proceeds of $9.865 per note; the estimated value at pricing was $9.816 per $10 note. The notes will not be listed, and secondary market prices are expected to be lower than the issue price.