Welcome to our dedicated page for JPMORGAN CHASE & CO SEC filings (Ticker: JPM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
JPMorgan Chase & Co. filings document a bank holding company with worldwide financial services operations and multiple classes of exchange-listed securities. Periodic reports describe investment banking, consumer and small-business financial services, commercial banking, transaction processing and asset management, along with capital, assets and stockholders’ equity disclosures.
The company’s 8-K filings record material events and identify registered securities including JPM common stock, depositary shares representing fractional interests in non-cumulative preferred stock, and guarantees of notes and exchange-traded notes issued by JPMorgan Chase Financial Company LLC. Proxy materials cover board matters, executive compensation, equity awards, shareholder voting items and other governance disclosures.
JPMorgan Chase Financial Company LLC is offering structured Auto Callable Contingent Interest Notes linked to the MerQube US Large‑Cap Vol Advantage Index, expected to price on or about May 7, 2026 and settle on or about May 12, 2026. The notes pay contingent monthly interest only when the Index is at or above an Interest Barrier (60% of the Initial Value) on Review Dates, are subject to an automatic call feature if the Index is at or above the Initial Value on certain Review Dates (earliest possible automatic call May 7, 2027), and expose investors to full issuer credit risk of JPMorgan Financial and its guarantor. The Index applies a 6.0% per annum daily deduction, uses a target implied volatility mechanism, and may employ up to 500% leverage. The pricing supplement states an estimated note value of $932.80 per $1,000 (floor not less than $900.00) and highlights significant principal loss risk if the Final Value is below the Trigger Value (50% of Initial Value).
JPMorgan Chase Financial Company LLC is offering Auto Callable Contingent Interest Notes due November 12, 2027, fully guaranteed by JPMorgan Chase & Co. The notes pay contingent interest on each Review Date if each Index remains at or above an Interest Barrier of 60.00% of its Initial Value and may be automatically called beginning November 9, 2026. The estimated value at pricing is approximately $979.00 per $1,000 note (will be at least $900.00), the contingent interest rate will be at least 8.40% per annum, and the notes do not provide principal protection if the Least Performing Index falls below its Trigger Value.
JPMorgan Chase Financial Company LLC is offering structured Digital Notes due June 9, 2027, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes pay a Contingent Digital Return of at least 11.20% at maturity if, on every day during the Monitoring Period, each Index closes at or above 60.00% of its Initial Value. If any Index falls below that Trigger Value on any Monitoring Day, holders lose the right to the Contingent Digital Return and, at maturity, will receive an amount linked to the Least Performing Index: either par if all Final Values are at-or-above Initial Values, or $1,000 plus the Least Performing Index Return (which can result in a loss of principal). Pricing is expected on or about May 4, 2026 with settlement on or about May 7, 2026. Payments are subject to the issuer’s and guarantor’s credit risk, and the notes are not bank deposits or FDIC insured.
JPMorgan Chase Financial Company LLC is offering Capped Buffered Equity Notes linked to the lesser performing of the Russell 2000® Index and the S&P 500® Index, with a Maximum Return of at least 22.85%, an Upside Leverage Factor of 1.00 and a Buffer Amount of 30.00%. The notes are expected to price on or about May 6, 2026 and settle on or about May 11, 2026. If the lesser performing Index falls by more than 30.00% at the Observation Date, investors lose 1% of principal for each 1% the Index is below that buffer, exposing holders to up to a 70.00% principal loss at maturity. The estimated value at pricing is approximately $968.40 per $1,000 (minimum disclosed estimated value $900.00 per $1,000). Payments are subject to issuer and guarantor credit risk and the final terms and tax treatment will be provided in the pricing supplement.
JPMorgan Chase Financial Company LLC is offering three series of Capped Buffered Return Enhanced Notes due June 1, 2028, each linked to a single underlying index (Nasdaq-100, Russell 2000 or S&P 500). The notes provide 1.50× upside participation up to a capped maximum payment per $1,000 principal and a 10.00% downside buffer; investors may lose up to 90% of principal if the underlying falls sufficiently. The notes are unsecured obligations of JPMorgan Financial and are fully and unconditionally guaranteed by JPMorgan Chase & Co. Pricing is expected on or about May 26, 2026 with settlement on or about May 29, 2026.
JPMorgan Chase Financial Company LLC is offering structured notes—Uncapped Buffered Return Enhanced Notes linked to the S&P 500® Futures Excess Return Index, fully guaranteed by JPMorgan Chase & Co. The notes price on or about May 6, 2026 and settle on or about May 11, 2026 with maturity on May 9, 2031. Key terms include an Upside Leverage Factor of at least 1.95, a 20.00% buffer against index declines, minimum denomination of $1,000, an estimated value of approximately $970 per $1,000 note (not less than $950), and selling commissions up to $8.00 per $1,000. If the index rises, payment = $1,000 + ($1,000 × Index Return × Upside Leverage Factor). If the index falls by more than 20.00%, investors lose 1% of principal for each 1% past the buffer, up to an 80.00% loss. The notes are unsecured obligations subject to the issuer and guarantor credit risk and have limited secondary market liquidity.
JPMorgan Chase Financial Company LLC priced callable Contingent Interest Notes linked to the lesser performing of the Nasdaq-100 Index and the S&P 500 Index due May 16, 2030, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes pay Contingent Interest Payments only when both indices are at or above an Interest Barrier of 80.00% on a Review Date and feature a Buffer Amount of 20.00% that limits losses at maturity to a maximum principal loss of 80.00%. The notes are callable at issuer option beginning November 18, 2026, in minimum denominations of $1,000. The estimated value at pricing is approximately $979.90 per $1,000 note and will not be less than $900.00 per $1,000 note; the Contingent Interest Rate will be at least 7.95% per annum. Pricing and final terms are subject to the pricing supplement and completion dated April 30, 2026.
JPMorgan Chase Financial Company LLC is offering Auto Callable Contingent Interest Notes due May 16, 2029, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes pay Contingent Interest Payments only when each underlying closes at or above an Interest Barrier (70.00% of Initial Value) on Review Dates and may be automatically called beginning November 11, 2026. Payments at maturity depend on the Least Performing Underlying relative to a Trigger Value; if that Final Value is below the Trigger Value, investors can lose a substantial portion of principal. The estimated value at pricing is approximately $955.00 per $1,000 note (not less than $900.00), and the Contingent Interest Rate will be at least 9.60% per annum. Pricing and settlement are expected on or about May 11, 2026 and May 14, 2026, respectively.
JPMorgan Chase Financial Company LLC is offering Digital Contingent Buffered Notes linked to the 2‑Year U.S. Dollar SOFR ICE Swap Rate. The offering totals $650,000 at $1,000 per note with selling commissions of $10 per note. The notes pay a Contingent Digital Return of 8.60% if the Final Reference Rate is at or above the Reference Strike Rate or does not fall below it by more than the Contingent Buffer Percentage of 27.50%. If the Final Reference Rate is more than 27.50% below the Reference Strike Rate, principal is reduced on a 1% for 1% basis subject to a floor that can reduce the payment to $0. Key parameters include a Reference Strike Rate of 3.664%, a Strike Date of April 28, 2026, an Observation Date of May 11, 2027, and a Maturity Date of May 14, 2027. The estimated value at pricing was $971.50 per $1,000 note; proceeds to issuer after fees total $643,500.
JPMorgan Financial is offering $Callable Fixed to Floating Range Accrual Notes due May 15, 2046, fully guaranteed by JPMorgan Chase & Co. The notes pay a fixed Initial Interest Rate for the first two years (at least 10.00% per annum) and thereafter pay a variable rate based on the 10-Year Constant Maturity Treasury Rate subject to a Reference Rate Barrier of 5.25%. The notes may be redeemed on specified Redemption Dates beginning May 15, 2028. Original Issue Date is May 15, 2026, Pricing Date is May 13, 2026, and Maturity Date is May 15, 2046. The estimated value at pricing would be approximately $931.30 per $1,000 note and will not be less than $900.00 per $1,000 note. Interest for post‑initial periods equals Interest Factor × (N/ACT), where N is accrual days with Reference Rate ≤ Barrier; days above the Barrier accrue at 0.00%.