Welcome to our dedicated page for JPMORGAN CHASE & CO SEC filings (Ticker: JPM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
JPMorgan Chase & Co. filings document a bank holding company with worldwide financial services operations and multiple classes of exchange-listed securities. Periodic reports describe investment banking, consumer and small-business financial services, commercial banking, transaction processing and asset management, along with capital, assets and stockholders’ equity disclosures.
The company’s 8-K filings record material events and identify registered securities including JPM common stock, depositary shares representing fractional interests in non-cumulative preferred stock, and guarantees of notes and exchange-traded notes issued by JPMorgan Chase Financial Company LLC. Proxy materials cover board matters, executive compensation, equity awards, shareholder voting items and other governance disclosures.
The issuer, JPMorgan Chase Financial Company LLC, is offering Step-Up Auto Callable Notes linked to the J.P. Morgan Dynamic Index with an original issue amount of $659,000 priced at $1,000 per note and expected settlement on or about May 4, 2026. The notes carry a 100.00% participation rate, a daily 0.95% per annum Index Deduction, an Initial Value of 149.72, and automatic call features on specified Review Dates beginning May 3, 2027. The estimated value at pricing was $891.60 per $1,000 and selling commissions equal $34.00 per note. Payments depend on Index performance and are subject to the credit risk of the issuer and guarantor.
JPMorgan Chase Financial Company LLC priced $3,385,000 of Uncapped Lookback Buffered Return Enhanced Notes on April 29, 2026, expected to settle on or about May 4, 2026. The notes pay at maturity based on the lesser performing of the S&P 500® and Russell 2000®, with an Upside Leverage Factor 1.255 and a 10.00% buffer. The Lookback Value for each Index is the lowest closing level during the Lookback Observation Period from the Pricing Date through May 29, 2026. Investors receive enhanced upside (1.255× appreciation of the lesser performing Index) but may lose up to 90.00% of principal if the lesser performing Index falls more than the buffer. Notes are unsecured obligations of JPMorgan Financial and fully and unconditionally guaranteed by JPMorgan Chase & Co.; payments are subject to issuer and guarantor credit risk.
JPMorgan Chase Financial Company LLC offers 5-year, non-call 1-year auto-callable Contingent Interest Notes linked to the MerQube US Tech+ Vol Advantage Index (MQUSTVA). The notes pay a monthly contingent interest (at least 10.75% per annum) when the Underlying meets the Interest Barrier and can be automatically called on monthly Review Dates. The notes include a 30.00% buffer and a 70.00% buffer threshold; estimated value at issuance will be at least $900.00 per $1,000 principal amount. Payments are subject to issuer and guarantor credit risk.
JPMorgan Chase Financial Company LLC is offering auto-callable contingent interest notes linked to Advanced Micro Devices, Inc. common stock, due November 12, 2027, fully guaranteed by JPMorgan Chase & Co. The notes pay quarterly Contingent Interest Payments only if the Reference Stock closes at or above an Interest Barrier equal to 50.00% of the Initial Value on a Review Date and will be automatically called early if the Reference Stock closes at or above the Initial Value on a Review Date. The estimated value at pricing is approximately $940.60 per $1,000 note (minimum stated estimated value $900.00), the minimum Contingent Interest Rate is 16.00% per annum, and the notes are unsecured obligations subject to the credit risk of JPMorgan Financial and its guarantor. Pricing is expected on or about May 8, 2026 with settlement on or about May 13, 2026. CUSIP: 46660TRE2.
JPMorgan Chase Financial Company LLC priced $137,000 of Auto Callable Notes linked to the J.P. Morgan Multi-Asset Index (MAX) on April 29, 2026, expected to settle on or about May 4, 2026. The notes pay no interest, are unsecured obligations of JPMorgan Financial and are fully and unconditionally guaranteed by JPMorgan Chase & Co.
The notes may be automatically called beginning on May 3, 2027 on specified Review Dates if the Index is at or above step-up Call Values; if not called, maturity is May 4, 2033 with payoff equal to principal plus any positive Index Return × 100% participation. The estimated value at pricing was $904.80 per $1,000 note and the public price was $1,000 per note (selling commission $34).
JPMorgan Chase Financial Company LLC is offering 5‑year, non‑call 1‑year auto‑callable contingent interest notes linked to the MerQube US Tech+ Vol Advantage Index (MQUSTVA). The notes have a minimum denomination of $1,000, a pricing date of May 29, 2026 and a maturity date of June 3, 2031 with monthly review dates.
Holders may receive monthly contingent interest payments of at least 11.75% per annum (≈$9.7917 per $1,000 each month) if the Underlying closes at or above an interest barrier equal to 70% of the Initial Value. There is a 30% buffer; principal repayment at maturity depends on the Final Value relative to that buffer. The estimated value at issuance will be at least $900.00 per $1,000 principal amount. Payments are subject to issuer and guarantor credit risk.
JPMorgan Chase Financial Company LLC priced $4,304,000 of auto‑callable accelerated barrier notes linked to the lesser performing of the Nasdaq-100® Technology Sector and the Russell 2000® Index, due May 3, 2029, fully guaranteed by JPMorgan Chase & Co. The notes priced April 29, 2026 and are expected to settle on or about May 4, 2026.
The structure provides automatic calls on specified Review Dates (earliest May 3, 2027) that pay a Call Premium (14.00% first call; 28.00% second call). If not called, maturity payoffs use a 2.25× Upside Leverage Factor on the lesser performing index above its Initial Value; a Barrier Amount at 70.00% of Initial Value limits loss only if both indices remain at or above that level at final valuation. The estimated value at pricing was $947.20 per $1,000 note versus a public price of $1,000 (selling commission $24.50). The notes are unsecured obligations of JPMorgan Financial and subject to issuer and guarantor credit risk.
JPMorgan Chase Financial Company LLC priced $250,000 principal amount of structured Digital Barrier Notes due June 4, 2027, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes pay a 8.50% contingent digital return at maturity if the Final Value of the least performing of the Nasdaq-100®, Russell 2000® and S&P 500® Indices is at least 60.00% of its Initial Value (the Barrier Amount). If any Index’s Final Value is below its Barrier Amount, payment at maturity equals principal plus the Least Performing Index Return, exposing investors to up to a 100.00% loss of principal; a 40.00% decline in the Least Performing Index would produce a 40.00% loss of principal. The notes priced on April 29, 2026, are expected to settle on or about May 4, 2026, and were offered at $1,000 per note (total $250,000), with an estimated value of $988.50 per $1,000 and selling commissions of $7.25 per $1,000.
JPMorgan Chase Financial Company LLC priced $542,000 of Auto Callable Accelerated Barrier Notes linked to the lesser performing of the S&P MidCap 400® Index and the S&P 500® Futures Excess Return Index. The notes priced on April 29, 2026, are expected to settle on or about May 4, 2026, and mature on May 2, 2030. If, on the Review Date of May 1, 2028, both indices are at or above their Call Value (110% of initial), the notes will be automatically called and pay $1,000 plus a Call Premium of $450. If not called, maturity repayment depends on the lesser performing index, with an Upside Leverage Factor of 1.472, a Barrier Amount of 70% of each index’s initial value, and the potential for loss of principal if the Lesser Performing Index falls below the Barrier.
JPMorgan Chase Financial Company LLC is offering Auto Callable Contingent Interest Notes linked to the MerQube US Large-Cap Vol Advantage Index due May 19, 2031. Each note has a $1,000 principal amount and an estimated value shown of $936.10 (will be ≥ $900.00 when set). The notes pay monthly Contingent Interest Payments only when the Index is ≥ the Interest Barrier (70.00% of Initial Value), may be automatically called on quarterly Autocall Review Dates if the Index ≥ Initial Value (earliest call may occur May 14, 2027), and expose investors to up to 70.00% principal loss at maturity if the Final Value is sufficiently low. The Index embeds a 6.0% per annum daily deduction, leverages futures exposure up to 500%, and is subject to credit risk of JPMorgan Financial and JPMorgan Chase & Co.