Welcome to our dedicated page for JPMORGAN CHASE & CO SEC filings (Ticker: JPM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
JPMorgan Chase & Co. filings document a bank holding company with worldwide financial services operations and multiple classes of exchange-listed securities. Periodic reports describe investment banking, consumer and small-business financial services, commercial banking, transaction processing and asset management, along with capital, assets and stockholders’ equity disclosures.
The company’s 8-K filings record material events and identify registered securities including JPM common stock, depositary shares representing fractional interests in non-cumulative preferred stock, and guarantees of notes and exchange-traded notes issued by JPMorgan Chase Financial Company LLC. Proxy materials cover board matters, executive compensation, equity awards, shareholder voting items and other governance disclosures.
JPMorgan Chase Financial Company LLC is issuing $3,834,000 of unsecured, unsubordinated Auto Callable Contingent Interest Notes linked to the MerQube US Large-Cap Vol Advantage Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes are scheduled to mature on August 12, 2032, unless automatically called on a quarterly Autocall Review Date beginning August 9, 2027 if the Index closing level is at least the Initial Value.
Investors may receive a Contingent Interest Payment at a rate of 17.80% per annum (1.48333% per month) for each monthly Interest Review Date on which the Index is at or above 70.00% of the Initial Value (the Interest Barrier). If the notes are not called and the Final Value is below the 50.00% Trigger Value, principal is reduced 1% for each 1% Index decline, down to zero. The Index embeds a 6.0% per annum daily deduction, which drags performance and can offset positive futures returns. The price to the public is $1,000 per note, including $9 in fees, with estimated value of $923.40 per note. Any payments depend on the credit of JPMorgan Financial and JPMorgan Chase & Co., and the notes are not insured or bank deposits.
JPMorgan Chase Financial Company LLC is issuing $1,060,000 of Auto Callable Contingent Interest Notes linked to the lesser performing of the Russell 2000 Index and the S&P 500 Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes have a maturity date of August 16, 2027, minimum denominations of $1,000, and pay a Contingent Interest Rate of 8.80% per annum (2.20% quarterly) only if on a Review Date the closing level of each index is at or above 60.00% of its Initial Value, the Interest Barrier. The notes are automatically called if on any non-final Review Date both indices are at or above their Initial Values, returning $1,000 plus the applicable contingent interest and ending further payments.
If not called, and a Trigger Event has not occurred or the Final Value of each index is at or above its Initial Value, investors receive principal plus the final contingent interest. If a Trigger Event occurs (either index falls below 60% of its Initial Value during the monitoring period) and at maturity the lesser performing index finishes below its Initial Value, repayment of principal is reduced 1% for each 1% decline in that index, potentially down to zero. The price to public is $1,000 per note, including $6.50 in fees and commissions, with issuer proceeds of $993.50 per note and an estimated value of $985.60. The notes are unsecured, unsubordinated obligations subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co. and will not be listed; secondary liquidity and pricing may be limited.
JPMorgan Chase Financial Company LLC is offering $1,783,000 of Uncapped Accelerated Barrier Notes linked to the S&P 500® Futures Excess Return Index, due August 12, 2032, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes pay no interest and are unsecured, unsubordinated obligations subject to the credit risk of both entities. Each note has a $1,000 principal amount, an Upside Leverage Factor of 2.61 on any positive index return at maturity, and a Barrier Amount at 70.00% of the Initial Value. If the final index level is at or above the barrier, investors receive at least par; if it is below, principal is reduced one-for-one with the index decline, potentially to zero. The price to the public is $1,000 per note, including $7.50 in selling commissions, with issuer proceeds of $992.50 per note; the estimated value at pricing was $976.60 per $1,000 note. The notes will not be listed, may have limited or no liquidity, and are offered under the Commodity Exchange Act hybrid instrument exemption.
JPMorgan Chase Financial Company LLC is offering $2,217,000 of auto callable contingent interest notes linked to the MerQube US Large-Cap Vol Advantage Index, due August 10, 2029, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes pay a monthly Contingent Interest Rate of 10.55% per annum (0.87917% per month) only for Review Dates when the Index is at or above 60% of the Initial Value, with unpaid coupons accruing if later barriers are met. The notes may be automatically called starting August 9, 2027 if on an applicable Review Date (excluding the first eleven and final) the Index is at or above its Initial Value, in which case investors receive principal plus the due contingent interest and any unpaid coupons.
If not called, principal is protected only if the Final Index Value is at or above the Trigger Value of 50% of Initial Value; otherwise, repayment is $1,000 + ($1,000 × Index Return), exposing investors to substantial loss up to total principal. The Index employs leverage (up to 500% exposure to E-mini S&P 500 futures) and is subject to a 6.0% per annum daily deduction, which drags performance versus an identical index without the fee. The price to public is $1,000 per note, including $9 in selling commissions; the issuer’s net proceeds are $991 per note, and the initial estimated value is $945.50, reflecting structuring and hedging costs. Payments are unsecured obligations subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co.
JPMorgan Chase Financial Company LLC, fully guaranteed by JPMorgan Chase & Co., is offering Auto Callable Buffered Equity Notes linked to the EURO STOXX 50® Index. The notes have minimum denominations of $10,000 and are scheduled to mature on August 15, 2028, unless automatically called on the August 23, 2027 review date.
If the index is at or above the strike on the review date, the notes are automatically called for $1,000 plus at least 11.51% per note. If not called and the ending index level is at or above the strike, investors receive uncapped upside with a contingent minimum return of at least 23.02%. If the index falls up to 15% below the strike, principal is repaid; below that level, losses are magnified by a 1.17647x downside leverage factor, so some or all principal can be lost.
The notes pay no interest or dividends, are unsecured and unsubordinated, and expose investors to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co. An indicative estimated value is about $979.30 per $1,000 principal, reflecting embedded fees, hedging costs and the issuer’s internal funding rate.
JPMorgan Chase Financial Company LLC is offering auto callable accelerated barrier notes due August 17, 2029, linked to the least performing of the Dow Jones Industrial Average®, the Nasdaq-100 Index® and the Russell 2000® Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes may be automatically called on August 20, 2027 if each index is at or above its Call Value, in which case investors receive the $1,000 principal plus a Call Premium Amount of at least $220.50 per note and no further payments.
If not called, at maturity investors receive an uncapped leveraged upside of 2.00× any positive return of the least performing index; par is returned if all final index levels are at or above 70.00% of their initial values. If any index finishes below its Barrier Amount, repayment is reduced one-for-one with the decline of the least performing index, down to a total loss of principal. The notes pay no interest or dividends, are unsecured obligations subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co., are issued in $1,000 minimum denominations, and have an estimated value, if priced today, of approximately $979.30 per $1,000, with a stated minimum estimated value at pricing of $900.00 per $1,000.
JPMorgan Chase Financial Company LLC is issuing $2,383,000 of Auto Callable Contingent Interest Notes linked separately to the Russell 2000® Index and the S&P 500® Index, fully and unconditionally guaranteed by JPMorgan Chase & Co., maturing on August 16, 2027.
The notes pay a quarterly Contingent Interest Payment at a rate of 8.65% per annum (2.1625% per quarter) only if, on a Review Date, the closing level of each index is at or above 60% of its Initial Value, which also serves as the Trigger Value. The notes are automatically called, with return of principal plus that quarter’s interest, if on any non-final Review Date each index is at or above its Initial Value.
If not called, and a Trigger Event has occurred (either index ever closes below 60% of its Initial Value during the Monitoring Period) and the Lesser Performing Index finishes below its Initial Value, principal is reduced 1% for each 1% decline in that index. Per note, the price to public is $1,000, selling commissions are $7.25, net proceeds are $992.75, and the initial estimated value is $984.60, reflecting embedded costs and hedging. The notes are unsecured, unsubordinated, not listed, and subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co.
JPMorgan Chase Financial Company LLC, fully guaranteed by JPMorgan Chase & Co., is offering $3,316,000 of Auto Callable Contingent Interest Notes linked to the least performing of the S&P 500 Index, the Financial Select Sector SPDR ETF and the VanEck Semiconductor ETF, maturing on July 12, 2028.
The notes pay a 13.25% per annum Contingent Interest (1.10417% per month) only if on a Review Date the closing value of each underlying is at or above its Interest Barrier, set at 50.00% of its Initial Value; otherwise no interest is paid. Starting November 9, 2026, the notes are automatically called if all underlyings are at or above their Initial Values, returning $1,000 plus the applicable interest, with no further payments. If not called and any underlying finishes below its Trigger Value (also 50.00% of Initial Value), principal is reduced 1% for each 1% decline in the least performing underlying, up to a total loss.
The notes are unsecured, unsubordinated obligations subject to the credit risk of both issuers, are not insured deposits, and will not be listed. The price to public is $1,000 per note, including fees, while the issuer’s estimated value is $963.70, reflecting structuring, distribution and hedging costs.
JPMorgan Chase Financial Company LLC is issuing $800,000 of structured Review Notes linked to the MerQube US Large-Cap Vol Advantage Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes offer potential early redemption at a premium if, on any Review Date from August 13, 2027 onward, the Index closes at or above 77.00% of its Initial Value.
The notes pay no interest or dividends and expose holders to loss of principal at maturity if the Final Index Value is below the 60.00% barrier, with losses matching the Index decline and up to a complete loss. The Index embeds a 6.0% per annum daily deduction and targets 35% volatility with leverage up to 500% in E-mini S&P 500 futures, which can significantly amplify both gains and losses. The estimated value at pricing was $927.10 per $1,000 note, below issue price, reflecting structuring and hedging costs.
JPMorgan Chase Financial Company LLC is issuing $250,000 of Uncapped Accelerated Barrier Notes linked to the least performing of the Nasdaq-100 Index®, Russell 2000® Index and S&P 500® Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes provide 1.3585x any positive return of the least performing index at maturity and return principal if each index stays at or above its 60% Barrier Amount of the Initial Value.
If any index finishes below its Barrier Amount, repayment is reduced 1% for each 1% decline of the least performing index from its Initial Value, down to a total loss of principal. The notes pay no interest, provide no dividends, are unsecured obligations subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co., and will not be listed, so liquidity depends on JPMS making a market. The price to public is $1,000 per note, including $7 in fees, versus an estimated value of $987.30 per note based on internal models and funding rates. The tax disclosure indicates treatment as an open prepaid financial contract is considered reasonable but not assured, with potential future IRS guidance that could adversely affect tax outcomes.