Welcome to our dedicated page for JPMORGAN CHASE & CO SEC filings (Ticker: JPM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
JPMorgan Chase & Co. filings document a bank holding company with worldwide financial services operations and multiple classes of exchange-listed securities. Periodic reports describe investment banking, consumer and small-business financial services, commercial banking, transaction processing and asset management, along with capital, assets and stockholders’ equity disclosures.
The company’s 8-K filings record material events and identify registered securities including JPM common stock, depositary shares representing fractional interests in non-cumulative preferred stock, and guarantees of notes and exchange-traded notes issued by JPMorgan Chase Financial Company LLC. Proxy materials cover board matters, executive compensation, equity awards, shareholder voting items and other governance disclosures.
JPMorgan Chase Financial Company LLC priced $1,455,000 of structured notes linked to the MerQube US Tech+ Vol Advantage Index, expected to settle on or about May 4, 2026 and maturing on May 2, 2031. The notes can be automatically called on scheduled Review Dates beginning May 3, 2027; each $1,000 note pays the principal plus a specified Call Premium Amount if the Index closes at or above the Call Value on a Review Date. The Index reflects a 6.0% per annum daily deduction and a notional financing cost; purchasers face credit risk of JPMorgan Financial and its guarantor, JPMorgan Chase & Co., and may lose up to 85.00% of principal at maturity if the Final Value falls below the Initial Value by more than the Buffer Amount of 15.00%.
JPMorgan Chase Financial Company LLC is offering Capped Buffered Equity Notes linked to the iShares® MSCI EAFE ETF that mature on June 10, 2027. The notes pay 1.00× any Fund appreciation up to a Maximum Return of at least 11.75%, provide a 15.00% buffer against initial declines and expose investors to credit risk of JPMorgan Financial and its guarantor. The notes are expected to price on or about May 6, 2026 and settle on or about May 11, 2026. Estimated value at pricing is approximately $981.90 per $1,000 note and will not be less than $900.00 per $1,000 note when terms are set. Investors may forgo dividends and interest and can lose up to 85.00% of principal if the Fund falls beyond the buffer.
JPMorgan Chase Financial Company LLC is offering $1,098,000 of Auto Callable Contingent Interest Notes due May 2, 2031, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes pay contingent coupons at a 7.05% per annum rate when each index is at or above an Interest Barrier (75% of initial value). The notes were priced on April 29, 2026 and are expected to settle on or about May 4, 2026. The notes are callable beginning April 29, 2027. Price to public is $1,000 per note; selling commissions are $41.25 per $1,000 and the estimated value at pricing was $935.00 per $1,000. Investors bear index, credit, call and liquidity risks and may lose some or all principal.
JPMorgan Chase Financial Company LLC priced $1,111,000 of callable Contingent Interest Notes due May 3, 2029, fully guaranteed by JPMorgan Chase & Co. The notes pay Contingent Interest Payments on scheduled Review Dates only if each of the Nasdaq-100® Technology Sector, Russell 2000® and S&P 500® Indices is at or above 60.00% of its Initial Value (the Interest Barrier). The notes may be redeemed early starting November 3, 2026. At maturity investors receive principal plus contingent interest if the Final Value of every Index is at or above its Trigger Value; if the Least Performing Index is below its Trigger Value, principal is reduced by that Index's loss. Minimum denominations are $1,000; estimated value at pricing was $972.80 per $1,000 note; price to public $1,000 per note (commissions $6.00).
JPMorgan Chase Financial Company LLC priced $461,000 of Auto Callable Accelerated Barrier Notes due May 3, 2029, fully guaranteed by JPMorgan Chase & Co. The notes may be automatically called beginning on May 5, 2027 for a payment of $1,215.00 per $1,000 (principal plus a $215.00 Call Premium).
If not called, maturity payoffs depend on the least performing of the Dow Jones Industrial Average®, the Nasdaq-100® and the Russell 2000®: investors receive $1,000 plus $1,000×(Least Performing Index Return)×Upside Leverage Factor 1.25 for positive returns, return of principal if the least performer stays at or above a 70% Barrier Amount, or a proportional loss below that barrier.
JPMorgan Chase Financial Company LLC priced $275,000 of callable Contingent Interest Notes due May 4, 2028, fully guaranteed by JPMorgan Chase & Co. The notes pay periodic Contingent Interest Payments (Contingent Interest Rate 8.75% per annum) only if each underlying (Nasdaq-100, Russell 2000, and the Utilities Select Sector ETF) is >= 80.00% of its Initial Value on a Review Date. If the least performing underlying falls below the Buffer Threshold at maturity, principal is reduced by the Least Performing Underlying Return net of a 20.00% buffer (loss up to 80.00%). Notes priced April 29, 2026; expected settlement ~May 4, 2026. Earliest issuer call date: November 3, 2026. Minimum denominations $1,000.
JPMorgan Chase Financial Company LLC priced a $1,275,000 offering of Callable Contingent Interest Notes due April 3, 2028, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes pay contingent interest only when each of three Underlyings meets a 60.00% Interest Barrier on Review Dates and are callable by the issuer beginning August 3, 2026. At maturity, if any Underlying’s Final Value is below its Trigger Value you receive $1,000 × (1 + Least Performing Underlying Return), which can result in significant principal loss. The notes priced on April 29, 2026 and are expected to settle on or about May 4, 2026. The estimated value at pricing was $962.50 per $1,000, below the original issue price which reflects selling and structuring costs.
JPMorgan Chase Financial Company LLC is offering Callable Contingent Interest Notes linked to the lesser performing of the Nasdaq-100® Technology Sector and the Russell 2000® Index. The original issue size is $1,441,000 with a $1,000 principal amount per note; priced April 29, 2026 and expected to settle on or about May 4, 2026. The notes pay contingent monthly interest at a stated 9.90% per annum (0.825% per month) only when both indices are at or above an Interest Barrier of 70.00% of initial values on each Review Date. The notes may be redeemed early at issuer option beginning August 3, 2026. At maturity, if the Final Value of either index is below its Trigger Value, payment is reduced by the Lesser Performing Index Return, which can result in substantial principal loss.
JPMorgan Chase Financial Company LLC is offering 10-year Trigger GEARS due on or about May 15, 2036, fully guaranteed by JPMorgan Chase & Co. The Securities link returns to an unequally weighted basket of five equity indices with an Initial Basket Value set to 100 on the Trade Date and a Downside Threshold equal to 65.00% of that value. If the Basket Return is positive, holders receive principal plus the Basket Return times an Upside Gearing (to be finalized and expected between 1.57 and 1.77). If the Basket Return is zero or negative but the Final Basket Value is at or above the Downside Threshold, principal is returned. If the Final Basket Value is below the Downside Threshold, investors suffer proportional principal loss, including the possibility of losing the entire principal. The Securities pay no interest, do not pay dividends on underlying stocks, are subject to issuer and guarantor credit risk, and are offered at $10.00 per Security with estimated initial values and a minimum investment of $1,000.
JPMorgan Chase Financial Company LLC priced $890,000 of callable contingent-interest notes due April 3, 2028, fully guaranteed by JPMorgan Chase & Co. Each $1,000 note was offered at $1,000 with selling commissions of $22.25 and proceeds to issuer of $977.75 per note.
The notes pay contingent monthly interest at an annual Contingent Interest Rate of 8.75% only for Review Dates when each of the Nasdaq-100® Technology Sector, Russell 2000® and S&P 500® closing levels is >= 70.00% of its Initial Value (the Interest Barrier). The earliest optional issuer call date is August 3, 2026. At maturity, if any Index's Final Value is below its Trigger Value, holders suffer a loss equal to the Least Performing Index Return applied to principal; if all Final Values are >= Trigger Value, holders receive principal plus any contingent coupon for the final Review Date.