Welcome to our dedicated page for JPMORGAN CHASE & CO SEC filings (Ticker: JPM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
JPMorgan Chase & Co. filings document a bank holding company with worldwide financial services operations and multiple classes of exchange-listed securities. Periodic reports describe investment banking, consumer and small-business financial services, commercial banking, transaction processing and asset management, along with capital, assets and stockholders’ equity disclosures.
The company’s 8-K filings record material events and identify registered securities including JPM common stock, depositary shares representing fractional interests in non-cumulative preferred stock, and guarantees of notes and exchange-traded notes issued by JPMorgan Chase Financial Company LLC. Proxy materials cover board matters, executive compensation, equity awards, shareholder voting items and other governance disclosures.
JPMorgan Chase Financial Company LLC plans to issue Capped Return Enhanced Notes linked to the S&P 500 Index, fully and unconditionally guaranteed by JPMorgan Chase & Co., maturing on August 7, 2031. The notes provide leveraged upside to the Index, based on arithmetic averages over long Initial and Ending Averaging Date windows, but upside is capped at a Maximum Return of at least 119.38%, corresponding to a maximum payment of at least $2,193.80 per $1,000 note.
The payoff uses three tiers of participation: Upside Leverage Factor 1 of 0.66 for modest gains, Upside Leverage Factor 2 of 4.00 between a 33% and 41% Index gain, and Upside Leverage Factor 3 of at least 1.60 above 41%, all subject to the cap. If the Final Value is below the Initial Value, investors lose 1% of principal for each 1% Index decline and can lose their entire investment. The notes pay no interest or dividends, are unsecured obligations subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co., will not be listed on any exchange, and may trade below the issue price. The indicative estimated value is $982.60 per $1,000 note, and will not be less than $950.00 at pricing.
JPMorgan Chase Financial Company LLC is offering $980,000 of Uncapped Accelerated Barrier Notes linked to the MerQube US Tech+ Vol Advantage Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. Each note has a $1,000 denomination and matures on August 7, 2031.
At maturity, if the Index is above its Initial Value of 13,559.37, investors receive 2.91 times the Index gain. If the Final Value is at or above the Barrier Amount of 6,779.685 (50% of the Initial Value), principal is returned. Below the barrier, losses match the Index decline, up to total loss of principal.
The Index embeds a 6.0% per annum daily deduction and a daily notional financing cost on its QQQ-based exposure, which drags performance versus an equivalent index without such charges. The notes pay no interest, offer no dividends, are unsecured, and are subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co.
JPMorgan Chase Financial Company LLC is issuing $1,000,000 in Auto Callable Yield Notes linked to the least performing of the S&P 500, EURO STOXX 50 and Nikkei 225, maturing on August 6, 2027, and fully and unconditionally guaranteed by JPMorgan Chase & Co.
The notes pay interest at 12.20% per annum, or 1.01667% per month, as long as they remain outstanding. They are automatically called, with payment of principal plus the applicable interest, if on any non-final Review Date each index closes at or above its Initial Value. If not called and each index finishes at or above 75% Trigger Value of its Initial Value, investors receive principal plus final interest at maturity. If any index closes below its Trigger Value on the final Review Date, repayment of principal is reduced by the negative return of the Least Performing Index, and investors can lose more than 25% and up to all of principal.
The notes are unsecured, unsubordinated obligations subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co. The price to public is $1,000 per note, including $16.50 in selling commissions, with an estimated value of $971.00 per $1,000 at pricing, and are not listed on any exchange, so liquidity depends on JPMS making a secondary market.
JPMorgan Financial is offering structured Capped Dual Directional Buffered Equity Notes linked to the S&P 500® Index, due August 15, 2029, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes provide unleveraged exposure to index moves with a Maximum Upside Return of 36.70%.
At maturity, if the index is above its initial level, investors receive principal plus the index gain, capped at 36.70%. If the index is at or below its initial level but down by no more than the 20.00% Buffer Amount, investors receive a positive return equal to the absolute index decline, up to 20.00%. If the index falls by more than 20.00%, investors lose 1% of principal for each 1% additional decline and can lose up to 80.00% of principal.
The notes pay no interest, do not provide dividends, are issued in $1,000 minimum denominations, and will not be listed on any exchange. If priced today, the estimated value would be about $984.10 per $1,000 note and will not be less than $900.00 per $1,000 at pricing. Payments are subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co.
JPMorgan Chase Financial Company LLC is offering Auto Callable Buffered Return Enhanced Notes due August 16, 2029, linked to the lesser performance of Amazon.com common stock and Alphabet Class A common stock, fully and unconditionally guaranteed by JPMorgan Chase & Co.
The notes may be automatically called on August 16, 2027 if each stock is at or above its Call Value, paying $1,000 plus a Call Premium of at least $186.50 per $1,000 note. If not called and each Final Value exceeds its Initial Value, investors receive an uncapped return of 1.50 times the lesser performing stock’s gain.
A 40.00% Buffer Amount protects principal against moderate declines, but if either stock falls by more than 40%, holders lose 1% of principal for each 1% beyond the buffer, up to a 60.00% loss of principal. The notes pay no interest or dividends and are unsecured, subject to the credit risk of both the issuer and guarantor. The estimated value is about $972.60 per $1,000 note at pricing, and will not be less than $940.00.
JPMorgan Chase Financial Company LLC is offering $300,000 of Auto Callable Yield Notes linked to the common stock of Albemarle Corporation, fully and unconditionally guaranteed by JPMorgan Chase & Co. Each note has a $1,000 principal amount.
The notes pay 14.45% per annum, credited monthly at 1.20417%, as long as the notes remain outstanding. They may be automatically called on scheduled review dates starting July 30, 2027 if Albemarle’s share price is at or above the Strike Value of $117.76, returning $1,000 plus the applicable interest payment.
If not called, and the final stock price is at or above the Trigger Value of $58.88 (50% of the Strike), investors receive $1,000 plus the final interest payment. If the final price is below the Trigger, repayment is reduced dollar-for-dollar with the stock decline from the Strike, so investors can lose more than 50% and up to all principal. The notes are unsecured, unsubordinated obligations subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co., are not listed, and have an estimated value of $971.10 per $1,000 note, below the issue price.
JPMorgan Chase Financial Company LLC is offering Auto Callable Contingent Interest Notes due August 10, 2028, linked to the Class A common stock of Chewy, Inc. (CHWY) and fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes pay a Contingent Interest Rate of at least 15.00% per annum (at least 1.25% per month), or at least $12.50 per $1,000 note on each monthly Review Date, but only if Chewy’s stock closes at or above the Interest Barrier of 47.50% of the Initial Value. Missed coupons can be paid later if a subsequent Review Date is at or above the barrier.
The notes are auto-callable on monthly Review Dates from February 8, 2027 (excluding the first five and final dates) if Chewy’s stock is at or above its Initial Value, returning $1,000 plus the applicable coupon and any unpaid coupons. If the notes are not called and the Final Value is at or above the Trigger Value (also 47.50% of Initial Value), investors receive $1,000 plus due coupons. If the Final Value is below the Trigger Value, maturity payment is $1,000 + ($1,000 × Stock Return), so investors lose 1% of principal for each 1% decline from the Initial Value and can lose their entire investment. The notes are unsecured obligations subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co., are offered in $1,000 minimum denominations and are not listed on any exchange.
JPMorgan Chase Financial Company LLC is offering $456,000 of index-linked notes due August 7, 2031, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes are linked to the least performing of the S&P 500 Index, Nasdaq-100 Index and Russell 2000 Index.
For each $1,000 note, investors receive full principal repayment at maturity plus an Additional Amount, if any, equal to $1,000 × the Least Performing Index Return × the 112.90% participation rate, with the Additional Amount floored at zero. If any index is at or below its initial level, the return is limited to principal only.
The price to the public is $1,000 per note, including $10 in fees, with net proceeds of $451,440. The estimated value is $976.30 per $1,000 note. The notes pay no interest or dividends, carry credit risk of both JPMorgan entities, may be illiquid, and are expected to be treated as contingent payment debt instruments for U.S. tax purposes, using a 4.55% comparable yield and a projected maturity payment of $1,252.50 per $1,000.
JPMorgan Chase Financial Company LLC is offering auto callable contingent interest notes linked to Alphabet Inc. Class A common stock, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes are scheduled to settle on or about August 14, 2026 and mature on August 16, 2028, with minimum denominations of $1,000.
Holders receive a contingent interest rate of at least 10.00% per annum, paid quarterly (at least 2.50% per quarter), but only for Review Dates when Alphabet’s share price is at or above 60.00% of the Initial Value, the Interest Barrier. Missed coupons can be paid later if the barrier is subsequently met. The notes are automatically called (no further payments) if on any non-first, non-final Review Date, beginning February 11, 2027, the stock closes at or above the Initial Value; investors then receive $1,000 plus the due and unpaid contingent interest.
If the notes are not called and the Final Value is at least the Trigger Value (also 60.00% of the Initial Value), investors receive $1,000 plus all applicable contingent interest. If the Final Value is below the Trigger Value, repayment equals $1,000 plus $1,000×Stock Return, so investors lose more than 40.00% of principal and could lose it all. The notes are unsecured obligations subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co. The estimated value, if priced today, is about $970.00 per $1,000 note and will not be less than $940.00 at pricing, reflecting embedded fees and hedging costs.
JPMorgan Chase Financial Company LLC is offering Auto Callable Contingent Interest Notes linked to the common stock of Netflix, Inc., fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes pay a contingent coupon of at least 11.50% per annum, payable monthly, but only if on a Review Date Netflix’s share price is at or above an Interest Barrier equal to 60.00% of the Initial Value. Missed coupons can be made up later if the barrier is met on a subsequent Review Date.
The notes may be automatically called on any Review Date from February 8, 2027 (excluding the first five and final Review Dates) if Netflix’s share price is at or above the Initial Value, in which case investors receive principal plus the applicable coupon and any unpaid coupons, and the product terminates early. At maturity on August 10, 2028, if the notes have not been called and the Final Value is at or above the 60.00% Trigger Value, investors receive principal plus the final and any unpaid coupons. If the Final Value is below the Trigger Value, repayment is reduced one-for-one with Netflix’s decline, leading to a loss of more than 40% and potentially all principal.
The notes are unsecured, unsubordinated obligations of JPMorgan Chase Financial, subject to the credit risk of both the issuer and JPMorgan Chase & Co. The minimum denomination is $1,000. Selling commissions can be up to $17.50 per $1,000 and a structuring fee up to $1.00 per $1,000. The estimated value is currently about $970 per $1,000 and will not be less than $940 per $1,000, reflecting embedded costs and dealer margins.