Welcome to our dedicated page for JPMORGAN CHASE & CO SEC filings (Ticker: JPM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
JPMorgan Chase & Co. filings document a bank holding company with worldwide financial services operations and multiple classes of exchange-listed securities. Periodic reports describe investment banking, consumer and small-business financial services, commercial banking, transaction processing and asset management, along with capital, assets and stockholders’ equity disclosures.
The company’s 8-K filings record material events and identify registered securities including JPM common stock, depositary shares representing fractional interests in non-cumulative preferred stock, and guarantees of notes and exchange-traded notes issued by JPMorgan Chase Financial Company LLC. Proxy materials cover board matters, executive compensation, equity awards, shareholder voting items and other governance disclosures.
JPMorgan Chase Financial Company LLC, fully guaranteed by JPMorgan Chase & Co., is offering 5-year, auto callable contingent interest notes linked to the MerQube US Tech+ Vol Advantage Index. The Index references an unfunded total return position on the Invesco QQQ Trust, reduced by a 6.0% per annum daily deduction and a daily notional financing cost.
The notes pay a contingent interest rate of at least 12.25% per annum, or at least 3.0625% per quarter, but only if on a quarterly review date the Index is at or above an interest barrier equal to 60% of the initial value
If not called, and the final Index value is at or above the 60% trigger value, investors receive principal back plus the final contingent interest payment. If the final value is below the trigger, repayment is $1,000 + ($1,000 × Index return), exposing investors to 1-for-1 downside and potential total loss of principal. The estimated value will be at least $900 per $1,000 note, and all payments are subject to the credit risk of the issuer and guarantor.
JPMorgan Chase Financial Company LLC, fully guaranteed by JPMorgan Chase & Co., is offering 3-year non-call 6-month auto callable contingent interest notes linked to the MerQube US Tech+ Vol Advantage Index. The Index reflects a 6.0% per annum daily deduction and a notional financing cost on the QQQ Fund exposure, with dynamic leverage between 0% and 500% of the underlying asset.
The notes pay a contingent interest rate of at least 11.50% per annum, or at least 2.875% per quarter, but only for quarters when the Index level on a review date is at or above the Interest Barrier of 60% of the Initial Value. If on any review date other than the first and final the Index is at or above the Initial Value, the notes are automatically called, paying $1,000 plus the applicable contingent interest, and then terminate.
If not called, and on the final review date the Index is at or above the Trigger Value of 60% of the Initial Value, investors receive $1,000 plus the final contingent interest payment. If the Final Value is below the Trigger Value, repayment is reduced by the full negative Index return, so investors lose 1% of principal for each 1% decline from the Initial Value and can lose their entire principal. The estimated value when set will be not less than $900 per $1,000 note. All payments are subject to the credit risk of JPMorgan Chase Financial Company LLC and JPMorgan Chase & Co., and the notes may be illiquid and may not pay any interest.
JPMorgan Chase Financial Company LLC, fully guaranteed by JPMorgan Chase & Co., is offering 5-year non-call 6-month auto callable contingent interest notes linked to the MerQube US Small-Cap Vol Advantage Index. The notes have a minimum denomination of $1,000, a pricing date of August 31, 2026, quarterly review dates, a final review date of September 2, 2031 and a maturity date of September 5, 2031.
The notes pay a contingent interest rate of at least 14.50% per annum, or at least 3.625% per quarter, only if on a review date the index level is at or above the Interest Barrier, set at 60.00% of the Initial Value. If on any review date other than the first and final, the index is at or above its Initial Value, the notes are automatically called and pay $1,000 plus the applicable contingent interest, with no further payments.
If not called, and on the final review date the index is at or above the Trigger Value (60.00% of Initial Value), investors receive $1,000 plus the final contingent interest. If the final index value is below the Trigger Value, repayment equals $1,000 + ($1,000 × Underlying Return), resulting in losses of more than 40% of principal and possibly a total loss. The underlying index can vary its futures exposure between 0% and 500% and is subject to a 6.0% per annum daily deduction$900.00 per $1,000 principal amount, and all payments are subject to the credit risk of the issuer and guarantor.
JPMorgan Chase Financial Company LLC, fully guaranteed by JPMorgan Chase & Co., is offering 5-year North America Structured Investments Auto Callable Contingent Interest Notes linked to the MerQube US Large-Cap Vol Advantage Index (MQUSLVA). The index provides rules-based exposure to E-Mini S&P 500 futures with 0%–500% leverage and includes a 6.0% per annum daily deduction.
The notes pay a contingent interest rate of at least 11.75% per annum, or at least 2.9375% per quarter, only if on a quarterly review date the index is at or above an Interest Barrier equal to 50.00% of the Initial Value. The same 50.00% level serves as the Trigger Value for principal protection at maturity.
Beginning after the first three review dates, the notes are automatically called if the index is at or above its Initial Value on a review date, returning $1,000 plus the applicable contingent interest per note, with no further payments. If the notes are not called and the Final Value is below the Trigger Value, repayment of principal is reduced dollar-for-dollar with the index loss, so investors can lose more than 50% and up to all of their principal. The minimum denomination is $1,000, and the estimated value when set will not be less than $900 per $1,000 note. All payments are subject to the credit risk of the issuer and guarantor.
JPMorgan Chase Financial Company LLC, fully guaranteed by JPMorgan Chase & Co., is offering Auto Callable Contingent Interest Notes linked to the MerQube US Large-Cap Vol Advantage Index. The notes have a 5-year term, quarterly review dates, and a minimum denomination of $1,000.
The notes pay a contingent interest rate of at least 14.50% per annum, or at least 3.625% per quarter, but only if on a review date the index level is at or above the Interest Barrier, set at 60% of the Initial Value. The index level reflects a 6.0% per annum daily deduction and can use leveraged futures exposure up to 500%.
The notes are automatically called if on any non-initial, non-final review date the index closes at or above the Initial Value, in which case investors receive $1,000 plus the applicable contingent interest and no further payments. If not called, and at maturity the index is at or above the Trigger Value (60% of Initial Value), investors receive $1,000 plus the final contingent interest. If the final index value is below the Trigger Value, the payoff is $1,000 + ($1,000 × Underlying Return), so investors lose 1% of principal for each 1% index decline from the Initial Value and can lose their entire investment. The estimated value at pricing will be no less than $900 per $1,000 note, and all payments are subject to the credit risk of the issuer and guarantor.
JPMorgan Chase Financial Company LLC, fully guaranteed by JPMorgan Chase & Co., is offering 3-year, auto-callable contingent interest notes linked to the MerQube US Large-Cap Vol Advantage Index, which uses leveraged E-Mini S&P 500 futures exposure (0%–500%) and embeds a 6.0% per annum daily deduction.
The notes pay a contingent interest rate of at least 13.50% per annum, or at least 3.375% quarterly, only if on a quarterly review date the index level is at or above 60% of the initial value. Starting six months after issuance, the notes are automatically called on any non-first, non-final review date when the index is at or above its initial level, returning $1,000 plus the contingent interest for that period.
If not called, and on the final review date the index is at or above the 60% trigger value, investors receive $1,000 plus the final contingent interest. If the final index value is below the trigger, principal is reduced 1:1 with the index loss from the initial level, so investors can lose more than 40% and up to all principal. The estimated value at pricing will be at least $900 per $1,000 note, and returns are subject to the credit risk of both issuer and guarantor.
JPMorgan Chase Financial Company LLC, guaranteed by JPMorgan Chase & Co., is offering 5-year, auto-callable contingent interest notes linked to the MerQube US Tech+ Vol Advantage Index, with quarterly review dates and a minimum denomination of $1,000. The index dynamically allocates exposure to an unfunded position in the Invesco QQQ Trust, with exposure between 0% and 500%, and is reduced by a 6.0% per annum daily deduction plus a notional financing cost.
The notes pay a quarterly contingent interest rate of at least 11.75% per annum (at least 2.9375% per quarter) only if the index level on a review date is at or above the interest barrier, set at 50.00% of the initial value. If on any applicable review date (other than the first three and the final) the index closes at or above its initial value, the notes are automatically called at $1,000 plus that period’s contingent interest, and no further payments are made.
At maturity, if not previously called and the final index value is at or above the trigger value of 50.00% of the initial value, investors receive $1,000 plus the final contingent interest. If the final value is below the trigger, repayment equals $1,000 plus $1,000 times the underlying return, resulting in more than 50% loss of principal and potentially a total loss. The bank states the estimated value at pricing will be at least $900 per $1,000 note, and all payments are subject to the credit risk of the issuer and guarantor.
JPMorgan Chase Financial Company LLC, fully guaranteed by JPMorgan Chase & Co., is offering auto callable contingent interest notes linked to the MerQube US Tech+ Vol Advantage Index, which reflects a 6.0% per annum daily deduction and a notional financing cost on the QQQ Fund component.
The notes have a pricing date of August 31, 2026, quarterly review dates, a final review date of September 2, 2031, and a maturity date of September 5, 2031, with a minimum denomination of $1,000. They pay a contingent interest rate of at least 14.50% per annum (at least 3.625% per quarter) only if the Index is at or above a 60% Interest Barrier on a review date, and may pay no interest.
The notes are auto callable if, on any review date other than the first and final, the Index is at or above its initial level, returning principal plus the applicable contingent interest. If not called, and the final Index value is at or above 60% of the initial level (the Trigger Value), investors receive principal plus the final contingent interest; if below 60%, repayment equals $1,000 plus $1,000 times the Index return, leading to losses greater than 40% and up to a total loss of principal. The estimated value when set will be at least $900 per $1,000 note, and all payments are subject to the credit risk of JPMorgan Chase Financial Company LLC and JPMorgan Chase & Co., along with liquidity, structural and index-related risks.
JPMorgan Chase Financial Company LLC, fully guaranteed by JPMorgan Chase & Co., is offering Auto Callable Contingent Interest Notes linked to the MerQube US Tech+ Vol Advantage Index. The Index dynamically adjusts exposure to an unfunded total-return position on the Invesco QQQ Trust with a maximum 500% leverage, a 6.0% per annum daily deduction, and an additional daily notional financing cost on the Underlying Asset.
The notes have a minimum denomination of $1,000, a pricing date of August 31, 2026, quarterly review dates, a final review date of August 31, 2029, and mature on September 6, 2029. They offer a contingent interest rate of at least 13.50% per annum, paid quarterly if on a review date the Index is at or above the Interest Barrier/Trigger Value of 60% of the Initial Value. If on any review date other than the first and final the Index is at or above its Initial Value, the notes are automatically called and pay $1,000 plus the applicable contingent interest, with no further payments.
If not called, and the Final Value is at or above the Trigger Value, investors receive $1,000 plus the final contingent interest. If the Final Value is below the Trigger Value, repayment is $1,000 + ($1,000 × Underlying Return), so losses exceed 40% and can reach 100%. The estimated value will not be less than $900 per $1,000 note, and all payments are subject to the credit risk of the issuer and guarantor. The product carries significant risks, including lack of principal protection, potential non-payment of interest, leverage and volatility risks in the Index, limited upside to interest only, and limited liquidity.
JPMorgan Chase Financial Company LLC is offering auto callable contingent interest notes due August 16, 2029, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes pay a Contingent Interest Payment on each Review Date only if the closing price of one share of both Home Depot and McDonald’s is at or above 60.00% of its Initial Value, an Interest Barrier. Missed coupons can be paid later if a subsequent Review Date meets the barrier condition.
The notes may be automatically called as early as February 11, 2027 if, on an applicable Review Date (other than specified early and final dates), the price of one share of each stock is at or above its Initial Value, in which case investors receive $1,000 per note plus the current and any unpaid contingent interest, and the product terminates. If not called, and at maturity either stock’s Final Value is below its Trigger Value (60% of Initial Value), investors receive $1,000 plus $1,000 times the Lesser Performing Stock Return, risking a substantial or total loss of principal.
The notes have a minimum denomination of $1,000. The Contingent Interest Rate will be at least 11.50% per annum, paid monthly if conditions are met. If priced today, the estimated value would be about $980 per $1,000 note and will not be less than $950 per $1,000 at pricing. The notes are unsecured obligations subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co. and will not be listed on any securities exchange, with secondary market prices expected to be below the original issue price.