Welcome to our dedicated page for JPMORGAN CHASE & CO SEC filings (Ticker: JPM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
JPMorgan Chase & Co. filings document a bank holding company with worldwide financial services operations and multiple classes of exchange-listed securities. Periodic reports describe investment banking, consumer and small-business financial services, commercial banking, transaction processing and asset management, along with capital, assets and stockholders’ equity disclosures.
The company’s 8-K filings record material events and identify registered securities including JPM common stock, depositary shares representing fractional interests in non-cumulative preferred stock, and guarantees of notes and exchange-traded notes issued by JPMorgan Chase Financial Company LLC. Proxy materials cover board matters, executive compensation, equity awards, shareholder voting items and other governance disclosures.
JPMorgan Chase & Co (JPM), via subsidiary JPMorgan Chase Financial Company LLC, is issuing $1,000,000 of Medium-Term Notes, Series A, Capped Buffered Enhanced Participation Notes due August 15, 2029, linked to the SPDR Gold Trust (GLD) and fully guaranteed by JPMorgan Chase & Co.
The notes have a $1,000 denomination, no interest, 1.50x upside participation, a cap at 133% of the initial GLD level and a maximum settlement amount of $1,495 per $1,000 note. A 10% buffer protects principal only if GLD’s final level is not more than 10% below the $400.96 initial level; beyond that, losses are leveraged at about 1.1111% per 1% additional decline, down to possible total loss of principal.
The original issue price is 100% of principal, with a 2.60% selling commission and net proceeds of 97.40% to the issuer. The estimated value at pricing is $960.30 per $1,000, reflecting internal funding and hedging costs, so investors pay more than model value and secondary prices are expected to be lower. The notes are unsecured obligations subject to the credit risk of JPMorgan Chase Financial Company LLC and JPMorgan Chase & Co., are not listed, and may be illiquid. U.S. tax treatment is based on treating the notes as open prepaid financial contracts, with additional uncertainty around constructive ownership and Section 871(m) for non‑U.S. holders.
JPMorgan Chase & Co. (JPM), through JPMorgan Chase Financial Company LLC, is offering $600,000 of Uncapped Buffered Digital Notes linked to the lesser performing of the Nasdaq-100 Index and the Russell 2000 Index, fully and unconditionally guaranteed by JPMorgan Chase & Co.
The notes pay no interest and provide exposure at maturity to index appreciation, with a Contingent Digital Return of 15.50% if both indices finish at or above their initial levels, and uncapped upside if the lesser performer rises more than 15.50%. A 10.00% buffer protects against moderate declines, but if either index falls by more than 10%, principal is reduced 1% for each additional 1% decline, up to a 90% loss. The notes, issued in $1,000 minimum denominations, price at $1,000 with selling commissions of $7.25 per note and an issuer-estimated value of $987.60, and are subject to the unsecured credit risk of both JPMorgan Financial and JPMorgan Chase & Co.
JPMORGAN CHASE & CO (JPM), through JPMorgan Chase Financial Company LLC, is offering $2,100,000 of unsecured Auto Callable Contingent Interest and Contingent Leveraged Notes linked to the MSCI Emerging Markets Index, maturing August 15, 2030 and fully and unconditionally guaranteed by JPMorgan Chase & Co.
The notes may pay monthly Contingent Interest Payments of $12.50 per $1,000 (a 15.00% per annum rate) only during the first year and only if, on each day up to a Review Date, the Index stays at or above 90.00% of the Initial Value; once a Trigger Event occurs, all future interest stops. If no Trigger Event occurs by the final Review Date on August 11, 2027, the notes are automatically called for $1,000 plus the final interest payment.
If the notes are not called, the maturity payment equals $1,000 plus $1,000 times the sum of the Index Return and a 10.00% Buffer Amount, multiplied by a 1.11111 Leverage Factor, and can be below principal if the Final Value is less than the Trigger Value. The notes are not listed, carry the credit risk of both JPMorgan Financial and JPMorgan Chase & Co., and have an estimated value of $987 per $1,000 at pricing, below the issue price.
JPMORGAN CHASE & CO (JPM), through JPMorgan Chase Financial Company LLC, is offering $2,500,000 of Auto Callable Buffered Return Enhanced Notes linked to the Nasdaq‑100 Index®. The notes are unsecured, unsubordinated obligations of the subsidiary and fully and unconditionally guaranteed by JPMorgan Chase & Co.
The notes are issued in $1,000 minimum denominations, priced at 100% of principal, with an estimated value of $992 per $1,000. They may be automatically called on August 12, 2027 if the Index is at or above 100% of its initial level, paying $1,143.50 per $1,000 note. If not called, they mature on August 15, 2030 and provide 1.40x leveraged upside on Index gains, a 20% downside buffer, and then 1.25x leveraged losses beyond the buffer. Investors forgo interest and dividends, face possible loss of all principal, bear the credit risk of both JPMorgan entities, and there is no exchange listing, so liquidity may be limited.
JPMorgan Chase & Co. (JPM), via JPMorgan Chase Financial Company LLC, is offering $450,000 of Auto Callable Contingent Interest Notes linked to the MerQube US Tech+ Vol Advantage Index, maturing August 14, 2031 and fully and unconditionally guaranteed by JPMorgan Chase & Co.
The notes pay a contingent coupon of 20.50% per annum (about $17.0833 per $1,000 monthly) only if, on each Interest Review Date, the Index is at or above 80% of the Initial Value. The notes are auto‑callable semiannually starting August 11, 2027 if the Index is at or above its Initial Value, returning $1,000 plus the applicable coupon and ending further payments.
At maturity, if not called and the Index is at or above the 85% Buffer Threshold, investors receive $1,000 plus the final coupon. Below that level, principal is reduced 1% for each 1% Index loss beyond the 15% buffer, with up to an 85% principal loss possible. The underlying Index embeds a 6.0% per annum daily deduction and a notional financing cost, which systematically drags performance versus an equivalent index without these charges.
The price to public is $1,000 per note, including $6.50 in selling commissions, with net proceeds of $993.50 per note to the issuer. The estimated value at pricing was $941.50 per $1,000, reflecting selling, structuring and hedging costs. Payments depend on the credit of JPMorgan Chase Financial Company LLC and JPMorgan Chase & Co., and the notes are unsecured, unsubordinated and not insured or exchange‑listed.
JPMorgan Chase & Co. (JPM), through JPMorgan Chase Financial Company LLC, is issuing $441,000 of Auto Callable Contingent Interest Notes linked to the MerQube US Tech+ Vol Advantage Index, maturing August 14, 2031 and fully and unconditionally guaranteed by JPMorgan Chase & Co.
The notes pay a monthly Contingent Interest Rate of 11.50% per annum only if, on each Interest Review Date, the Index closes at or above 75% of the Initial Value (the Interest Barrier). Quarterly Autocall Review Dates may trigger automatic redemption at $1,000 per note plus any due contingent interest if the Index is at or above the Initial Value, starting August 11, 2027.
If the notes are not called and the Final Value is below the 70% Buffer Threshold, investors lose 1% of principal for each 1% Index decline beyond the 30% Buffer Amount, down to a maximum loss of 70% of principal. The Index embeds a 6.0% per annum daily deduction and a notional financing cost, uses leverage up to 500% to target 35% volatility, and is expected to lag a comparable index without these charges. The notes are unsecured obligations subject to the credit risk of JPMorgan Chase Financial Company LLC and JPMorgan Chase & Co.; the estimated value at pricing was $912.90 per $1,000 note versus a $1,000 issue price.
JPMORGAN CHASE & CO (JPM), through JPMorgan Chase Financial Company LLC, is offering $2,600,000 of Auto Callable Buffered Return Enhanced Notes linked to the MSCI Emerging Markets Index, maturing August 15, 2030 and fully, unconditionally guaranteed by JPMorgan Chase & Co.
The notes may be automatically called on August 12, 2027 if the Index is at or above the Call Value (100% of the Initial Value), paying $1,212.50 per $1,000 note (principal plus a fixed $212.50 call premium) and then terminating. If not called, at maturity investors receive an uncapped leveraged upside of 1.40× any Index gain; principal is protected only within a 20% downside buffer, after which losses accelerate at a 1.25× rate.
The notes pay no interest or dividends, are unsecured obligations subject to the credit risk of both the issuer and guarantor, are not FDIC insured, and will not be listed on an exchange. The Initial Value of the Index was 1,665.44, and the issuer’s estimated value of each $1,000 note at pricing was $985.50, reflecting structuring and hedging costs and use of an internal funding rate.
JPMorgan Chase & Co. (JPM), via JPMorgan Chase Financial Company LLC, is offering $815,000 of Uncapped Digital Barrier Notes linked to the lesser performer of the Russell 2000® Index and the S&P 500® Index, maturing on August 15, 2030 and fully and unconditionally guaranteed by JPMorgan Chase & Co.
The notes provide uncapped, unleveraged upside to any appreciation of the lesser performing index at maturity, with a Contingent Digital Return of 49.00% if both final index levels are at or above their initial levels. If either index finishes below its initial level but both remain at or above 75.00% of initial (the Barrier Amount), investors receive par.
If either index closes below its Barrier Amount, principal is exposed one-for-one to the decline of the lesser performing index, and investors can lose up to 100% of principal. The notes pay no interest or dividends, are unsecured obligations subject to the credit risk of JPMorgan Chase Financial and JPMorgan Chase & Co., and will not be listed on an exchange. Price to public is $1,000 per note, including $6.00 in selling commissions; the issuer’s estimated value at pricing was $977.10 per $1,000 note.
JPMorgan Chase & Co. (through JPMorgan Chase Financial Company LLC) is offering Uncapped Dual Directional Accelerated Barrier Notes due August 22, 2030, linked to the lesser performing of Invesco QQQ, Series 1 and the S&P 500 Index. The notes provide uncapped upside of at least 1.124× any positive return of the lesser-performing underlying at maturity and a capped positive return from moderate declines: if both underlyings finish at or above 65% of their Initial Values, investors receive the absolute value of the lesser-performing underlying’s loss, up to a 35% maximum gain. If either underlying finishes below its 65% Barrier Amount, repayment is fully at risk and investors lose 1% of principal for each 1% decline in the lesser-performing underlying, up to total loss of principal. The notes pay no interest or dividends, are unsecured obligations of JPMorgan Chase Financial fully and unconditionally guaranteed by JPMorgan Chase & Co., and are subject to both entities’ credit risk. The price to the public is $1,000 per note, while the estimated value, driven by internal models and funding rates, would be about $978.50 per $1,000 note if priced on the reference date and will not be less than $900 at pricing.
JPMORGAN CHASE & CO (JPM), via JPMorgan Chase Financial Company LLC, is offering structured Review Notes linked to the MerQube US Tech+ Vol Advantage Index, maturing on August 14, 2031, with a total offering of $579,000 in $1,000 denominations, fully and unconditionally guaranteed by JPMorgan Chase & Co.
The notes may be automatically called on scheduled Review Dates starting August 16, 2027 if the Index is at or above 90% of its Initial Value, paying $1,000 plus a fixed call premium (from 16.65% on the first Review Date up to 83.25% on the final Review Date). If not called, principal is protected only within a 20% buffer; if the Index falls more than 20%, investors lose 1% of principal for each additional 1% decline, up to an 80% loss.
The Index embeds a 6.0% per annum daily deduction and a daily notional financing cost (SOFR plus 0.50% per annum) on its QQQ-based exposure, so it will trail a comparable index without such deductions and can decline even if the underlying strategy is flat or modestly positive. The estimated value of each note at pricing was $943.80 versus the $1,000 issue price, reflecting selling commissions and hedging and structuring costs. Payments depend on the credit risk of both the issuing subsidiary and JPMorgan Chase & Co., and the notes will not be listed, so liquidity may be limited.