Welcome to our dedicated page for JPMORGAN CHASE & CO SEC filings (Ticker: JPM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
JPMorgan Chase & Co. filings document a bank holding company with worldwide financial services operations and multiple classes of exchange-listed securities. Periodic reports describe investment banking, consumer and small-business financial services, commercial banking, transaction processing and asset management, along with capital, assets and stockholders’ equity disclosures.
The company’s 8-K filings record material events and identify registered securities including JPM common stock, depositary shares representing fractional interests in non-cumulative preferred stock, and guarantees of notes and exchange-traded notes issued by JPMorgan Chase Financial Company LLC. Proxy materials cover board matters, executive compensation, equity awards, shareholder voting items and other governance disclosures.
JPMorgan Chase Financial Company LLC is offering structured Auto Callable Contingent Interest Notes linked to the MerQube US Large-Cap Vol Advantage Index, fully and unconditionally guaranteed by JPMorgan Chase & Co., maturing on August 14, 2031 with minimum denominations of $1,000.
The notes pay a monthly Contingent Interest Rate of at least 14.10% per annum only if, on each Review Date, the Index is at or above an Interest Barrier equal to 60.00% of the Strike Value; otherwise no interest is paid for that period. The notes are automatically called, starting as early as August 10, 2027, if on certain Review Dates the Index is at or above the Strike Value, returning $1,000 per note plus the applicable interest, with no further payments.
If the notes are not called and on the final Review Date the Index closes below a Trigger Value equal to 50.00% of the Strike Value, investors lose 1% of principal for each 1% Index decline from the Strike, up to a total loss. The underlying Index includes a 6.0% per annum daily deduction and can use leverage up to 500% exposure to E-mini S&P 500 futures, which may significantly drag on performance. The notes are unsecured obligations subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co.
JPMorgan Chase Financial Company LLC is offering $635,000 of auto callable contingent interest notes linked individually to the Nasdaq-100 Index®, the Russell 2000® Index and the S&P 500® Index, fully and unconditionally guaranteed by JPMorgan Chase & Co.
The notes pay a Contingent Interest Payment at an annual rate of 8.35% (0.69583% monthly) only on Review Dates when the closing level of each index is at or above 70.00% of its Initial Value (the Interest Barrier. Automatic call can occur on Review Dates from February 8, 2027 onward if each index is at or above its Initial Value, returning $1,000 plus the applicable interest and ending further payments.
If not called, at maturity investors receive $1,000 plus any final contingent interest if the Least Performing Index is at or above 50.00% of its Initial Value (Trigger Value); otherwise principal is reduced 1% for each 1% decline in that index, potentially down to zero. The notes are unsecured, not FDIC insured, not listed on an exchange, and the issuer’s estimated value is $970.30 per $1,000, below the issue price due to selling, structuring and hedging costs.
JPMorgan Chase Financial Company LLC, fully guaranteed by JPMorgan Chase & Co., is offering $6,846,000 of Auto Callable Buffered Return Enhanced Notes linked to the EURO STOXX 50® Index. Investors pay $1,000 per note and may be automatically called on August 20, 2027 for $1,000 plus a 13.90% call premium if the Index is at or above the Initial Index Level.
If not called, at maturity on August 10, 2028 investors receive leveraged upside of 1.25x any positive Index Return, full principal back for Index declines up to the 15.00% Buffer Amount, and leveraged losses of 1.17647% of principal for each 1% Index decline beyond that buffer. The Initial Index Level is 6,523.86. The notes pay no interest or dividends, are unsecured obligations subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co., and may result in a loss of some or all principal. The estimated value at pricing was $980.80 per $1,000 note, below the issue price due to selling, structuring and hedging costs.
JPMorgan Chase Financial Company LLC is offering structured Uncapped Digital Barrier Notes due August 10, 2029, linked to the least performing of the Nasdaq-100 Index®, Russell 2000® Index and S&P 500® Index, in an aggregate principal amount of $2,123,000. The notes provide uncapped, unleveraged exposure to any positive performance of the least performing index at maturity and feature a Contingent Digital Return of 48.25%, plus principal, if each index finishes at or above its initial level. If any index finishes below its initial level but at or above its Barrier Amount of 70%, investors receive par only.
If the final level of any index is below its barrier, repayment is reduced 1% for every 1% decline in the least performing index, exposing investors to a loss of up to 100% of principal. The notes pay no interest or dividends, are unsecured and unsubordinated obligations of JPMorgan Chase Financial, fully and unconditionally guaranteed by JPMorgan Chase & Co., and subject to both entities’ credit risk. The price to public is $1,000 per note, including fees and hedging-related costs, versus an estimated value of $983.80 per $1,000 at pricing.
JPMorgan Chase Financial Company LLC is offering $1,650,000 of Auto Callable Accelerated Barrier Notes linked to the lesser performing of the Nasdaq-100 Index® and the S&P 500® Index, guaranteed by JPMorgan Chase & Co., due August 12, 2031.
The notes may be automatically called on February 7, 2029 if each index is at or above its Call Value, paying $1,000 principal plus a $375 Call Premium per note. If not called, at maturity investors receive 2.00 times any positive return of the lesser-performing index, full principal back if that index is at or above 70% of its Initial Value, or a 1:1 loss below that barrier, up to total loss of principal. The notes pay no interest or dividends, are unsecured, and carry full credit risk of JPMorgan Financial and JPMorgan Chase & Co. The price to public is $1,000 per note, including $4 in fees, with an estimated value of $994.10.
JPMorgan Chase Financial Company LLC is offering $21,155,000 of auto callable contingent interest notes linked to the MerQube US Large-Cap Vol Advantage Index, maturing on August 12, 2031 and fully and unconditionally guaranteed by JPMorgan Chase & Co.
The notes pay a Contingent Interest Rate of 16.60% per annum (4.15% quarterly) only on Review Dates when the Index is at or above 65% of the Initial Value. The notes are automatically called if, on any non‑first and non‑final Review Date, the Index is at or above its Initial Value; earliest possible call is February 8, 2027. If held to maturity without being called and the Final Value is below the 60% Trigger Value, principal is reduced 1% for every 1% Index decline, down to zero.
The Index uses leveraged exposure (up to 500%) to E-mini S&P 500 futures with a 35% target volatility and is reduced by a 6.0% per annum daily deduction, which is a persistent drag on performance. The price to public is $1,000 per note, including $9 in fees; the issuer’s estimated value is $932.10 per note, and any payment is subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co.
JPMorgan Chase Financial Company LLC is issuing $461,000 of unsecured, unsubordinated callable notes linked to the MerQube US Large-Cap Vol Advantage Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes are designed for investors seeking potential early redemption at a premium if, on any of 25 Review Dates starting August 12, 2027, the Index closes at or above the Call Value of 90.00% of the Initial Value. In that case, each $1,000 note is automatically called for $1,000 plus a Call Premium Amount that starts at 13.20% of principal on the first Review Date and increases to 39.60% on the final Review Date.
If the notes are not called and the Final Value is at least 75% of the Initial Value, investors receive their principal at the August 10, 2029 maturity, reflecting a 25.00% Buffer Amount. If the Final Value is below this buffer, the maturity payment is reduced by 1% for each 1% decline beyond the buffer, for a maximum loss of 75.00% of principal. The notes pay no interest and provide no participation in Index gains beyond the fixed call premiums.
The Index applies a 6.0% per annum daily deduction, which will drag performance and cause it to trail an identical index without such a deduction. The price to public is $1,000 per note, including $12.50 in selling commissions, with issuer proceeds of $987.50 per note. The estimated value at pricing was $945.00 per $1,000 note, reflecting embedded costs and internal funding assumptions. Any payments depend on the credit of JPMorgan Financial and JPMorgan Chase & Co., and the notes are not bank deposits or FDIC insured.
JPMorgan Chase Financial Company LLC is offering structured Capped Dual Directional Buffered Equity Notes linked to the S&P 500® Futures Excess Return Index, fully and unconditionally guaranteed by JPMorgan Chase & Co., with a total offering of $1,859,000 and minimum denominations of $1,000.
The notes provide unleveraged upside to index appreciation up to a Maximum Upside Return of 33.00%, and, if the index is flat or down by up to a 15.00% Buffer Amount, a positive return equal to the absolute index move. If the index falls by more than 15.00%, investors lose 1% of principal for each 1% additional decline, for a maximum loss of 85.00% (payment as low as $150 per $1,000 at maturity).
The notes pay no interest, are unsecured and unsubordinated, and expose holders to the credit risks of both JPMorgan Financial and JPMorgan Chase & Co. They are not listed, and secondary market prices are expected to be below the $1,000 issue price; the issuer’s estimated value is $985.30 per note. Tax treatment is complex, including treatment as prepaid financial contracts and potential future changes in U.S. tax rules.
JPMorgan Chase Financial Company LLC is issuing $773,000 of auto callable contingent interest notes linked separately to the Russell 2000 Index and the S&P 500 Index, due August 16, 2027 and fully and unconditionally guaranteed by JPMorgan Chase & Co.
Investors receive a Contingent Interest Payment at 11.00% per annum (2.75% quarterly) only on Review Dates when each index closes at or above 70.00% of its Initial Value. The notes are automatically called, returning principal plus that period’s interest, if on any non-final Review Date each index is at or above its Initial Value.
If not called and a Trigger Event occurs (either index ever closing below 70.00% of its Initial Value during the Monitoring Period), and the lesser-performing index finishes below its Initial Value, repayment of principal is reduced one-for-one with that index’s loss, potentially to zero. The notes are unsecured obligations subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co. The estimated value is $987.50 per $1,000, below the $1,000 price to public, reflecting selling commissions, hedging costs and issuer funding assumptions. Liquidity may be limited, tax treatment is complex, and investors forgo dividends on the underlying indices.
JPMorgan Chase Financial Company LLC is offering $23,075,000 of Auto Callable Contingent Interest Notes linked to the MerQube US Large-Cap Vol Advantage Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes pay a Contingent Interest Rate of 18.00% per annum, credited monthly only when the Index is at or above 70.00% of the Initial Value on each Interest Review Date.
The notes may be automatically called quarterly, starting February 8, 2027, if the Index is at or above its Initial Value, returning $1,000 principal plus any due contingent interest. If not called, and at maturity on August 12, 2032 the Index is at or above the Trigger Value of 50.00% of the Initial Value, investors receive principal plus any final contingent interest. If the Final Value is below the Trigger Value, repayment equals $1,000 + ($1,000 × Index Return), so principal losses can exceed 50% and extend to total loss.
The Index employs up to 500% leverage and is subject to a 6.0% per annum daily deduction, which acts as a drag on performance. The notes are unsecured obligations subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co. The price to public is $1,000 per note, including $9 in fees and commissions, versus an estimated value of $927.80 per $1,000 at pricing.