Jpmorgan Chase SEC Filings

Insider sale reported: Ashley Bacon reported the sale of 7,364 shares of Common Stock on 01/16/2026 through J.P. Morgan Securities LLC, generating proceeds of $2,303,393.28. The filing also lists prior equity awards: 192 shares acquired 03/25/2024 and 7,366 shares acquired 01/13/2026.

JPMorgan Chase Financial Company LLC offers auto‑call Contingent Interest Notes due April 21, 2031, fully guaranteed by JPMorgan Chase & Co. The notes reference the MerQube US Large‑Cap Vol Advantage Index, include a 6.0% per annum daily deduction to the Index level, and carry a Contingent Interest Rate that will be at least 13.50% per annum. The notes are expected to price on or about April 16, 2026, settle on or about April 21, 2026, have minimum denominations of $1,000, an estimated value around $897 per $1,000 (not less than $880), and an earliest automatic call date of April 16, 2027. Investors face credit risk of the issuer and guarantor, possible loss of principal if the Final Value falls below the Trigger Value, limited upside (no participation in Index appreciation), and low liquidity.

JPMorgan Chase Financial Company LLC is offering Trigger Autocallable GEARS linked to the State Street® SPDR® S&P® Regional Banking ETF with a term of approximately three years. The securities pay a Call Return if the Underlying closes at or above the Autocall Barrier on the Observation Date; otherwise maturity payments depend on the Final Value, an Upside Gearing of 1.25, and a Downside Threshold of 75.00% of the Initial Value. The issue price is $10.00 per security, estimated value at pricing is up to $9.545 with a minimum estimated value of $9.20. Investors face full downside exposure to the Underlying if the Final Value is below the Downside Threshold, and all payments are subject to the issuer and guarantor credit risk.

JPMorgan Chase & Co. submitted a Form 144 notice listing 130,488 shares of Common Stock proposed for sale. The shares were acquired through equity compensation on 03/25/2024. The filing also reports that 69,512 shares were sold on 02/19/2026 for $21,353,561.87. The cover shows an exchange listing of NYSE and a listed outstanding figure of 2,679,511,418 with an 04/15/2026 date.

JPMorgan Chase & Co. Chairman & CEO James Dimon reported an open-market sale of 130,488 shares of JPM common stock on April 15, 2026 at an average price of $306.557 per share. After this transaction, he directly holds 1,680,625 shares.

The filing also lists additional indirect holdings, including 9,005.4963 shares through a 401(k), 4,209,284 shares held by family trusts, 116,466 shares held by an LLC, and 273,035 shares held by his spouse. A footnote states he disclaims beneficial ownership of these indirect shares except to the extent of any pecuniary interest.

The issuer JPMorgan Chase Financial Company LLC, guaranteed by JPMorgan Chase & Co., is offering 5‑year auto‑callable contingent interest notes linked to the MerQube US Large‑Cap Vol Advantage Index (MQUSLVA). The Index targets a volatility‑managed, rolling exposure to E‑Mini S&P 500 futures with a 6.0% per annum daily deduction and caps futures exposure between 0% and 500%.

Key economics: minimum denomination $1,000, pricing date April 28, 2026, maturity May 1, 2031, quarterly contingent interest at least 10.45% per annum (≥2.6125% quarterly) if interest barrier conditions are met, estimated value at issuance not less than $880 per $1,000. Payments depend on automatic call tests and a 60.00% interest barrier; downside can exceed 40% and may result in total principal loss.

JPMorgan Chase Financial Company LLC is offering capped notes linked to the SPDR® Gold Trust with a Participation Rate of 100.00% and a capped maximum return of at least 37.30% (a Maximum Amount of at least $373.00 per $1,000 note). The Strike Value was $445.09 (closing price on April 14, 2026). The notes are expected to price on or about April 15, 2026 and settle on or about April 20, 2026. Investors receive $1,000 + $1,000 × Fund Return × 100.00% at maturity subject to the cap, with a minimum payment of $900.00 per $1,000 principal, and are exposed to the credit risk of JPMorgan Financial and JPMorgan Chase & Co.

JPMorgan Chase Financial Company LLC is offering Auto Callable Dual Directional Accelerated Barrier Notes linked to the Russell 2000Index with expected pricing on or about April 17, 2026 and settlement on or about April 22, 2026. The notes may be automatically called on April 23, 2027 for $1,000 plus a $110 call premium. If not called, maturity is April 20, 2029 with payoff formulas that (a) provide leveraged upside (Upside Leverage Factor at least 1.6225) if the Final Value > Initial Value, (b) pay an absolute return up to 40.00% when the Final Value is between the Initial Value and the Barrier Amount of 60.00% of the Initial Value, and (c) expose investors to full downside below the Barrier Amount. Estimated value at issuance ≈ $990 (minimum disclosed $970) per $1,000 note. These are unsecured obligations of JPMorgan Financial, fully guaranteed by JPMorgan Chase & Co.; investors bear credit, liquidity, and market risks.

JPMorgan Chase Financial Company LLC priced auto-callable, dual-directional buffered equity notes linked to the common stock of Broadcom Inc. Each note has a $1,000 principal amount, a 41.40% call premium if automatically called, and a 20.00% contingent buffer on downside scenarios. The notes pay no interest or dividends, are unsecured obligations of JPMorgan Financial and are guaranteed by JPMorgan Chase & Co. The offering’s estimated value was $971.60 per $1,000 note and minimum denominations are $10,000.