Welcome to our dedicated page for JPMORGAN CHASE & CO SEC filings (Ticker: JPM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
JPMorgan Chase & Co. filings document a bank holding company with worldwide financial services operations and multiple classes of exchange-listed securities. Periodic reports describe investment banking, consumer and small-business financial services, commercial banking, transaction processing and asset management, along with capital, assets and stockholders’ equity disclosures.
The company’s 8-K filings record material events and identify registered securities including JPM common stock, depositary shares representing fractional interests in non-cumulative preferred stock, and guarantees of notes and exchange-traded notes issued by JPMorgan Chase Financial Company LLC. Proxy materials cover board matters, executive compensation, equity awards, shareholder voting items and other governance disclosures.
JPMorgan Chase Financial Company LLC is offering $800,000 of structured review notes, fully and unconditionally guaranteed by JPMorgan Chase & Co., linked to the least performing of the Dow Jones Industrial Average®, the Russell 2000® Index and the S&P 500® Index, maturing on August 12, 2032.
The notes may be automatically called on scheduled Review Dates starting February 7, 2028 if each index is at or above its applicable Call Value, paying back $1,000 plus a fixed Call Premium (from 15.375% on the first Review Date up to 61.500% on the final Review Date). Otherwise, at maturity investors receive their principal only if each index is at or above its Barrier Amount, set at 75% of the initial index level.
If any index finishes below its Barrier Amount and the notes were not called, the payoff is $1,000 plus $1,000 times the Least Performing Index Return, exposing holders to a loss of more than 25% and potentially all principal. The notes pay no interest or dividends, are unsecured obligations subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co., and had an estimated value of $972.40 per $1,000 at pricing, reflecting structuring and hedging costs.
JPMorgan Chase Financial Company LLC is offering auto callable contingent interest notes due August 24, 2029, linked to the MerQube US Large-Cap Vol Advantage Index and fully guaranteed by JPMorgan Chase & Co. Investors receive a Contingent Interest Payment only for Review Dates when the Index closes at or above 65% of the Initial Value (the Interest Barrier); missed coupons are paid later if a subsequent Review Date meets this barrier.
The notes may be automatically called on certain Review Dates starting August 23, 2027 if the Index is at or above the Call Value (illustrated as 90% of the Initial Value), returning $1,000 plus due interest. If not called, and the Final Value is at or above the Trigger Value (also 65% of Initial), investors receive principal plus all due interest; otherwise, repayment is $1,000 + $1,000 × Index Return, exposing holders to significant principal loss, up to 100%. The Index uses leveraged E‑mini S&P 500 futures with a 35% target volatility and up to 500% exposure, and is reduced by a 6.0% per annum daily deduction, which drags on performance. Minimum denomination is $1,000. If priced on the indicated date, the estimated value would be about $950 per $1,000, and will not be less than $930, reflecting embedded costs, credit risk of the issuer and guarantor, and complex market and liquidity risks.
JPMorgan Chase Financial Company LLC is offering Uncapped Buffered Return Enhanced Notes linked to the S&P 500® Futures Excess Return Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes mature on August 25, 2031, with minimum denominations of $1,000.
At maturity, investors receive 1.87 times any positive Index return, with no upside cap. A 20.00% buffer protects principal against moderate declines, but if the Index falls more than 20.00%, principal is reduced 1:1 beyond the buffer, for a maximum loss of 80.00%. The notes pay no interest, are unsecured obligations subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co., and will not be listed, so liquidity depends on dealer demand. An indicative estimated value is $950.60 per $1,000 note, and the final estimated value will not be less than $900.00, reflecting embedded selling, structuring and hedging costs.
JPMorgan Chase Financial Company LLC is issuing $250,000 in Structured Investments Buffered Digital Notes, fully and unconditionally guaranteed by JPMorgan Chase & Co., linked to the least performing of the Nasdaq-100® Technology Sector, the Russell 2000® Index and the S&P 500® Index, maturing September 10, 2027. The notes offer a fixed 8.70% return at maturity if the final level of the worst-performing index is at or above its initial level, or down by up to 25.00%. Below this 25.00% buffer, principal is exposed on a 1:1 basis, with losses up to 75.00% of principal if the least performing index falls 100.00%. The minimum denomination is $1,000, they pay no periodic interest or dividends, are unsecured and unsubordinated, and are subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co. The price to the public is $1,000 per note, including $7 in selling commissions, versus an estimated value of $989.60 per $1,000 at pricing, reflecting embedded costs and hedging assumptions.
JPMorgan Chase Financial Company LLC is offering $10,579,000 of Auto Callable Contingent Interest Notes due August 12, 2031, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes are unsecured, unsubordinated obligations subject to the credit risk of both entities.
The notes pay a 9.00% per annum Contingent Interest, credited monthly at 0.75%, only if on each monthly Interest Review Date the Dow Jones Industrial Average, Nasdaq‑100 Index and Russell 2000 Index are all at or above 75% of their Initial Value. The notes are automatically called quarterly from August 9, 2027 if each index is at or above its Initial Value, in which case investors receive par plus the applicable contingent interest and no further payments.
If not called, at maturity investors receive par plus the final contingent interest only if each index is at or above its 70% Trigger Value. If any index finishes below its Trigger Value, repayment is reduced 1:1 with the decline of the worst-performing index, potentially down to zero. The price to public is $1,000 per note, including $40.75 in fees and commissions, with issuer proceeds of $959.25 per note. The estimated value was $937.80 per note at pricing, and the notes will not be listed on any exchange.
JPMorgan Chase Financial Company LLC is offering $1,320,000 of Buffered Digital Notes due August 10, 2028, linked to the lesser performing of the Nasdaq-100 Index® and the Russell 2000® Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes pay no interest but offer a fixed 21.05% Contingent Digital Return at maturity if the final level of each index is at or above its Initial Value or down by up to the 20.00% Buffer Amount. If either index falls more than 20% from its Initial Value, principal is exposed 1-for-1 to further declines of the lesser performing index, with repayment as low as $200 per $1,000 note (an 80% loss). The notes are unsecured, not insured, not exchange-listed, and their estimated value is $986.80 per $1,000, below the $1,000 price to public, reflecting selling commissions, hedging costs and issuer funding assumptions. Investors also face credit risk of JPMorgan Financial and JPMorgan Chase & Co., potential liquidity constraints and complex U.S. tax treatment.
JPMorgan Chase Financial Company LLC is issuing structured Uncapped Digital Barrier Notes due August 12, 2030, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes provide uncapped, unleveraged exposure to the least performing of the Nasdaq-100 Index®, Russell 2000® Index and S&P 500® Index.
At maturity, if each index finishes at or above its initial level, investors receive the greater of the 60.00% Contingent Digital Return or the least performing index’s return. If any index is below its initial level but all remain at or above 70.00% of their initial level, principal is returned. If any index falls below its 70.00% Barrier Amount, principal is reduced 1% for each 1% decline of the least performing index, potentially to zero.
The notes are issued in $1,000 denominations, with total offering size of $1,751,000. Price to public is $1,000 per note, including fees and structuring costs; the issuer’s estimated value is $975.40 per $1,000 note. The notes pay no interest or dividends, are unsecured obligations subject to JPMorgan Financial and JPMorgan Chase & Co. credit risk, are not listed on an exchange, and may be difficult to sell. The filing highlights market, small-cap, non-U.S. equity, liquidity, valuation, conflict-of-interest and tax risks, including potential adverse changes in U.S. tax treatment.
JPMorgan Chase Financial Company LLC is issuing $415,000 of Auto Callable Contingent Interest Notes due August 12, 2031, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes are linked to the MerQube US Tech+ Vol Advantage Index, which tracks a leveraged, volatility-targeted exposure to the Invesco QQQ Fund, reduced by a 6.0% per annum daily deduction and a daily notional financing cost.
Investors may receive a 9.00% per annum Contingent Interest Payment (0.75% monthly) for each Review Date on which the Index is at or above 80% of the Initial Value, with previously unpaid interest amounts catching up when the barrier is met. The notes are automatically called, starting August 9, 2027, if on certain Review Dates the Index is at or above the Initial Value, returning $1,000 plus due interest. If not called and the Final Index Value is below the 70% Buffer Threshold, principal is reduced 1:1 beyond a 30% Buffer Amount, with up to 70% principal loss possible. Payments depend on the credit of JPMorgan Financial and JPMorgan Chase & Co., and the notes are unsecured, unlisted, and may be illiquid.
JPMorgan Chase Financial Company LLC is offering $630,000 of Capped Buffered Return Enhanced Notes linked to the State Street Consumer Staples Select Sector SPDR ETF (XLP), fully and unconditionally guaranteed by JPMorgan Chase & Co.
The notes provide 1.50x leveraged upside exposure to any ETF appreciation, capped at a 45.50% maximum return, for a maximum payment of $1,455 per $1,000 note at maturity. A 20% downside buffer absorbs moderate losses, but below this level investors lose 1.25% of principal for every 1% further decline, up to a total loss.
The notes pay no interest, do not pass through ETF dividends, and are unsecured obligations subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co. The notes priced on August 7, 2026, with an Initial Value of the ETF of $85.12 per share and an estimated value of $979.30 per $1,000 note, reflecting embedded fees and hedging costs.
JPMorgan Chase Financial Company LLC is offering $1,150,000 in Auto Callable Contingent Interest Notes linked to the lesser performing of the Russell 2000 Index and the S&P 500 Index, due August 16, 2027, fully and unconditionally guaranteed by JPMorgan Chase & Co.
The notes pay a contingent interest rate of 11.10% per annum (2.775% quarterly) only for Review Dates when each index closes at or above 70% of its Initial Value, and can be automatically called if each index is at or above its Initial Value. If not called and a Trigger Event occurs (either index ever falls below 70% of its Initial Value) and the lesser performing index finishes below its Initial Value, principal is reduced 1% for each 1% decline, up to total loss. The notes are unsecured, subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co., offer no upside participation in the indices, and will not be listed, with likely limited secondary liquidity.