Welcome to our dedicated page for JPMORGAN CHASE & CO SEC filings (Ticker: JPM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
JPMorgan Chase & Co. filings document a bank holding company with worldwide financial services operations and multiple classes of exchange-listed securities. Periodic reports describe investment banking, consumer and small-business financial services, commercial banking, transaction processing and asset management, along with capital, assets and stockholders’ equity disclosures.
The company’s 8-K filings record material events and identify registered securities including JPM common stock, depositary shares representing fractional interests in non-cumulative preferred stock, and guarantees of notes and exchange-traded notes issued by JPMorgan Chase Financial Company LLC. Proxy materials cover board matters, executive compensation, equity awards, shareholder voting items and other governance disclosures.
JPMorgan Chase & Co. (JPM) provides an index supplement for notes linked to the J.P. Morgan Efficiente® Plus DS 5 Index (Net ER), a rules-based index that allocates among a basket of ETFs and a cash index. The index targets 5% annualized volatility by dynamically adjusting daily exposure to a monthly reference portfolio of “Basket Constituents” within set constraints.
Index history combines hypothetical backtested returns using proxy or “alternative performance” for some constituents from November 1, 2007 to January 18, 2013, further backtested data using actual constituent performance to December 30, 2014, and live performance from December 31, 2014 to July 31, 2026. Returns are calculated on an excess return basis, reflecting a 0.85% per annum daily deduction. From (but excluding) December 20, 2017, a 50% maximum daily exposure change constraint applies, which may affect performance.
The disclosure emphasizes that historical and backtested results and past asset allocations are not indicative of future results, and details multiple strategy, correlation, volatility, liquidity, and non-U.S. market risks. The notes are not bank deposits, are not FDIC insured, and no securities regulator has approved or disapproved them.
JPMORGAN CHASE & CO (JPM) provides an update on the J.P. Morgan Efficiente® Plus DS 5 Index (Net ER), a rules-based index that allocates monthly across 20 ETFs and a cash index using a momentum and diversification approach. The index rebalances into the basket with the best prior 6‑month performance, generally subject to a 5% historical volatility threshold, and then applies a daily volatility targeting overlay aiming for 5% annualized realized volatility.
The index is calculated on an excess return basis, reflecting a daily deduction of a 0.85% per annum index fee plus a notional 3‑month cash financing cost. From July 2016 to July 2026, it shows a 10‑year annualized return of 0.55% with 10‑year annualized volatility of 5.73% and a Sharpe Ratio of 0.10, compared with higher Sharpe Ratios for the Domestic and Global 30/70 excess‑return portfolios. Recent monthly weights (March–August 2026) show substantial allocations to the cash index and U.S. large‑cap equities, alongside varying exposures to investment‑grade fixed income and gold.
The update emphasizes that much of the performance history is hypothetical backtested, that index rules were tightened in December 2017 via a 50% maximum daily exposure change, and that past and backtested performance are not indicative of future results. Numerous strategy, market, correlation, ETF tracking, non‑U.S. market, interest‑rate and SOFR‑related risks are highlighted, and the notes linked to the index are unsecured, not FDIC‑insured, and not bank deposits.
JPMORGAN CHASE & CO (symbol: JPM) is the issuer of record for a Form 424B2 filing submitted to the SEC.
JPMorgan Chase & Co. (JPM), through its finance subsidiary JPMorgan Chase Financial Company LLC, is offering unsecured Capped Dual Directional Buffered Equity Notes linked to the S&P 500® Index. The notes provide unleveraged exposure to index moves over a term from about September 3, 2026 to September 6, 2028.
At maturity, investors earn the index return when positive, capped by a Maximum Upside Return of at least 17.05%, or the absolute value of index declines up to a 25.00% buffer, with a maximum negative-side gain of 25.00%. If the index falls more than 25%, losses are magnified by a 1.33333x downside leverage factor, so principal can be partially or fully lost.
The notes pay no interest or dividends and carry the credit risk of both JPMorgan Chase Financial Company LLC and JPMorgan Chase & Co. Minimum denomination is $10,000. An indicative estimated value is about $981.90 per $1,000 note, and the final estimated value will not be less than $970.00, reflecting embedded selling, structuring and hedging costs and implying likely secondary-market pricing below par.
JPMORGAN CHASE & CO (JPM), via JPMorgan Chase Financial Company LLC, is offering auto callable contingent interest notes linked individually to the Nasdaq-100 Index®, Russell 2000® Index and S&P 500® Index, maturing on August 17, 2028, in minimum denominations of $1,000.
The notes may be automatically called on quarterly Review Dates (from February 16, 2027, excluding the first and final Review Dates) if the closing level of each index is at or above its Initial Value, paying $1,000 plus the applicable contingent interest and any unpaid past interest. A Contingent Interest Payment is due only for Review Dates when all three indices close at or above 75.00% of their Initial Values, the Interest Barrier; missed coupons can be later “made up” if conditions are satisfied. If not called, and any index finishes below its Trigger Value (also 75.00% of Initial Value) at final valuation, principal is reduced 1% for each 1% decline in the Least Performing Index, down to a total loss.
The notes are unsecured, unsubordinated obligations of JPMorgan Chase Financial Company LLC, fully and unconditionally guaranteed by JPMorgan Chase & Co., and subject to their credit risk. A hypothetical contingent interest rate of 12.00% per annum (3.00% per quarter) is illustrated; the actual rate will be at least this level. The indicative estimated value is about $960 per $1,000 note today and will not be less than $950 per $1,000 at pricing, reflecting structuring and hedging costs and an internal funding rate.
JPMORGAN CHASE & CO (JPM), via its wholly owned finance subsidiary JPMorgan Chase Financial Company LLC, is offering unsecured Digital Buffered Notes linked to the S&P 500® Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes target investors seeking a fixed payoff if the index holds up or declines only moderately, in exchange for giving up dividends, periodic interest, and most upside beyond a cap.
If, on the valuation date, the S&P 500® closing level is at or above its initial level, or down by up to the 15.00% Buffer Amount, holders receive a fixed Contingent Digital Return of at least 11.63%, paying $1,116.30 per $1,000 note at maturity in the illustrated case. If the index is below the buffer, principal loss is leveraged: for every 1% drop beyond the 15% buffer, investors lose 1.17647% of principal, up to a total loss. The notes are expected to price around August 31, 2026 and mature on March 6, 2028, in minimum denominations of $10,000.
The product’s economic value is less than the price to public, reflecting selling commissions, hedging costs and issuer profit. If priced on the date shown, the estimated value would be about $984.50 per $1,000, and will not be less than $970.00 per $1,000 when finally set. The notes will not be listed, may have limited liquidity, and their value and payments are subject to the credit risk of both JPMorgan Chase Financial Company LLC and JPMorgan Chase & Co.
JPMORGAN CHASE & CO (JPM), through its wholly owned finance subsidiary JPMorgan Chase Financial Company LLC, is offering callable fixed rate notes due August 28, 2030, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes pay a fixed interest rate of 5.00% per annum, with interest payable annually in arrears on August 28, beginning August 28, 2027, calculated on a 30/360 day count basis.
The issuer may redeem the notes early, in whole but not in part, on the 28th calendar day of February, May, August and November of each year from February 28, 2027 through May 28, 2030 at par plus accrued interest. The price to the public per $1,000 principal amount will generally be between $990.10 and $1,000, and selling commissions, if charged, are expected to be about $4.25 and will not exceed $12.50 per $1,000. The notes are unsecured obligations, are not bank deposits and are not insured by the FDIC or any other governmental agency.
JPMorgan Chase & Co. (through JPMorgan Chase Financial Company LLC) is offering Autocallable Buffered Equity Notes due 2029, linked to the iShares MSCI South Korea ETF. Each note has a $1,000 principal amount, bears no interest, and is fully and unconditionally guaranteed by JPMorgan Chase & Co.
The notes may be automatically called on January 13, 2028 if the ETF’s level is at least 70% of the initial level, paying $1,000 plus a call premium expected between 22.53% and 26.50%. If not called, and the final level on January 16, 2029 is at least 70% of the initial level, investors receive $1,000 plus a maturity premium expected between 45.06% and 53.00%, capping the maximum payout at $1,450.60–$1,530.00 per $1,000. If the ETF falls more than 30%, losses are leveraged at approximately 1.4286x beyond that buffer and investors can lose their entire principal. The estimated initial fair value is expected between $933.60 and $943.60 per $1,000, below the issue price, and any payment is subject to the credit risk of JPMorgan Chase Financial Company LLC and JPMorgan Chase & Co.
JPMorgan Chase & Co. (JPM), via JPMorgan Chase Financial Company LLC, is offering unsecured, unsubordinated Auto Callable Contingent Interest Notes linked to the lesser performance of the iShares Silver Trust (SLV) and the VanEck Semiconductor ETF (SMH), maturing on July 19, 2028 and fully and unconditionally guaranteed by JPMorgan Chase & Co.
The notes pay a Contingent Interest Rate of at least 20.40% per annum (at least $17 per $1,000 monthly) only if, on a Review Date, each fund closes at or above 70% of its Initial Value. They are automatically called (first possible on November 16, 2026) if, on eligible Review Dates, each fund is at or above its Initial Value, returning $1,000 plus that period’s interest. At maturity, if not called and each fund is at or above 60% of its Initial Value (Trigger Value), investors receive $1,000 per note plus any final interest; otherwise, repayment is reduced one-for-one with the loss of the lesser-performing fund, with the potential to lose all principal. The indicative estimated value is $943.10 per $1,000 note and will not be less than $900.00 when finalized, reflecting embedded fees, funding and hedging costs.
JPMORGAN CHASE & CO (JPM), through its wholly owned finance subsidiary JPMorgan Chase Financial Company LLC, is issuing $207,000 of Callable Fixed Rate Notes due August 13, 2029, fully and unconditionally guaranteed by JPMorgan Chase & Co.
The notes pay fixed interest of 4.875% per annum, using a 30/360 day count, with interest payable in arrears on August 13, 2027, August 13, 2028 and at maturity, subject to earlier redemption. Beginning February 13, 2027, and on the 13th calendar day of February, May, August and November through May 13, 2029, the issuer may redeem the notes in whole at par plus accrued interest.
The price to the public is $1,000 per note, including a $2 selling commission, resulting in proceeds to the issuer of $998 per note and aggregate proceeds of $206,586. The notes are unsecured debt obligations, not bank deposits and not insured by the FDIC, and involve the risks described in the referenced risk factor sections.