Welcome to our dedicated page for JPMORGAN CHASE & CO SEC filings (Ticker: JPM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
JPMorgan Chase & Co. filings document a bank holding company with worldwide financial services operations and multiple classes of exchange-listed securities. Periodic reports describe investment banking, consumer and small-business financial services, commercial banking, transaction processing and asset management, along with capital, assets and stockholders’ equity disclosures.
The company’s 8-K filings record material events and identify registered securities including JPM common stock, depositary shares representing fractional interests in non-cumulative preferred stock, and guarantees of notes and exchange-traded notes issued by JPMorgan Chase Financial Company LLC. Proxy materials cover board matters, executive compensation, equity awards, shareholder voting items and other governance disclosures.
JPMorgan Chase Financial Company LLC is issuing $1,012,000 of Uncapped Buffered Return Enhanced Notes linked to the S&P 500® Futures Excess Return Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes price at $1,000 per note and mature on August 7, 2031.
At maturity, investors receive 2.14 times any positive Index return, with a 15% downside buffer. If the Index falls more than 15%, principal is reduced 1% for each additional 1% decline, for a maximum 85% loss and minimum payment of $150 per $1,000 note. The notes pay no interest, are unsecured, not listed, and carry the credit risk of both JPMorgan Financial and JPMorgan Chase & Co.
The price to public includes selling commissions of $7.50 per $1,000 note; net proceeds to the issuer are $992.50 per note. The estimated value at pricing was $977.10 per $1,000 note, reflecting structuring and hedging costs and an internal funding rate.
JPMorgan Chase Financial Company LLC is offering Uncapped Dual Directional Buffered Return Enhanced Notes due August 17, 2028, linked to the lesser performer of the Nasdaq-100® Technology Sector and the S&P 500® Index. The notes target an uncapped upside: at maturity, if the lesser-performing index finishes above its initial level, investors receive principal plus at least 1.275x that index’s gain.
If the lesser-performing index is flat or down by up to the 10.00% Buffer Amount, investors receive a positive, uncapped return equal to the absolute value of that decline, capped at $1,100 per $1,000 note when the lesser-performing index return is negative. If the lesser-performing index falls by more than 10.00%, investors lose 1% of principal for each 1% drop beyond the buffer, for a maximum loss of 90.00% of principal at maturity.
The notes pay no interest or dividends, are issued in $1,000 minimum denominations, and are unsecured, unsubordinated obligations of JPMorgan Financial, fully and unconditionally guaranteed by JPMorgan Chase & Co., exposing holders to both entities’ credit risk. They are not bank deposits or FDIC-insured and will not be listed on any exchange, so liquidity will depend on JPMS making a market. If priced on the date illustrated, the estimated value would be about $983.30 per $1,000 note, and the final estimated value disclosed at pricing will not be less than $900.00 per $1,000 note, reflecting embedded selling commissions, hedging costs and issuer funding assumptions. The tax disclosure notes the issuer’s view that the notes may be treated as open transactions for U.S. federal income tax purposes, while highlighting the possibility of adverse future IRS or Treasury guidance.
JPMorgan Chase Financial Company LLC is offering Capped Dual Directional Buffered Equity Notes linked to the S&P 500® Futures Excess Return Index, fully and unconditionally guaranteed by JPMorgan Chase & Co., and scheduled to mature on February 10, 2028. The notes provide unleveraged exposure to index appreciation up to a Maximum Upside Return of at least 33.00%, and to the absolute value of index declines up to a 15.00% Buffer Amount. If the index finishes more than 15.00% below its initial level, investors lose 1% of principal for each additional 1% decline, for a maximum loss of 85.00% of principal (minimum maturity payment of $150.00 per $1,000 note). The notes pay no interest, are issued in minimum denominations of $1,000, and are unsecured obligations subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co. If priced on the described date, the estimated value would be approximately $984.60 per $1,000 note and will not be less than $900.00 per $1,000 when set.
JPMorgan Chase Financial Company LLC, fully guaranteed by JPMorgan Chase & Co., is offering $1,577,000 of unsecured structured “Review Notes” linked to the MerQube US Tech+ Vol Advantage Index, maturing August 9, 2032. The notes can be automatically called on 21 quarterly Review Dates starting August 6, 2027 if the Index is at or above the Call Value, paying $1,000 plus a growing Call Premium that ranges from 26.20% to 157.20% of principal.
If not called, principal is repaid at maturity only if the Final Index Value is at or above the Barrier Amount, set at 50% of the Initial Value (7,102.24). Below the barrier, payoff is $1,000 plus $1,000 × Index Return, exposing holders to losses greater than 50% and potentially a total loss of principal.
The Index applies a 6.0% per annum daily deduction and a daily notional financing cost on its QQQ-based exposure, meaning it will generally lag a comparable index without such charges and may decline even when the underlying strategy is flat or modestly positive. The notes do not pay interest or dividends, are subject to JPMorgan credit risk, include embedded fees (price to public $1,000 vs. estimated value $938.60), are not listed, and may have limited or discounted secondary market liquidity.
JPMorgan Chase Financial Company LLC is offering structured notes due August 19, 2031, fully and unconditionally guaranteed by JPMorgan Chase & Co., linked to the Nasdaq-100, Russell 2000 and S&P 500 indices. The notes have $1,000 minimum denominations and pay no interest or dividends.
The notes may be automatically called on annual Review Dates starting August 18, 2027 if each index is at or above its Call Value (100% of its Initial Value), paying back principal plus a call premium of at least 11.75%–58.75% of principal, depending on the call date. If not called, and on the final Review Date every index is at or above its Barrier Amount of 70% of Initial Value, investors receive principal back at maturity.
If any index finishes below its Barrier Amount, maturity payment is $1,000 + ($1,000 × Least Performing Index Return), exposing investors to losses greater than 30% and down to a total loss of principal. An indicative estimated value is $941 per $1,000 note, and the final estimated value will not be less than $900 per $1,000. Returns and repayment are subject to the unsecured credit risk of JPMorgan Financial and JPMorgan Chase & Co.
JPMorgan Chase Financial Company LLC is offering Uncapped Dual Directional Accelerated Barrier Notes due August 17, 2029, linked to the least performing of the Dow Jones Industrial Average®, Russell 2000® Index and S&P 500® Index, in $1,000 minimum denominations, fully guaranteed by JPMorgan Chase & Co.
At maturity, if all three indices are at or above 70% of their initial levels, investors receive either 1.28x any gain of the least performing index or a positive return equal to its absolute loss, capped at 30% ($1,300 per $1,000). If any index finishes below 70% of its initial level, principal is reduced one-for-one with the least performing index, down to a total loss.
The notes pay no interest or dividends, are unsecured obligations subject to the credit risk of JPMorgan Chase Financial and JPMorgan Chase & Co., will not be listed, and may trade below the issue price. The indicative estimated value is about $962.10 per $1,000, and will not be less than $900.00 at pricing.
JPMorgan Chase Financial Company LLC is offering Digital Barrier Notes due September 29, 2027, linked to the least performing of the Nasdaq-100 Index®, the Russell 2000® Index and the S&P 500® Index, fully and unconditionally guaranteed by JPMorgan Chase & Co.
At maturity, investors receive a fixed return of 6.90% (payment of $1,069 per $1,000) if the Final Value of each Index is at least 60.00% of its Initial Value (the Barrier Amount). If any Index finishes below its Barrier Amount, principal is reduced 1% for every 1% decline of the Least Performing Index from its Initial Value, down to a total loss.
The notes have minimum denominations of $1,000, pay no periodic interest and provide no dividends or equity ownership rights. They are unsecured, unsubordinated obligations subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co. If priced on the example date, the estimated value would be about $974.40 per $1,000, and when set will not be less than $900.00 per $1,000, reflecting embedded fees, hedging costs and dealer compensation. The notes will not be listed, and secondary market prices are expected to be below the original issue price. Tax treatment is uncertain and may be materially affected by future IRS guidance.
JPMorgan Chase Financial Company LLC is offering Uncapped Dual Directional Buffered Return Enhanced Notes linked to the least performing of the Dow Jones Industrial Average, the Nasdaq-100 Index and the Russell 2000 Index, maturing August 16, 2029 and guaranteed by JPMorgan Chase & Co.
The notes provide 1.423x leveraged upside on any positive return of the least performing index at maturity, and a dual-direction feature that pays the absolute value of any index decline up to a 20% Buffer Amount. If any index falls more than 20%, principal is reduced 1% for each 1% additional decline, up to a maximum 80% loss.
The notes pay no interest, offer no dividends, are unsecured and unsubordinated obligations subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co., and will not be listed. If priced today, the estimated value would be about $964.50 per $1,000 note, and will not be less than $900.00 at pricing.
JPMorgan Chase Financial Company LLC is offering $545,000 Auto Callable Contingent Interest Notes linked to the common stock of Alcoa Corporation, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes pay a 24.50% per annum contingent interest (6.125% per quarter), equal to $61.25 per $1,000 note for each Review Date on which Alcoa’s share price is at or above the Interest Barrier of $31.388, which is 70.00% of the Strike Value of $44.84. The notes may be automatically called as early as November 3, 2026 if Alcoa’s share price is at or above the Strike Value, returning $1,000 plus applicable interest and any unpaid contingent interest. If not called and the final price is below the Trigger Value (also 70.00% of the Strike Value), repayment is $1,000 + ($1,000 × Stock Return), exposing investors to losses greater than 30% and potentially a total loss of principal. The notes are unsecured, unsubordinated obligations subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co., and the estimated value at pricing was $956.60 per $1,000 note, below the issue price due to embedded costs.
JPMorgan Chase Financial Company LLC is offering auto callable contingent interest notes linked to the MerQube US Tech+ Vol Advantage Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. Each note has a $1,000 denomination and pays a monthly Contingent Interest Payment only when the Index closes at or above 75.00% of its Initial Value (the Interest Barrier). The notes may be automatically called as early as August 2027 if the Index is at or above 97.00% of the Initial Value (the Call Value), in which case investors receive $1,000 plus the applicable interest and no further payments. If held to August 15, 2031 and not called, principal is protected only down to the 85.00% Buffer Threshold; below that level, investors lose 1% of principal for each 1% additional Index decline, for a maximum loss of 85.00%. The Index embeds a 6.0% per annum daily deduction and a daily notional financing cost (SOFR plus 0.50%), meaning it will lag a similar index without these charges. The indicative Contingent Interest Rate is at least 13.35% per annum, and the current estimated value is about $905.90 per $1,000 note, reflecting structuring and distribution costs and the issuer’s internal funding rate.