Welcome to our dedicated page for JPMORGAN CHASE & CO SEC filings (Ticker: JPM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
JPMorgan Chase & Co. filings document a bank holding company with worldwide financial services operations and multiple classes of exchange-listed securities. Periodic reports describe investment banking, consumer and small-business financial services, commercial banking, transaction processing and asset management, along with capital, assets and stockholders’ equity disclosures.
The company’s 8-K filings record material events and identify registered securities including JPM common stock, depositary shares representing fractional interests in non-cumulative preferred stock, and guarantees of notes and exchange-traded notes issued by JPMorgan Chase Financial Company LLC. Proxy materials cover board matters, executive compensation, equity awards, shareholder voting items and other governance disclosures.
JPMorgan Chase Financial Company LLC is offering auto callable contingent interest notes linked to the MerQube US Tech+ Vol Advantage Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes pay a contingent monthly coupon only if, on each Interest Review Date, the Index is at or above 80.00% of its Initial Value. They may be automatically called semiannually from August 11, 2027 onward if the Index is at or above the Initial Value, returning principal plus the applicable coupon.
If not called, and on the final Review Date the Index is at or above the 85.00% Buffer Threshold, investors receive principal plus the final coupon; if the Index is below that level, maturity payment is reduced by losses beyond a 15.00% buffer, with up to 85.00% principal loss possible. The Index embeds a 6.0% per annum daily deduction and a notional financing cost that drag on performance. The notes are unsecured obligations with an estimated value of about $943.30 per $1,000 (not less than $900) and are subject to the credit risk of both the issuer and guarantor.
JPMorgan Chase Financial Company LLC is offering Digital Equity Notes due 2028, fully and unconditionally guaranteed by JPMorgan Chase & Co. Each note has a $1,000 principal amount and is linked to the S&P 500® Index. The notes pay no interest and will not be listed on any exchange or be redeemable before maturity.
At maturity on September 13, 2028, if the S&P 500® final level is at least 85.00% of its initial level, investors receive a fixed threshold settlement amount, expected between $1,161.80 and $1,190.30 per $1,000 note (a capped return, with a cap level expected between 116.18% and 119.03% of the initial level). If the index falls more than 15.00%, principal is lost on a leveraged basis at approximately 1.1765% for each 1% decline beyond the 15% buffer, up to a total loss of principal.
The estimated value at pricing is expected between $973.10 and $983.10 per $1,000, below the 100% issue price, reflecting structuring, hedging costs and fees. Any payment depends on the credit of JPMorgan Chase Financial Company LLC as issuer and JPMorgan Chase & Co. as guarantor. The tax treatment is uncertain; special tax counsel believes it is reasonable to treat the notes as open transactions (prepaid financial contracts), but the IRS could challenge this treatment.
JPMorgan Financial is offering S&P 500®-linked Uncapped Accelerated Barrier Notes due August 19, 2031, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes provide an uncapped leveraged upside, paying at maturity 1.1425 times any positive Index return, with no periodic interest or dividends.
Principal is at risk. If the S&P 500® Final Value is at or above 90% of its Initial Value, investors receive at least their $1,000 principal per note; below that 90% Barrier Amount, repayment is reduced 1% for every 1% Index decline, down to a potential total loss. The notes are unsecured, unsubordinated obligations subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co.
The minimum denomination is $1,000. If priced on the indicated date, the estimated value would be about $987 per $1,000 note and will not be less than $900, reflecting embedded costs and internal funding assumptions. The notes will not be listed, secondary liquidity may be limited, and any secondary prices are expected to be below the original issue price. U.S. tax treatment is expected to follow an open-transaction, prepaid financial contract approach, but could be affected by future IRS guidance.
JPMorgan Chase Financial Company LLC is issuing Trigger Autocallable GEARS, unsecured notes linked to the common stock of The Walt Disney Company, fully and unconditionally guaranteed by JPMorgan Chase & Co. Each Security has a $10 principal amount and a term of about three years, maturing on August 9, 2029, unless automatically called earlier.
If on the August 12, 2027 Observation Date Disney’s share price is at or above the Autocall Barrier of $98.18 (100% of the Initial Value), the notes are automatically called and pay the principal plus a Call Return of at least 19.25%, with no further upside participation. If not called and the Underlying Return at maturity is positive, investors receive principal plus the Underlying Return multiplied by an Upside Gearing of 1.55. If not called and the Final Value is at or above the Downside Threshold of $73.64 (75% of Initial Value), principal is repaid. If the Final Value is below the Downside Threshold, repayment is reduced one-for-one with Disney’s decline from the Initial Value, up to a total loss of principal.
The notes pay no interest or dividends, are not FDIC insured, and expose investors to both market risk in Disney stock and the credit risk of JPMorgan Financial and JPMorgan Chase & Co. The issue price is $10.00 per note, while the estimated value is approximately $9.693 and will not be less than $9.30 per $10 note when finalized.
JPMorgan Chase Financial Company LLC is offering $552,000 of Callable Contingent Interest Notes linked to the Class A common stock of Palantir Technologies Inc., fully and unconditionally guaranteed by JPMorgan Chase & Co. Each note has a $1,000 denomination and matures on February 8, 2027, with an issuer call option on November 6, 2026.
Investors may receive a Contingent Interest Payment of $9.75 per $1,000 (0.975% per month, 5.85% over the term) for each Review Date on which Palantir’s closing price is at least 50% of the Initial Value, set at $125.65, implying an Interest Barrier and Trigger Value of $62.825. If the notes are not called and the Final Value is below the Trigger Value, repayment at maturity is reduced dollar-for-dollar with the stock decline, so investors can lose more than half, up to all, of principal.
The notes are unsecured, unsubordinated obligations subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co. The price to public is $1,000 per note, including $8.50 in fees, while the issuer’s estimated value is $981.40, reflecting embedded costs and hedging economics. The notes will not be listed, and secondary market liquidity and pricing are uncertain.
JPMorgan Chase Financial Company LLC is offering structured yield notes due February 19, 2027, linked to the lesser performing of the SPDR S&P 500 ETF Trust (SPY) and the Invesco QQQ, Series 1 (QQQ), fully and unconditionally guaranteed by JPMorgan Chase & Co.
The notes pay interest of at least 3.73% over the term, at a rate of at least 0.62167% per month, with minimum denominations of $1,000. At maturity, if each fund’s final value is at least 75% of its Initial Value (its Trigger Value), investors receive full principal plus the final interest payment. If either fund finishes below its Trigger Value, repayment is reduced by the full percentage decline of the lesser-performing fund, so investors can lose more than 25% and up to all of principal.
The notes are unsecured, unsubordinated obligations subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co. They will not be listed, may have limited or no liquidity, and their estimated value at pricing will be below the $1,000 issue price, not less than $960 per note, reflecting selling commissions, hedging costs and issuer funding spreads.
JPMorgan Chase Financial Company LLC is offering unsecured, auto callable notes due August 16, 2029, fully and unconditionally guaranteed by JPMorgan Chase & Co., linked to the least performing of Alphabet Class A, Microsoft and Amazon common stock. The notes may be automatically called on August 16, 2027 if each stock’s closing price is at or above 100% of its Initial Value, paying $1,000 plus a Call Premium Amount of at least $105.50 per $1,000 and then terminating.
If not called, at maturity investors receive $1,000 plus an Additional Amount equal to $1,000 × Least Performing Stock Return × 150% Participation Rate, with the Additional Amount floored at zero, so principal is repaid but upside depends solely on the worst-performing stock. Investors forgo interest and dividends and are exposed to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co. The estimated value is about $972.60 per $1,000 note if priced on the example date and will not be less than $940.00, reflecting selling commissions, hedging costs and the issuer’s internal funding rate. The notes are expected to price on or about August 12, 2026 and settle on or about August 17, 2026, in minimum denominations of $1,000, and will not be listed, which may limit liquidity.
JPMorgan Chase Financial Company LLC offers Auto Callable Contingent Interest Notes linked to Blackstone Inc. common stock, due August 10, 2028, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes pay a contingent quarterly coupon of at least 3.00% (at least 12.00% per annum) for each Review Date on which Blackstone’s share price closes at or above 55.00% of the Initial Value, with unpaid coupons accruing and potentially paid later.
The notes are auto-callable if, on any Review Date other than the first and final, the share price is at or above the Initial Value; in that case investors receive $1,000 per note plus the applicable and any unpaid coupons, and the notes terminate. If not called and the Final Value is at or above the 55.00% Trigger Value, investors receive principal plus the final and any unpaid coupons. If the Final Value is below the Trigger Value, repayment is $1,000 plus $1,000 × Stock Return, so investors lose more than 45.00% of principal and could lose it all. The minimum denomination is $1,000. The indicative estimated value is approximately $960 per $1,000 note and will not be less than $940, reflecting embedded costs and hedging. Payments are subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co., and the notes are unsecured, unsubordinated, and not FDIC insured.
JPMorgan Chase Financial Company LLC, fully guaranteed by JPMorgan Chase & Co., is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Lam Research Corporation. Each Note has a $10 issue price and a term of approximately one year, from the August 5, 2026 trade date to the August 9, 2027 maturity, unless called earlier.
The Notes pay a quarterly contingent coupon at a rate expected to be, but not less than, 33.05% per annum (at least $0.8263 per $10 Note per quarter) only if Lam Research’s stock closes at or above the Coupon Barrier on the relevant Observation Date. The Notes are automatically called if the stock closes at or above the Initial Value of $317.74 on any Observation Date, in which case investors receive principal plus the applicable coupon and no further payments.
If not called, and the Final Value is at or above the Downside Threshold of $158.87 (50.00% of the Initial Value and equal to the Coupon Barrier), investors receive principal plus the final coupon. If the Final Value is below the Downside Threshold, repayment is reduced to $10 × (1 + Underlying Return), exposing investors to the full downside of the stock below that level and potentially resulting in a substantial or total loss of principal. The Notes are unsecured, unsubordinated obligations, not listed on any exchange, and their payment depends on the credit of JPMorgan Chase Financial Company LLC and JPMorgan Chase & Co. The estimated value is approximately $9.63 per $10 Note if priced as of the preliminary terms and will not be less than $9.30 per $10 Note when finalized.
JPMorgan Chase Financial Company LLC is offering $12,000,000 of Medium-Term Notes, Series A, fixed coupon index-linked notes due August 5, 2027, linked to the S&P 500 Index and fully and unconditionally guaranteed by JPMorgan Chase & Co.
The notes pay a fixed coupon of $17.30 per $1,000 (1.73% quarterly, 6.92% per annum) regardless of index performance. Principal repayment depends on the S&P 500® level on the August 3, 2027 determination date. If the index closes at or above the trigger buffer level of 80% of the 7,600.50 initial level, investors receive full principal at maturity; otherwise, they lose 1% of principal for each 1% index decline from the initial level, up to a total loss of principal. There is no upside participation beyond the coupons.
The original issue price is 100% of principal, with a 1.00% underwriting commission and 99.00% net proceeds to the issuer. The estimated value is $985.20 per $1,000, reflecting selling, structuring and hedging costs. The notes are unsecured obligations subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co., are not FDIC insured, are not redeemable by the issuer, and will not be listed, so liquidity may be limited. The tax treatment is complex, involving a put option/deposit characterization and potential future changes in U.S. tax rules.