Welcome to our dedicated page for JPMORGAN CHASE & CO SEC filings (Ticker: JPM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
JPMorgan Chase & Co. filings document a bank holding company with worldwide financial services operations and multiple classes of exchange-listed securities. Periodic reports describe investment banking, consumer and small-business financial services, commercial banking, transaction processing and asset management, along with capital, assets and stockholders’ equity disclosures.
The company’s 8-K filings record material events and identify registered securities including JPM common stock, depositary shares representing fractional interests in non-cumulative preferred stock, and guarantees of notes and exchange-traded notes issued by JPMorgan Chase Financial Company LLC. Proxy materials cover board matters, executive compensation, equity awards, shareholder voting items and other governance disclosures.
JPMorgan Chase Financial Company LLC priced $17,000 of Auto Callable Contingent Interest Notes linked to the MerQube US Tech+ Vol Advantage Index due May 5, 2031, fully guaranteed by JPMorgan Chase & Co. The notes pay contingent monthly interest at a 12.00% per annum rate when the Index on a Review Date is at or above an Interest Barrier equal to 70.00% of the Initial Value, are auto-callable beginning May 4, 2027, and can expose holders to up to a 70.00% principal loss at maturity if the Final Value is below the Buffer Threshold. The Index is reduced by a 6.0% per annum daily deduction and a notional financing cost; the notes priced on April 30, 2026 and have an estimated value of $932.40 per $1,000 principal amount.
JPMorgan Chase Financial Company LLC is offering structured notes linked to the MerQube US Tech+ Vol Advantage Index, due May 5, 2031, with a $745,000 aggregate original issue amount. The notes may be automatically called starting May 5, 2027, pay no coupons, and are unsecured obligations fully guaranteed by JPMorgan Chase & Co.
The Index level reflects a 6.0% per annum daily deduction and a notional financing cost related to the QQQ Fund; if the Final Value on the final Review Date is below the Barrier Amount (50.00% of the Initial Value), principal is exposed to loss proportionate to the Index return. The estimated value at issuance was $935.60 per $1,000 note and notes price at $1,000 with selling commissions and proceeds disclosed.
JPMorgan Chase Financial Company LLC priced $2,978,000 of Auto Callable Contingent Interest Notes linked to the common stock of Blackstone Inc. The notes were priced on April 30, 2026 with settlement expected on or about May 5, 2026. Each $1,000 note pays contingent quarterly interest at an annualized 18.00% per annum rate when the Reference Stock's closing price on a Review Date is at or above the Interest Barrier (60.00% of the Initial Value). Notes are automatically called on a Review Date (other than the final Review Date) if the closing price is at or above the Initial Value; on an automatic call you receive $1,000 plus that Review Date's contingent interest. At maturity, if not called and the Final Value is below the Trigger Value, repayment is $1,000 × (1 + Stock Return), which can result in substantial principal loss. Minimum denomination is $1,000. The estimated value at pricing was $974.50 per $1,000 note and the original issue price included $10 selling commission per note.
JPMorgan Chase Financial Company LLC offered $148,000 of structured notes linked to the MerQube US Large‑Cap Vol Advantage Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes priced on April 30, 2026 and are expected to settle on or about May 5, 2026 with a maturity of May 3, 2029. The Index level reflects a 6.0% per annum daily deduction and the Initial Value was 4,077.50, giving a Barrier Amount of 60.00% (2,446.50). The notes pay no interest or dividends, can be automatically called on Review Dates (earliest automatic call: May 5, 2027) for fixed Call Premiums of $310, $620, $930 per $1,000 on the first, second and final Review Dates, respectively, and expose holders to loss of principal if the Final Value is below the Barrier.
JPMorgan Chase & Co. is offering 3,000,000 depositary shares, each representing a one-tenth interest in a share of its perpetual 6.100% Fixed-Rate Reset Non-Cumulative Preferred Stock, Series PP. The public offering price is $1,000.00 per depositary share (aggregate $3,000,000,000), with expected delivery on or about May 7, 2026. Dividends accrue at 6.100% per annum from issue date through July 1, 2031, then reset every five years to a five‑year treasury rate plus 2.080%. Dividends are non‑cumulative and payable quarterly when declared. Net proceeds will be contributed to JPMorgan Chase Holdings LLC for general corporate purposes.
The issuer JPMorgan Chase Financial Company LLC, guaranteed by JPMorgan Chase & Co., is offering 5‑year auto‑callable notes linked to the J.P. Morgan Multi‑Asset Index (MAX). The notes have a 100% participation rate, $1,000 minimum denomination and an estimated value of at least $900 per $1,000 principal amount when priced. The notes may be automatically called on annual review dates if the Index closes at or above the applicable Call Value; call premiums will be at least 8.00% per annum. If not called, positive Index performance yields a payment at maturity; principal is repayable at maturity subject to issuer/guarantor credit risk. The Index applies a 1.00% per annum daily deduction and targets an initial volatility threshold of 4.0%. Review and maturity dates are in May 2031.
JPMorgan Chase Financial Company LLC offers Auto Callable Notes linked to the J.P. Morgan Multi-Asset Index (MAX) with scheduled Pricing on or about May 26, 2026, Settlement on or about May 29, 2026, and Maturity on May 30, 2031. The notes may be automatically called beginning May 28, 2027 if the Index meets or exceeds step-up Call Values on a Review Date; automatic call pays principal plus a Call Premium (minimums: $80, $160, $240, $320 for Reviews 1–4). If not called, maturity pays $1,000 plus an Additional Amount equal to 100% participation in Index appreciation (not less than zero). The estimated value at pricing is approximately $924.20 per $1,000 note (will not be less than $900.00). Payments are unsecured obligations of JPMorgan Financial, fully guaranteed by JPMorgan Chase & Co.; purchasers bear credit, liquidity, index‑strategy and market risks described in the supplement.
JPMorgan Chase Financial Company LLC is offering Auto Callable Contingent Interest Notes linked to the MerQube US Large-Cap Vol Advantage Index, due May 13, 2032, fully guaranteed by JPMorgan Chase & Co. The notes pay monthly Contingent Interest Payments only when the Index closes at or above an Interest Barrier (70% of the Initial Value) and will be automatically called if the Index on any quarterly Autocall Review Date closes at or above the Initial Value. The Index is subject to a 6.0% per annum daily deduction, the Contingent Interest Rate will be at least 17.20% per annum (hypothetical), and the notes are unsecured obligations of JPMorgan Financial backed by a guaranty of JPMorgan Chase & Co. The notes have minimum denominations of $1,000, are expected to price on or about May 8, 2026 and settle on or about May 13, 2026. Investors bear credit risk of both issuer and guarantor, possible loss of principal if the Final Value is below the Trigger Value, and limited liquidity.
JPMorgan Chase Financial Company LLC offers structured notes linked to the MerQube US Large-Cap Vol Advantage Index due May 13, 2031, fully guaranteed by JPMorgan Chase & Co. The notes may be automatically called starting on May 11, 2027 if the Index closes at or above a Call Value set at 90.00% of the Initial Value on any Review Date. If not called, maturity outcomes depend on the Barrier Amount of 70.00% of the Initial Value: investors receive principal if the Final Value is at or above the Barrier Amount, or a loss equal to the Index Return (potentially up to a total loss).
The Index includes a 6.0% per annum daily deduction that materially reduces index performance and may offset gains; the pricing supplement states an estimated value floor of $920.00 and an illustrative estimated value of $940.00 per $1,000 note. Notes do not pay interest or dividends, are unsecured obligations of JPMorgan Financial, and are subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co.
JPMorgan Chase Financial Company LLC is offering Auto Callable Contingent Interest Notes due December 2, 2027, fully and unconditionally guaranteed by JPMorgan Chase & Co. Payments depend on the lesser performing of the Nasdaq-100 Technology Sector and the Russell 2000. Each Review Date requires both Indices to be at or above an Interest Barrier of 75.00% of initial value to trigger a Contingent Interest Payment. The Contingent Interest Rate will be provided in the pricing supplement and will be at least 10.00% per annum. The notes are automatically callable on a Call Settlement Date if, on a Review Date (other than the first five and the final), each Index is at or above its Initial Value; the earliest automatic call date is November 30, 2026. Expected pricing is on or about May 29, 2026 with settlement on or about June 3, 2026. The estimated value at pricing is approximately $957.10 per $1,000 note and will not be less than $900.00 per $1,000. Investors bear credit risk of JPMorgan Financial and JPMorgan Chase & Co., principal can be lost if the Lesser Performing Index falls below its Trigger Value at maturity, and liquidity is limited.