Welcome to our dedicated page for JPMORGAN CHASE & CO SEC filings (Ticker: JPM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
JPMorgan Chase & Co. filings document a bank holding company with worldwide financial services operations and multiple classes of exchange-listed securities. Periodic reports describe investment banking, consumer and small-business financial services, commercial banking, transaction processing and asset management, along with capital, assets and stockholders’ equity disclosures.
The company’s 8-K filings record material events and identify registered securities including JPM common stock, depositary shares representing fractional interests in non-cumulative preferred stock, and guarantees of notes and exchange-traded notes issued by JPMorgan Chase Financial Company LLC. Proxy materials cover board matters, executive compensation, equity awards, shareholder voting items and other governance disclosures.
JPMorgan Chase Financial Company LLC is issuing $6,656,000 of Callable Fixed Rate Notes due February 6, 2029, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes pay fixed interest at 5.00% per annum, using a 30/360 day count, with interest payable in arrears on August 6, 2027, August 6, 2028 and at maturity, subject to any earlier redemption. The issuer may, at its option, redeem the notes in whole (but not in part) on the 6th calendar day of February, May, August and November from February 6, 2027 through November 6, 2028 at par plus accrued interest, following a notice period of at least five business days. The price to the public is $1,000 per note, including selling commissions of $1.021 per $1,000 and resulting in issuer proceeds of $998.979 per $1,000 note.
JPMorgan Chase Financial Company LLC is offering $11,990,000 of Medium-Term Notes, Series A, Digital Buffered Equity Notes due December 22, 2028, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes are linked to an unequally weighted basket of five non-U.S. equity indices and do not bear interest.
The basket has an initial level of 100 and weights of 40% EURO STOXX 50, 25% TOPIX, 17% FTSE 100, 11% Swiss Market Index and 7% S&P/ASX 200. At maturity, for each $1,000 note investors receive: if the basket return is sufficiently positive, the greater of $1,248.50 or $1,000 plus the basket return; if the basket is between 87.50% and 100% of its initial level, $1,000; and if it falls below 87.50%, a leveraged loss of about 1.1429% for each 1% decline beyond the 12.50% buffer, down to zero.
The estimated value when issued is $986.50 per $1,000, reflecting structuring and hedging costs. The notes are unsecured obligations of JPMorgan Financial, guaranteed by JPMorgan Chase & Co., not listed on any exchange, not FDIC insured, and subject to complex U.S. tax and Section 871(m) considerations and to the credit risks of both entities.
JPMorgan Chase Financial Company LLC is offering unsecured, unsubordinated Uncapped Buffered Return Enhanced Notes linked to the S&P 500® Futures Excess Return Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes are designed for investors seeking leveraged exposure at maturity.
At maturity, investors receive 1.6725× any positive Index return, with no cap. A 30.00% Buffer Amount protects principal against moderate declines; if the Index falls more than 30.00%, principal is reduced 1% for each additional 1% decline, resulting in up to a 70.00% loss (minimum repayment $300 per $1,000).
The notes pay no interest, are not bank deposits, and carry the credit risk of both JPMorgan Financial and JPMorgan Chase & Co. They will not be listed, so liquidity depends on J.P. Morgan Securities LLC making a market. The estimated value, if priced today, is about $940 per $1,000 note and will not be less than $920 per $1,000 when set, reflecting embedded structuring, hedging and distribution costs. The payoff also depends on futures-specific factors, including potential negative roll returns and differences between futures and the underlying equity index, and the tax treatment relies on an open-transaction approach that could change with future IRS guidance.
JPMorgan Chase Financial Company LLC is issuing $725,000 in Auto Callable Dual Directional Accelerated Barrier Notes linked to the common stock of Oracle Corporation, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes are unsecured, unsubordinated obligations with a minimum denomination of $1,000, priced on August 4, 2026 and expected to settle on or about August 7, 2026, and maturing on August 9, 2028, subject to early automatic call or acceleration.
The notes may be automatically called on August 10, 2027 if Oracle’s share price is at or above the Call Value, returning $1,389 per $1,000 note (principal plus a $389 Call Premium Amount). If not called, investors receive at maturity either 1.50x Oracle’s positive stock return, or the absolute value of a negative return up to a 50.00% decline, provided the Final Value stays at or above the Barrier Amount of 50.00% of the Initial Value of $145.74. If the Final Value is below the Barrier Amount, principal is exposed one-for-one to Oracle’s decline and investors can lose up to all of their investment. The estimated value at pricing was $967.80 per $1,000 note, below the $1,000 issue price, reflecting embedded selling, structuring and hedging costs.
JPMorgan Chase Financial Company LLC is offering $500,000 of Auto Callable Accelerated Barrier Notes linked to the least performing of Microsoft, Amazon, Broadcom and Alphabet Class A, due August 9, 2028, fully and unconditionally guaranteed by JPMorgan Chase & Co.
The notes are sold in $1,000 denominations at 100% of principal, with dealer selling commissions of $4 per note and issuer proceeds of $996 per note. They pay no interest or dividends and are unsecured, unsubordinated obligations exposed to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co., and are not FDIC insured or exchange-listed.
The notes may be automatically called as early as November 4, 2026 if each stock is at or above its Call Value, paying $1,700 per $1,000 note (principal plus a $700 call premium). If not called, at maturity investors receive 3.00 times any positive performance of the least performing stock, full principal back if all stocks stay at or above a 70.00% barrier, and otherwise 1-for-1 downside to the least performing stock, with the potential for a complete loss of principal. The issuer’s estimated value is $940 per $1,000 note, below the issue price due to selling, structuring and hedging costs.
JPMorgan Chase Financial Company LLC is offering Auto Callable Contingent Interest Notes linked to the MerQube US Tech+ Vol Advantage Index, fully guaranteed by JPMorgan Chase & Co. The Index provides rules-based leveraged exposure (0% to 500%) to an unfunded total-return position in the Invesco QQQ Trust, reduced by a 6.0% per annum daily fee and a notional financing cost.
The notes pay a contingent interest rate of at least 10.00% per annum, credited monthly only when the Index on a review date is at or above an interest barrier equal to 85.00% of the initial value. They are subject to monthly automatic call if the Index is at or above 95.00% of the initial value, returning principal plus applicable contingent interest and any unpaid prior contingent interest.
If not called, at maturity on July 31, 2029 investors receive principal plus applicable contingent interest if the final Index value is at or above the 15.00% buffer threshold; below this level, principal is reduced on a leveraged basis, and some or most of the investment may be lost. The minimum denomination is $1,000, and the issuer’s estimated value will not be less than $900 per $1,000 note. All payments depend on the credit of JPMorgan Chase Financial Company LLC and JPMorgan Chase & Co., and the product involves multiple market, structural and conflict-of-interest risks.
JPMorgan Chase Financial Company LLC is issuing $974,000 of Uncapped Accelerated Barrier Notes linked to the Invesco S&P 500® Equal Weight ETF (RSP), fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes offer 1.11x leveraged upside participation in any appreciation of the ETF at maturity and return principal if the final ETF price is at or above a Barrier Amount set at 75.00% of the Initial Value.
The Initial Value is the ETF’s closing price on August 4, 2026 of $220.23, with an Observation Date of August 4, 2031 and Maturity Date of August 7, 2031. If the final price falls below the Barrier Amount, investors lose 1% of principal for each 1% decline from the Initial Value, up to a total loss. The notes pay no interest or dividends, are unsecured and unsubordinated obligations of the issuer, and are subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co. They are sold in denominations of $1,000 per note at a price to public of $1,000, including $22 in fees per note, with net proceeds of $978 per note and an estimated value at pricing of $964.60.
JPMorgan Chase Financial Company LLC is offering auto callable buffered equity notes linked to the S&P 500® Futures Excess Return Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes mature on August 29, 2031, with a potential automatic call on August 28, 2028 if the Index is at or above a specified Call Value, paying back principal plus a Call Premium Amount of at least $280 per $1,000 note.
If not called, at maturity investors receive uncapped, unleveraged exposure to Index gains; if the Final Value is above the Initial Value, the payoff is $1,000 + ($1,000 × Index Return). A 10.00% Buffer Amount protects against moderate declines: if the Index is down by up to 10%, principal is returned. Below this, investors lose 1% of principal for each percentage point beyond the 10% buffer, for a maximum loss of 90.00% of principal.
The notes pay no interest, are unsecured and unsubordinated obligations subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co., and will not be listed on any exchange. The initial estimated value is about $940 per $1,000 note and will not be less than $900, lower than the price to public because it reflects selling commissions, hedging costs and issuer profits.
JPMorgan Chase Financial Company LLC is issuing auto callable contingent interest notes linked to the MerQube US Large-Cap Vol Advantage Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes mature on August 16, 2029, in minimum denominations of $1,000 and integral multiples.
Investors may receive a Contingent Interest Payment on each Review Date only if the Index closing level is at least 50% of the Initial Value (the Interest Barrier). From the sixth Review Date onward, if the Index is at or above the Initial Value, the notes are automatically called and pay $1,000 plus that period’s contingent interest, with no further payments. If the notes are not called and the Final Value is below the Trigger Value (also 50% of the Initial Value), principal is reduced 1% for each 1% Index decline, potentially to zero.
The Index employs a 35% target volatility, uses leveraged exposure (up to 500%) to E-mini S&P 500 futures, and is subject to a 6.0% per annum daily deduction, which creates a persistent drag and may cause the Index to decline even when its strategy has positive returns. If priced today, the notes’ estimated value would be about $946.20 per $1,000, and at issuance it will not be less than $910.00, reflecting selling costs and internal funding and hedging assumptions. Payments are unsecured obligations of JPMorgan Financial, subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co.
JPMorgan Chase Financial Company LLC, fully guaranteed by JPMorgan Chase & Co., is offering unsecured Auto Callable Yield Notes linked to the common stock of Ford Motor Company, maturing on September 16, 2027. The notes target investors seeking higher income in exchange for equity-linked risk and no principal protection.
The notes pay interest at an annual rate of at least 14.00%, credited monthly at at least 1.16667%, as long as the notes remain outstanding. They may be automatically called on any Review Date from February 11, 2027 onward if Ford’s closing share price is at or above the Initial Value, in which case investors receive $1,000 per note plus the applicable interest and no further payments.
If not called, and the Final Value on the last Review Date is at or above the Trigger Value (70.00% of the Initial Value), investors receive $1,000 plus final interest at maturity. If the Final Value is below the Trigger Value, the maturity payment is reduced by Ford’s negative price return, so investors can lose more than 30% and up to all principal. The indicative estimated value is $981.80 per $1,000, and may be no less than $900.00, reflecting structuring, hedging and funding costs. The notes are not listed, carry limited liquidity, and all payments are subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co.