Welcome to our dedicated page for JPMORGAN CHASE & CO SEC filings (Ticker: JPM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
JPMorgan Chase & Co. filings document a bank holding company with worldwide financial services operations and multiple classes of exchange-listed securities. Periodic reports describe investment banking, consumer and small-business financial services, commercial banking, transaction processing and asset management, along with capital, assets and stockholders’ equity disclosures.
The company’s 8-K filings record material events and identify registered securities including JPM common stock, depositary shares representing fractional interests in non-cumulative preferred stock, and guarantees of notes and exchange-traded notes issued by JPMorgan Chase Financial Company LLC. Proxy materials cover board matters, executive compensation, equity awards, shareholder voting items and other governance disclosures.
JPMorgan Chase Financial Company LLC, fully guaranteed by JPMorgan Chase & Co., is offering 5-year non-call 1-year Auto Callable Contingent Interest Notes linked to the MerQube US Tech+ Vol Advantage Index. The Index uses a rules-based volatility-targeting strategy with exposure to an unfunded position in the Invesco QQQ Trust, with exposure ranging from 0% to 500%, reduced by a 6.0% per annum daily deduction and a notional financing cost.
The notes pay a contingent interest rate of at least 10.50% per annum, paid monthly at a rate of at least 0.875%, but only if on a review date the Index level is at or above the Interest Barrier of 75% of the Initial Value. If on a monthly review date (other than the first eleven and final) the Index is at or above its Initial Value, the notes are automatically called, returning $1,000 principal plus that month’s contingent interest, with no further payments.
If not called, at maturity in 2031 investors receive $1,000 per note plus the final contingent interest if the Final Value is at or above the Buffer Threshold of 70% of the Initial Value. Below this level, principal is reduced according to the Index loss beyond the 30% Buffer Amount, so investors can lose some or most of their principal. The estimated value will not be less than $900 per $1,000 note when set. Payments depend on the credit of JPMorgan Chase Financial Company LLC and JPMorgan Chase & Co., and the product carries risks including loss of principal, no guaranteed interest, leverage in the Index, limited liquidity, and conflicts of interest.
JPMorgan Chase Financial Company LLC, fully guaranteed by JPMorgan Chase & Co., is offering 5-year, auto-callable contingent interest notes linked to the MerQube US Tech+ Vol Advantage Index, which itself reflects a 6.0% per annum daily deduction and a notional financing cost on the QQQ Fund exposure. The notes pay a contingent interest rate of at least 12.50% per annum, credited monthly, but only if on a review date the index level is at or above the 70% Interest Barrier. Starting after year one, the notes are automatically called on any monthly review date (other than the final one) when the index is at or above its initial level, returning principal plus that month’s interest. If not called, at maturity in August 2031 investors receive principal plus the final interest if the index is at or above the 85% Buffer Threshold; below that level, principal is reduced based on index losses beyond a 15% buffer, so investors can lose some or most of their investment. The estimated value at issuance will be at least $900 per $1,000 note, and all payments are subject to JPMorgan credit risk.
JPMorgan Chase Financial Company LLC is offering uncapped accelerated barrier notes linked to the lesser performing of the Nasdaq-100 Index® and the S&P 500® Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes are expected to price around August 10, 2026, settle around August 13, 2026, and mature on August 15, 2030, in minimum denominations of $1,000.
At maturity, if both indices finish above their initial levels, investors receive $1,000 plus at least 1.335× the gain of the lesser-performing index. If either index finishes at or below its initial level but both stay at or above 70% of their initial levels, principal is returned. If either index falls below its 70% barrier, repayment is reduced one-for-one with the decline of the lesser-performing index and investors can lose up to 100% of principal.
The notes pay no interest or dividends and are unsecured obligations subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co. They are not expected to be listed, and secondary market liquidity may be limited. An indicative estimated value is about $980.40 per $1,000 note, and the final estimated value will not be less than $900.00 per $1,000, reflecting embedded costs and dealer margins.
JPMorgan Chase Financial Company LLC is offering Callable Contingent Interest Notes due November 17, 2027, linked to the lesser performance of the Nasdaq-100® Technology Sector and the Russell 2000® Index, in minimum denominations of $1,000. The notes pay a Contingent Interest Payment on each Review Date only if the closing level of each index is at least 70.00% of its Initial Value (the Interest Barrier). The Contingent Interest Rate will be at least 10.40% per annum, or 0.86667% per month, with total interest over the term ranging from $0 to $130.00 per $1,000 note depending on how many coupons are earned.
The issuer may redeem the notes early, in whole but not in part, on certain Interest Payment Dates beginning August 16, 2027, paying $1,000 plus any due contingent interest; no further payments would then be made. If the notes are not called and the Final Value of each index is at least 70.00% of its Initial Value (its Trigger Value), investors receive $1,000 plus the final contingent coupon at maturity. If the Final Value of either index is below its Trigger Value, repayment is reduced by the full decline of the lesser-performing index, with principal losses that can reach 100%.
The notes are unsecured and unsubordinated obligations of JPMorgan Chase Financial Company LLC, fully and unconditionally guaranteed by JPMorgan Chase & Co., and are subject to their credit risk. If priced today, the estimated value would be approximately $984.00 per $1,000 note, and will not be less than $900.00 per $1,000 at pricing, reflecting selling commissions, hedging costs and issuer funding assumptions. The notes will not be listed, may be illiquid, offer no participation in index upside or dividends, and involve concentrated exposure to technology and small-cap stocks, as well as complex U.S. tax treatment.
JPMorgan Chase Financial Company LLC is offering structured Review Notes linked to the MerQube US Large-Cap Vol Advantage Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The total offering is $578,000, in $1,000 denominations, with an original issue date of August 7, 2026 and maturity on August 7, 2031.
The notes may be automatically called on specified Review Dates starting August 9, 2027 if the Index closing level is at or above 100% of its initial level. In that case, investors receive $1,000 plus a Call Premium Amount that increases over time, up to 144.25% × $1,000 on the final Review Date. If not called and the Final Index Value is at or above the Barrier Amount of 60% of the Initial Value, principal is returned at maturity; otherwise, repayment is reduced one-for-one with the Index loss, exposing investors to loss of more than 40% and potentially all principal.
The Index includes a 6.0% per annum daily deduction and uses a rules-based leveraged exposure (up to 500%) to E-mini S&P 500 futures, which can significantly drag performance and amplify losses. The notes pay no interest or dividends and are unsecured obligations subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co. The estimated value at pricing was $892.80 per $1,000, below the $1,000 price to public due to commissions, hedging and structuring costs.
JPMorgan Chase Financial Company LLC is offering Uncapped Buffered Return Enhanced Notes linked to the S&P 500® Futures Excess Return Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes are expected to mature on August 28, 2031 and are issued in $1,000 minimum denominations.
At maturity, investors receive an uncapped upside of at least 2.05× any Index appreciation. A 20.00% buffer protects against moderate declines; below that, principal is reduced 1% for each additional 1% Index loss, with repayment potentially as low as $200 per $1,000. The notes pay no interest, are unsecured obligations subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co., and will not be listed. An example estimated value is $974.80 per $1,000, and the final estimated value on pricing will not be less than $900.00 per $1,000.
JPMorgan Chase Financial Company LLC is issuing $5,470,000 of Structured Investments Review Notes linked to the Dow Jones Industrial Average®, the Russell 2000® Index and the S&P 500® Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes may be automatically called on designated Review Dates starting August 4, 2027 if the closing level of each Index is at or above its Call Value, set at 100% of its Initial Value. In that case, investors receive $1,000 per note plus a fixed Call Premium Amount that steps up from 10.05% to 50.25% over the term.
If the notes are not called and on the final Review Date each Index is at or above its Barrier Amount of 70% of its Initial Value, investors receive full principal at maturity on August 7, 2031. If any Index finishes below its Barrier Amount, repayment is reduced by the full negative return of the Least Performing Index, leading to losses greater than 30% and potentially a complete loss of principal. The notes pay no interest or dividends, are unsecured obligations subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co., and have an estimated value of $939.20 per $1,000 note, below the issue price due to selling, structuring and hedging costs.
JPMorgan Chase Financial Company LLC is offering $1,523,000 of auto callable contingent interest notes linked individually to the Nasdaq-100® Technology Sector, the Russell 2000® Index and the State Street® Energy Select Sector SPDR® ETF, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes pay a contingent coupon of 9.75% per annum (0.8125% per month) only on Review Dates when the closing value of each Underlying is at or above 70% of its Initial Value, with unpaid coupons accruing if conditions are later met. The notes can be automatically called as early as February 4, 2027 if each Underlying is at or above its Initial Value, returning principal plus applicable interest. If not called, at maturity on August 9, 2029, investors receive full principal only if each Underlying is at or above its 60% Trigger Value; otherwise, repayment is reduced 1% for each 1% decline in the Least Performing Underlying, potentially to zero. The securities are unsecured, unsubordinated obligations subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co., are not insured deposits, and may be illiquid, with an initial estimated value of $952.30 per $1,000.
JPMorgan Chase Financial Company LLC is offering Structured Investments Review Notes due August 29, 2029, linked to the least performing of the Dow Jones Industrial Average®, the Nasdaq-100 Index® and the Russell 2000® Index, and fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes may be automatically called on review dates in 2027, 2028 or 2029 if each index closes at or above its Call Value of 100% of its Initial Value, paying $1,000 plus a call premium of at least 16.75%, 33.50% or 50.25%, respectively. If not called and each index’s final level is at or above its Barrier Amount of 70% of Initial Value, investors receive principal back at maturity; otherwise, repayment is reduced one-for-one with the decline of the Least Performing Index, and investors can lose up to all principal. The minimum denomination is $1,000. An indicative estimated value is $973.50 per $1,000 note and will not be less than $900.00 per $1,000 at pricing. The notes pay no interest or dividends, are unsecured obligations subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co., and are expected to price on or about August 24, 2026 and settle on or about August 27, 2026.
JPMorgan Chase Financial Company LLC, fully guaranteed by JPMorgan Chase & Co., is offering auto callable barrier notes linked individually to the Nasdaq-100 Index®, the Russell 2000® Index and the S&P 500® Index, maturing on August 16, 2029. The notes have $1,000 minimum denominations and may be automatically called on August 16, 2027 or August 11, 2028 if the closing level of each index is at or above 100.00% of its Initial Value. On an automatic call, investors receive $1,000 plus a Call Premium Amount of at least 17.20% on the first Review Date or 34.40% on the second Review Date.
If not called and the Final Value of each index is above its Initial Value, the maturity payment equals $1,000 plus the Least Performing Index Return, providing uncapped, unleveraged upside tied to the worst-performing index. If any index finishes at or below its Initial Value but all remain at or above 60.00% Barrier Amount, principal is returned. If any index ends below its Barrier Amount, repayment is $1,000 plus $1,000 times the Least Performing Index Return, so investors lose more than 40% of principal and could lose it all. The notes pay no interest or dividends, are unsecured obligations subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co., and are not FDIC insured. An illustrative estimated value is $973.10 per $1,000 note, and the final estimated value will not be less than $900.00.